Top 30 Series 7 Jobs in Venice, Fl

Financial Advisor
Regions —Sarasota, FL
- $43,888 - $150,000 a year
- Full-time
- Mid-level
- High school diploma or GED
- Bachelor's degree
- Health savings account
- Health insurance
Registered Client Service Associate
Morgan Stanley —Sarasota, FL
- Full-time
- Writing skills
- Mid-level
- Office
4d
Registered Client Administrative Manager
Steward Partners Global Advisory LLC —Sarasota, FL
- Full-time
- Mid-level
- Office
- Bachelor's degree
- Health savings account
- Health insurance
Quick Apply
Premier Advisor - Nokomis, FL
Truist Bank —Nokomis, FL
- Full-time
- Background check
- English
- Office
- AD&D insurance
- Paid holidays
Client Service Specialist
Heritage Consultants LLC —Sarasota, FL
- $55,000 - $85,000 a year
- Full-time
- Hybrid work
- Microsoft Excel
- Writing skills
- Office
Quick Apply
11d
Private Client Banker - Central Sarasota Pkwy and US 41 - Sarasota, FL
JPMorganChase —Sarasota, FL
- Weekends as needed
- Military
- Mid-level
- Office
- Health insurance
- Tuition reimbursement
Investment Executive (Financial Advisor) Sarasota, FL
Fifth Third Bank —Sarasota, FL
- Full-time
- Office
- Travel
- Mentoring
OSJ Compliance Associate
SmartPro Financial —Bradenton, FL
- $43 an hour
- Part-time
- Background check
- Mid-level
- Office
Quick Apply
Private Client Manager II
Bank of America —Sarasota, FL
- Full-time
- Background check
- 7 years
- CPA
Financial Advisor
Suncoast Credit Union —Bradenton, FL
- $60,000 a year
- Full-time
- Writing skills
- Mid-level
- Office
- Paid parental leave
- Paid holidays
Sales Manager- Trainee
Gulf Pines Memorial Park —Englewood, FL
- $25 an hour
- Full-time
- Clean driving record
- Public speaking
- Mid-level
Quick Apply
4d
Managing Partner
MWA Careers - Fort Myers —Port Charlotte, FL
- Full-time
- Mid-level
- Mentoring
- Recruiting
- Health insurance
- Dental insurance
Quick Apply
Premier Advisor - Sarasota, FL
Truist Bank —Sarasota, FL
- Full-time
- Background check
- English
- Office
- AD&D insurance
- Paid holidays
Financial Advisor
Moors & Cabot Inc —Sarasota, FL
- Full-time
- 7 years
- Sales
- Research
- Disability insurance
- Health insurance
Quick Apply
Regional Vice President of Sales (Great Lakes)
Fisher Investments —United States
- From $175,000 a year
- 5 years
- Office
- Senior level
- Health insurance
- Dental insurance
Regional Vice President of Sales (South Atlantic)
Fisher Investments —United States
- From $175,000 a year
- 5 years
- Office
- Senior level
- Health insurance
- Dental insurance

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Registered Client Service Associate
Morgan Stanley —Sarasota, FL
Actively engage in available training and education programs – including firm strategic priorities, professional development and staying current on policies,…
4d
Financial Advisor
Moors & Cabot Inc —Sarasota, FL
This role is eligible for any of these arrangements depending on proximity to a branch and needs, and must be located within the state of Florida.
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Financial Advisor

Regions -
Sarasota, FL

Apply Now

Job Details

Full-time
$43,888 - $150,000 a year

Benefits

Health savings account
Health insurance
Dental insurance
Flexible spending account
Parental leave
Employee assistance program
Vision insurance
401(k) matching
Life insurance

Qualifications

High school diploma or GED
Series 7
Experience practicing in the securities industry

Full Job Description

Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed, then we are your employer of choice.

Regions is dedicated to taking appropriate steps to safeguard and protect private and personally identifiable information you submit. The information that you submit will be collected and reviewed by associates, consultants, and vendors of Regions in order to evaluate your qualifications and experience for job opportunities and will not be used for marketing purposes, sold, or shared outside of Regions unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions’ Retention Schedule for a minimum of three years. You may review, modify, or update your information by visiting and logging into the careers section of the system.

Job Description:
At Regions, the Financial Advisor establishes a portfolio of bank customers based on meeting the financial objectives of the customer through sound advice and guidance. This advice will be based on a deep understanding of the customer’s current financial standing and short and long term goals. The ideal candidate is customer-focused and partnership centric with previous branch based Financial Advisor experience.

Primary Responsibilities
Provides a broad range of investment solutions and products to help meet customer goals and offer in-depth guidance through Financial Planning services
Identifies and follows up on all opportunities to establish customer relationships including prospecting, lead utilization, and local market/community involvement
Builds and maintains a strong client network and pipeline
Provides and demonstrates expert-level portfolio planning skills and comprehensive industry and investment knowledge
Conducts and/or participates in investment performance and relationship reviews
Keeps junior level staff informed about investment products and opportunities
Adheres to compliance requirements and follows corporate and industry protocols

This position is exempt from timekeeping requirements under the Fair Labor Standards act and is not eligible for overtime pay.

This position is incentive eligible.

Requirements
High School Diploma or GED
S ix (6) months of related experience
Series 7
Series 63 & 65 or Series 66
Life Insurance License must be obtained within 60 days from employment start date

Preferences
Bachelor's degree
Certified Financial Planning, Chartered Financial Consultant and Certified Retirement Specialist
Two (2) years of Financial Advisory experience

Compensation for this role includes base compensation and variable compensation. Associates in this role have total compensation earning potential of $43,888 - $150,000+.

Position Type Full time

Incentive Pay Plans: This role is eligible to participate in a commission incentive plan. Employees have the potential to earn commission based on performance against defined metrics and goals.

Position Type Full time

Benefits Information
Regions offers a benefits package that is flexible, comprehensive and recognizes that "one size does not fit all" for benefits-eligible associates. Listed below is a synopsis of the benefits offered by Regions for informational purposes, which is not intended to be a complete summary of plan terms and conditions.

Paid Vacation/Sick Time

401K with Company Match

Medical, Dental and Vision Benefits

Disability Benefits

Health Savings Account

Flexible Spending Account

Life Insurance

Parental Leave

Employee Assistance Program

Associate Volunteer Program

Please note, benefits and plans may be changed, amended, or terminated with respect to all or any class of associate at any time. To learn more about Regions’ benefits, please click or copy the link below to your browser.

https://www.regions.com/about-regions/welcome-portal/benefits

Location Details Sarasota Commons
Location: Sarasota, Florida

Equal Opportunity Employer/including Disabled/Veterans

Job applications at Regions are accepted electronically through our career site for a minimum of five business days from the date of posting. Job postings for higher-volume positions may remain active for longer than the minimum period due to business need and may be closed at any time thereafter at the discretion of the company.

Apply Now

Refine Your Search

series 7 jobs in venice, fl

Financial Advisor

Registered Client Service Associate

Registered Client Administrative Manager

Premier Advisor - Nokomis, FL

Client Service Specialist

Private Client Banker - Central Sarasota Pkwy and US 41 - Sarasota, FL

Investment Executive (Financial Advisor) Sarasota, FL

OSJ Compliance Associate

Private Client Manager II

Financial Advisor

Sales Manager- Trainee

Managing Partner

Premier Advisor - Sarasota, FL

Financial Advisor

Regional Vice President of Sales (Great Lakes)

Regional Vice President of Sales (South Atlantic)

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