Top 23 Broker Jobs in Wellington, Fl

Brokerage & Advisory Manager
Concorde Investment Services —Boca Raton, FL
- $100,000 - $130,000 a year
- Full-time
- Office
- Team management
- Recruiting
- Health savings account
- Health insurance
Quick Apply
# Health Insurance Brokers — Top Closer Only
Hoot Hoot Health —Deerfield Beach, FL
- $1,000 - $5,000 a week
- Full-time
- Management
- Sales
- No background check
Quick Apply
Real Estate Agent, 100% Commission, Florida Brokerage
Nizz Realty Inc. —Florida
- $40,000 - $200,000 a year
- Part-time
- Mid-level
- Residential
- Real Estate License
- Professional development assistance
- Flexible schedule
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Licensed Real Estate Agent/Broker
North Group Real Estate —Palm Beach, FL
- $40,000 - $200,000 a year
- Part-time
- Remote
- No background check
- Mid-level
- Real Estate License
- Flexible schedule
Quick Apply
Insurance Broker (Sales, Military, or Athletic Experience Preferred)
Empire Insurance Strategies —Florida
- $50,000 - $250,000 a year
- Military
- Driver's License
- Driving
- Opportunities for advancement
- Flexible schedule
Quick Apply
4d
Lead Compliance, Broker / Dealer
Mutual of America Financial Group —Boca Raton, FL
- $97,900 - $170,000 a year
- Hybrid work
- Microsoft Word
- Office
- 3 years
- Health insurance
- Dental insurance
Quick Apply
Brokerage Consultant
MarineMax —West Palm Beach, FL
- Dealership
- Mid-level
- US work authorization
Quick Apply
Boca Raton, Florida - Brokerage firm - Operations Associate at ViewTrade
ViewTrade —Boca Raton, FL
- Full-time
- Microsoft Outlook
- Office
- Organizational skills
- Health insurance
- Dental insurance
Quick Apply
Brokerage Consultant
MarineMax Services Inc —Palm Beach Gardens, FL
- Dealership
- Mid-level
- Marketing
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Manager Broker Services
USI Holdings Corporation —West Palm Beach, FL
- Microsoft Excel
- 5 years
- Office
- Health savings account
- Paid holidays
Precious Metals Broker
Maventura —Boynton Beach, FL
- $500 a week
- Full-time
- No experience needed
- Office
- Fair chance
Quick Apply
23h
Chain Account Specialist (Food Broker)
Affinity Group —Pompano Beach, FL
- $75,000 - $85,000 a year
- Full-time
- 5 years
- Cooking
- Ability to lift 50 pounds
- Health insurance
- Dental insurance
Quick Apply
SPQREA - Associate Broker
CBRE —Boca Raton, FL
- Full-time
- Microsoft Excel
- Microsoft Outlook
- Basic math
Brokerage firm - FINRA Licensed Compliance Associate
ViewTrade —Boca Raton, FL
- Full-time
- 5 years
- Office
- Senior level
- Health insurance
- Dental insurance
Quick Apply
7d
Senior Associate Broker - Property
Brown & Brown —Boynton Beach, FL
- Full-time
- Mid-level
- Office
- High school diploma or GED
- Employee stock purchase plan
- Paid holidays
Vice President of Sales-Broker Channel, Total Source
ADP —West Palm Beach, FL
- $104,000 - $225,400 a year
- Full-time
- 5 years
- Senior level
- Leadership
- Wellness program
- Disability insurance
Associate Broker
Amwins —Delray Beach, FL
- Mid-level
- Office
- Team management
- Paid holidays
- Health insurance
Quick Apply
Freight Broker Agent
MAV, Inc. —United States
- $40,000 - $500,000 a year
- Full-time
- Remote
- Mid-level
- Fair chance
- Health insurance
- Paid time off
Quick Apply
Sales & Operations Coordinator (Energy Brokerage; $70-85K)
#twiceasnice Recruiting —United States
- $70,000 - $85,000 a year
- Contract
- Remote
- Microsoft Outlook
- Mid-level
- Bachelor's degree
Quick Apply
2d

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Sales-Driven Service Advisor Commission + Bonuses | No Cap | Monday–Friday
Autobahn Auto Center —Boca Raton, FL
Established client base, steady car count, and hands-on training from our master techs. Present digital vehicle inspections clients actually understand and…
$70,000 - $130,000 a year
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11d
Sales Representative - First Aid & Safety
Cintas —West Palm Beach, FL
Gathering and utilizing business intelligence on prospects to support sales calls, product presentations and driving new business. Paid Time Off and Holidays.

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broker jobs near wellington, fl

Brokerage & Advisory Manager

Concorde Investment Services -
Boca Raton, FL

Quick Apply

Job Details

Full-time
$100,000 - $130,000 a year

Benefits

Health savings account
Health insurance
Dental insurance
401(k)
Flexible spending account
Paid time off
Employee assistance program
Vision insurance
401(k) matching
Life insurance

Qualifications

Investment firm experience
Trade execution in financial markets
Financial transaction processing
Securities & Exchange Commission
Regulatory compliance
Series 66
Series 7
Team development
Securities law compliance support experience
Team management
Vendor communication
Series 24
Securities law
FINRA License
Process improvement planning
Business operations
Experience at securities companies

Full Job Description

Overview
This role is responsible for leading and overseeing all brokerage and advisory operations functions across the firm. This role reports directly to the President & CEO during an initial phase of operational transition and infrastructure buildout.

This individual will lead the Brokerage and Advisory Operations teams while also playing a key role in stabilizing, scaling, and modernizing the firm’s operational framework. The position requires a hands-on leader who can drive day-to-day execution, build structure and accountability, and implement process improvements that support advisor growth and firm-wide efficiency.

Location & Work Structure

This position is based in Boca Raton, Florida. The role will begin remotely and transition to regular in-office collaboration once the office is operational. Candidates must be located in or willing to relocate to the Boca Raton area.

Roles and Responsibilities

Leadership & Team Management

Lead, develop, and manage the Brokerage and Advisory Operations teams, including hiring, training, coaching, and performance management
Conduct quarterly and annual performance reviews and establish clear accountability standards
Build a scalable team structure aligned with firm growth and operational demands
Foster a high-performance, service-oriented culture across the operations function

Brokerage & Advisory Operations Oversight

Oversee day-to-day brokerage and advisory operations, including trading, cashiering, account maintenance, and asset movement across all custodians
Supervise trade execution, allocation, and review across equities, fixed income, mutual funds, alternatives, and advisory platforms
Review trade blotters, exception reports, and activity reports across Pershing, Schwab, RBC, and external RIAs
Monitor margin activity and ensure timely communication and resolution with representatives
Oversee alternative investment processing, ensuring accuracy and timeliness at each stage
Ensure proper handling of trade errors, rejects, and documentation for audit and regulatory purposes

Advisor & Branch Support

Serve as a key escalation point for advisors and internal teams on trading, account, and operational issues
Support onboarding of new advisors, including training on custodial platforms and operational workflows
Assist advisors in navigating Pershing NetX360, Schwab Advisor Center, RBC Nexus, Envestnet, and related systems
Partner with advisors to resolve complex operational issues, including transfers, margin, and account servicing

Process Improvement & Strategy

Identify and implement process improvements to increase efficiency, reduce risk, and enhance advisor experience
Evaluate current workflows and systems to streamline operations and reduce manual processes
Partner with senior leadership to align operations with broader firm strategy, including growth and advisor recruiting initiatives
Reduce operational inefficiencies, including minimizing house account volume and improving processing timelines

Risk Management & Compliance Support

Ensure adherence to SEC, FINRA, and state regulatory requirements across all operational functions
Review and monitor exception reports for best execution, trading activity, and compliance risks
Partner with Compliance and Supervision teams to support audits, branch exams, and regulatory inquiries
Maintain accurate records and documentation to support internal and external audits

Reporting & Collaboration

Provide regular reporting on trading activity, volumes, and operational metrics to senior leadership
Collaborate closely with the COO, CCO, Finance and Technology teams
Support firm initiatives related to technology, platform enhancements, and operational infrastructure

Abilities and Experience Required

Extensive experience in brokerage and advisory operations within a broker-dealer and/or RIA environment
Strong working knowledge of Pershing, Schwab, and RBC platforms
Experience with Envestnet and advisory billing platforms preferred
Deep understanding of brokerage operations including trading, cashiering, account onboarding, and transfers
Strong knowledge of SEC, FINRA, and state regulatory requirements
Proven leadership experience managing and developing high-performing teams
Ability to prioritize and execute in a fast-paced, high-volume environment
Strong problem-solving skills with a focus on process improvement and efficiency
Ability to communicate effectively with advisors, vendors, and internal stakeholders
High level of accountability, ownership, and attention to detail

Minimum Licensing and Requirements

FINRA Series 7, 24, and 66 (required)

Compensation & Benefits

Competitive base salary plus performance-based incentives
401(k) with company match
Health, dental, and vision insurance
Flexible spending and health savings accounts
Paid time off and employee assistance programs

Pay: $100,000.00 - $130,000.00 per year

Benefits:

401(k)
401(k) matching
Dental insurance
Flexible spending account
Health insurance
Health savings account
Life insurance
Paid time off
Vision insurance

License/Certification:

FINRA Series 24 (Required)
FINRA Series 66 (Required)
FINRA Series 7 (Required)

Work Location: In person

Quick Apply

Refine Your Search

broker jobs in wellington, fl

Brokerage & Advisory Manager

# Health Insurance Brokers — Top Closer Only

Real Estate Agent, 100% Commission, Florida Brokerage

Licensed Real Estate Agent/Broker

Insurance Broker (Sales, Military, or Athletic Experience Preferred)

Lead Compliance, Broker / Dealer

Brokerage Consultant

Boca Raton, Florida - Brokerage firm - Operations Associate at ViewTrade

Brokerage Consultant

Manager Broker Services

Precious Metals Broker

Chain Account Specialist (Food Broker)

SPQREA - Associate Broker

Brokerage firm - FINRA Licensed Compliance Associate

Senior Associate Broker - Property

Vice President of Sales-Broker Channel, Total Source

Associate Broker

Freight Broker Agent

Sales & Operations Coordinator (Energy Brokerage; $70-85K)

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