Top 470 Branch supervisor Jobs in Virginia

Compliance Officer and Supervisory Principal
Capitol Securities Management, Inc. —Glen Allen, VA
- From $95,000 a year
- Full-time
- Management
- Office
- Supervising experience
- Health insurance
- Dental insurance
Quick Apply
3d
Corrections Chief Medical Director $332K/Yr
Ascend Medical —Staunton, VA
- $332,000 a year
- Part-time
- Bilingual
- Medicine
- Psychiatry
- Paid time off
- Vision insurance
Quick Apply
Branch Manager
Software Technology Inc —Lake Ridge, VA
- 5 years
- Bachelor's degree
- Recruiting
Quick Apply
AUTOMOTIVE HYUNDAI/GENESIS SERVICE ADVISOR
SAFFORD AUTOMOTIVE GROUP —Springfield, VA
- Up to $125,000 a year
- Full-time
- ASE Certification
- Bilingual
- Background check
- Health savings account
- Health insurance
Quick Apply
Residential Facilities Maintenance
Watergate at Landmark —Alexandria, VA
- $21 - $25 an hour
- Weekends as needed
- Background check
- OSHA
- Pass drug screening
- Paid holidays
- Disability insurance
Quick Apply
Driver
Professional Transportation Inc —Roanoke, VA
- $14 - $15 an hour
- Part-time
- Background check
- Clean driving record
- Pass drug screening
- Health insurance
- 401(k)
Operations Coordinator- Service/Repair (Richmond)
TK Elevator Corporation —Ashland, VA
- Full-time
- Mid-level
- Office
- Residential
- Paid parental leave
- Health savings account
Universal Branch Representative I
Virginia Credit Union —Roanoke, VA
- Full-time
- Computer literacy
- Office
- High school diploma or GED
Quick Apply
Shop Technician/Mechanic- ALL LINDER LOCATIONS Up to $5000 Sign
LINDER INDUSTRIAL MACHINERY COMPANY —Chesapeake, VA
- Mid-level
- High school diploma or GED
- Quality control
- Fuel card
Quick Apply
Bilingual Warehouse Supervisor - 3rd Shift - WEEKLY PAY
Epic Personnel Partners, LLC —Ashland, VA
- $20 - $23 an hour
- Full-time
- Background check
- Spanish
- Microsoft Excel
- Health insurance
- Dental insurance
Quick Apply
Account Manager
Ruppert Landscape —Henrico, VA
- $55,000 - $65,000 a year
- Full-time
- Clean driving record
- Customer service
- Driver's License
- Health insurance
- Dental insurance
Quick Apply
Consumer & Business Services Specialist - Chester Branch
Virginia Credit Union —Chester, VA
- $55,427 - $61,228 a year
- Full-time
- Computer literacy
- Mid-level
- Office
Quick Apply
Field Technician/Mechanic- ALL LINDER LOCATIONS Up to $5000 Sign
LINDER INDUSTRIAL MACHINERY COMPANY —Fishersville, VA
- Mid-level
- High school diploma or GED
- 4 years
- Fuel card
Quick Apply
Shop Technician/Mechanic- ALL LINDER LOCATIONS Up to $5000 Sign
LINDER INDUSTRIAL MACHINERY COMPANY —Salem, VA
- Mid-level
- High school diploma or GED
- Quality control
- Fuel card
Quick Apply
Field Technician/Mechanic- ALL LINDER LOCATIONS Up to $5000 Sign
LINDER INDUSTRIAL MACHINERY COMPANY —Bealeton, VA
- Mid-level
- High school diploma or GED
- 4 years
- Fuel card
Quick Apply
Financial Service Representative
Langley Federal Credit Union —Newport News, VA
- $17.64 - $21.78 an hour
- Full-time
- Mid-level
- Office
- Mentoring
- Paid holidays
- Loan repayment program
Quick Apply
Financial Service Representative
Langley Federal Credit Union —Hampton, VA
- $17.64 - $21.78 an hour
- Full-time
- Mid-level
- Office
- Mentoring
- Paid holidays
- Loan repayment program
Quick Apply
10d
Financial Service Representative
Langley Federal Credit Union —Newport News, VA
- $17.64 - $21.78 an hour
- Full-time
- Mid-level
- Office
- Mentoring
- Paid holidays
- Loan repayment program
Quick Apply
4d
Business Operations Specialist
U.S. Customs and Border Protection —Ashburn, VA
- $143,913 - $187,093 a year
- Online Application
- Remote
- Psychiatry
- English
- Mid-level
- Paid holidays
- Health insurance
10d
IDC General Manager
Lowe's —Suffolk, VA
- $118,700 - $198,100 a year
- Full-time
- Bachelor's degree
- Recruiting
- Experience equivalent to degree accepted
- Health savings account
- Employee stock purchase plan

I want to receive the latest job alert for branch supervisor in virginia

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Explore jobs in more locations

branch supervisor jobs near virginia

Compliance Officer and Supervisory Principal

Capitol Securities Management, Inc. -
Glen Allen, VA

Quick Apply

Job Details

Full-time
From $95,000 a year
3 days ago

Benefits

Health insurance
Dental insurance
401(k)
Paid time off
Vision insurance

Qualifications

Series 7
Series 24
FINRA License

Full Job Description

Job Title: Compliance Officer/Supervisory Principal

Job Description:

Capitol Securities Management seeks an experienced professional in the brokerage industry with in depth knowledge that includes supervisory experience, and applicable industry regulatory knowledge. This individual will be responsible for serving as a direct centralized supervisor of designated registered representatives for the firm’s broker dealer and investment advisory firms. This individual will report to the Chief Compliance Officer. The desired candidate will have experience working in a FINRA regulated broker dealer, and strong attention to detail.

Position is full time and is onsite in the Glen Allen, VA area.

Specific responsibilities include:

Provide centralized supervision of registered representatives and associated persons to ensure compliance with FINRA, SEC, state regulatory, and firm requirements.
Review and monitor electronic communications, correspondence, advertising, and social media activity for regulatory compliance.
Conduct surveillance and review of customer trading activity to identify unsuitable transactions, excessive trading, outside business activities, private securities transactions, or other potential violations.
Review monthly and quarterly compliance-generated exception reports.
Monitor broker sales practices, new account activity, managed accounts, and account maintenance processes.
Follow up with registered representatives to ensure customer accounts remain compliant with firm policies and regulatory standards.
Communicate with advisors, clients, clearing firms, transfer agents, and other parties as needed to resolve service or compliance-related matters.
Conduct internal compliance branch audits; minimal travel required.
Assist with various compliance initiatives, special projects, and departmental tasks as assigned.

Desired Skills & Experience

Bachelor’s Degree or equivalent required
Licenses Required: FINRA Series 7; FINRA Series 9/10 OR 24/53, and FINRA Series 65 or 66
Minimum 5 years regulatory or brokerage experience, preferably compliance related
Experience working in a FINRA regulated broker dealer
Strong technical skills and knowledge of Microsoft Office programs
Diligent attention to detail
Effective organization, control and follow up of work
Ability to oversee/manage daily processing
Excellent analytical and problem solving abilities
Ability to multi task

Company Description:

Capitol Securities is a privately owned full service retail brokerage group founded in 1981 and headquartered in Richmond, Virginia.

Capitol has more than 200 investment professionals serving approximately 18,000 accounts in multiple locations throughout the United States, with total client assets in excess of $10 billion.

With a goal of helping create financial stability and security for our clients through a balanced approach to investing, we have earned a reputation for excellence in our industry for over 25 years.

www.capitolsecurities.com

Job Type: Full-time

Pay: From $95,000.00 per year

Benefits:

401(k)
Dental insurance
Health insurance
Paid time off
Vision insurance

Physical Setting:

Office

License/Certification:

Series 7 (Required)
Series 24 (Preferred)

Work Location: In person

Quick Apply

Refine Your Search

branch supervisor jobs in virginia

Compliance Officer and Supervisory Principal

Corrections Chief Medical Director $332K/Yr

Branch Manager

AUTOMOTIVE HYUNDAI/GENESIS SERVICE ADVISOR

Residential Facilities Maintenance

Driver

Operations Coordinator- Service/Repair (Richmond)

Universal Branch Representative I

Shop Technician/Mechanic- ALL LINDER LOCATIONS Up to $5000 Sign

Bilingual Warehouse Supervisor - 3rd Shift - WEEKLY PAY

Account Manager

Consumer & Business Services Specialist - Chester Branch

Field Technician/Mechanic- ALL LINDER LOCATIONS Up to $5000 Sign

Shop Technician/Mechanic- ALL LINDER LOCATIONS Up to $5000 Sign

Field Technician/Mechanic- ALL LINDER LOCATIONS Up to $5000 Sign

Financial Service Representative

Financial Service Representative

Financial Service Representative

Business Operations Specialist

IDC General Manager

I want to receive the latest job alert for branch supervisor in virginia

Related Searches

Explore jobs in more locations

Job Seeker Tools

Employer Tools

Browse

Stay Connected