Top 4 Corporate counsel Jobs in Ventura Ca

Corporate Counsel
PlanMember Financial Corporation —Carpinteria, CA
- $125,000 - $175,000 a year
- Full-time
- 5 years
- Writing skills
- Mid-level
- Profit sharing
- Health insurance
8d
Counsel -- Global Commercial Operations
Amgen —Thousand Oaks, CA
- $179,984.95 - $243,509.05 a year
- Analysis skills
- Contracts
- Senior level
- Disability insurance
- Health insurance

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Senior Legal Counsel
Worthington Steel —Columbus, OH
Worthington Steel’s expertise in carbon flat-roll steel processing, electrical steel laminations and tailor welded solutions are driving steel toward a more…
Quick Apply
Corporate and Tax Associate: Strategic Transactional Counsel
Everforth, Cybercoders —Columbus, OH
Tax Advisory: Handle sophisticated federal and state tax matters, providing clear guidance on complex regulatory issues. Paid Parental and Family Leave.
$170,000 - $235,000 a year
4d

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Corporate Counsel

PlanMember Financial Corporation -
Carpinteria, CA

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Job Details

Full-time
$125,000 - $175,000 a year
8 days ago

Benefits

Profit sharing
Health insurance
Dental insurance
Paid time off
Vision insurance
401(k) matching

Qualifications

Securities law compliance support experience
Securities law
Legal research databases
Productivity software
Bar

Full Job Description

Department

Compliance

Classification

Exempt

Location

Carpinteria Headquarters, On-site

Position Type

Full Time

Description

Our firm, a registered broker/dealer and RIA, is looking for a Corporate Counsel to join our legal and compliance team. This role is ideal for a mid-level attorney with 5+ years of relevant experience interested in regulatory compliance, contract negotiation, and financial industry laws. This position provides an opportunity to work closely with senior legal counsel and compliance officers, gaining hands-on experience in the dynamic world of financial regulations. We offer a unique opportunity to gain exposure to securities regulations, compliance, and corporate legal functions in the financial services industry.

Location Information: On-Site at our Carpinteria, CA Headquarters

Salary Range: Starting salary is between $125k and $175k annually, however, it is ultimately determined by the scope of the position the candidate’s relevant experience, credentials/certifications and internal equity. We offer a generous compensation package that includes an attractive benefits package with medical, dental and vision, 401k company match, discretionary profit sharing, PTO, valet parking and more.

Responsibilities

Assist in drafting, reviewing, and negotiating contracts, vendor agreements, regulatory disclosures, corporate documents and minutes.
Conduct legal research on SEC, FINRA, and state securities regulations.
Support the legal and compliance teams in responding to regulatory inquiries and audits.
Analyze and interpret legal documents, ensuring alignment with financial industry regulations.
Assist with the development and implementation of firm policies and procedures related to securities laws.
Collaborate with cross-functional teams, including compliance, risk management, and business units.
Provide legal guidance on corporate governance and risk mitigation strategies.
Provide legal counsel and advice to firm executives
Assist with activities of corporate secretary.

Qualifications

Compliance

Ability to act in accordance with all pertinent rules, regulations, policies, and best practices
Ability to comprehend company’s standards of conduct

Communication

Ability to provide the information required by others in a concise, direct, and unambiguous way.
Excellent research, writing, and analytical skills
Conflict management

Managing Processes

Time management
Planning and priority setting
Strong attention to detail and ability to manage multiple priorities.
Organization skills and ability to document information.
Assess data quality and organize it coherently
Document the required information accurately

Composure and Resiliency

Able to deal effectively with pressure and maintain focus

Education

Bachelor’s degree in political science (while attending law school) or Juris Doctor (JD) degree required.
Have successfully passed the California state bar
5+years of experience in a legal, compliance, or regulatory role, preferably within financial services.
Strong knowledge of corporate and securities laws, SEC and FINRA regulations, and investment advisory compliance.
Proficiency in legal research tools, Microsoft Office, and document management software.

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corporate counsel jobs in ventura ca

Corporate Counsel

Counsel -- Global Commercial Operations

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