Top 68 Compliance Jobs in West Palm Beach Fl

Compliance Officer
Concorde Investment Services —Boca Raton, FL
- $60,000 - $90,000 a year
- Full-time
- Management
- Research
- Office
- Health savings account
- Health insurance
Quick Apply
Code Compliance Coordinator
City of Greenacres —Greenacres, FL
- $27.26 - $41.73 an hour
- Weekends as needed
- Microsoft Excel
- Research
- Mid-level
- Paid holidays
- Health insurance
9d
AML Compliance Analyst
Unbank —Boynton Beach, FL
- From $60,000 a year
- Full-time
- Mid-level
- Office
- Analysis skills
- Profit sharing
- Paid training
Quick Apply
1d
COMPLIANCE ANALYST - GRANT
City of Lake Worth Beach —Lake Worth, FL
- $67,275 - $90,563 a year
- Full-time
- Microsoft Excel
- Microsoft Outlook
- English
Ethics and Compliance Specialist (Investigations and Audit)
Chromalloy —Palm Beach Gardens, FL
- $79,200 - $103,950 a year
- Overtime
- Up to 50% travel
- 5 years
- Pass drug screening
- Wellness program
- Paid holidays
Quick Apply
6d
Code Compliance Officer - Provisional
Palm Beach County —West Palm Beach, FL
- $26.69 an hour
- Weekends as needed
- Construction site
- Mid-level
- Residential
- Paid parental leave
- Paid holidays
3d
Grant Compliance Specialist III
Palm Beach County —West Palm Beach, FL
- $63,123 - $106,539 a year
- Monday to Friday
- Office
- High school diploma or GED
- Driver's License
- Paid parental leave
- Paid holidays
8d
Medical Records Technician (Coder) Auditor
US Veterans Health Administration —West Palm Beach, FL
- $65,735 - $85,460 a year
- Online Application
- Hybrid work
- Background check
- Anatomy knowledge
- Microsoft Outlook
2d
Environmental Compliance Specialist I
City of West Palm Beach —West Palm Beach, FL
- $22.06 an hour
- Online Application
- Mid-level
- High school diploma or GED
- Military encouraged
Manager, Regulatory Compliance
Palm Beach County —West Palm Beach, FL
- $106,377 a year
- Monday to Friday
- Management
- Engineering
- 3 years
Senior Compliance Officer, Financial Aid
Palm Beach Atlantic University —West Palm Beach, FL
- Full-time
- Writing skills
- Finance
- University
Director, Compliance
Chromalloy —Palm Beach Gardens, FL
- $171,136 - $224,616 a year
- Overtime
- Pass drug screening
- Finance
- Bachelor's degree
- Wellness program
- Paid holidays
Quick Apply
6d
Research Regulatory Affairs Specialist I
Florida Cancer Specialists & Research Institute —West Palm Beach, FL
- Full-time
- Background check
- Microsoft Outlook
- Customer service
- Tuition reimbursement
- 401(k) matching
Alcohol Compliance Representative - iThink Financial Amphitheater
Legends Global —West Palm Beach, FL
- Part-time
- Ability to walk for extended periods
- Mid-level
- High school diploma or GED
Principal Regulatory Compliance Analyst
NextEra Energy, Inc. —Jupiter, FL
- Full-time
- 5 years
- Office
- Analysis skills
Night Auditor
Hotel AKA West Palm Beach —West Palm Beach, FL
- Computer literacy
- Basic math
- English
Quick Apply
10d
HIGHWAY SAFETY SPECIALIST (WT: MV COMPLIANCE EXAMINER) - 76005324
The State of Florida —West Palm Beach, FL
- $37,413 a year
- Overtime
- Background check
- Writing skills
- Research
- Paid parental leave
- Paid holidays
2d
In-House Counsel
Confidential —Palm Beach, FL
- From $120,000 a year
- Full-time
- In-person
- Training & development
- Senior level
- Health insurance
- Dental insurance
Quick Apply
4d
Corporate Litigation Counsel
CEMEX —West Palm Beach, FL
- Extended hours
- Writing skills
- Office
- Analysis skills
- Wellness program
- Paid holidays
2d
Auditor I
Palm Beach County —West Palm Beach, FL
- $69,950 a year
- Monday to Friday
- CPA
- Computer Science
- Mid-level
10d

I want to receive the latest job alert for compliance in west palm beach fl

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Explore jobs in more locations

compliance jobs near west palm beach fl

Compliance Officer jobs in Boca Raton, FL

Corporate Counsel jobs in West Palm Beach, FL

Compliance Officer jobs in West Palm Beach, FL

Night Auditor jobs in West Palm Beach, FL

Safety Specialist jobs in West Palm Beach, FL

Compliance Officer jobs in Greenacres, FL

Compliance Officer jobs in Jupiter, FL

Environmental Compliance Specialist jobs in West Palm Beach, FL

Compliance Manager jobs in West Palm Beach, FL

Financial Representative jobs in West Palm Beach, FL

Loan Officer Assistant jobs in Houston, TX

Senior Compliance Officer jobs in New York, NY

Security Officer jobs in Peoria, IL

Senior Compliance Officer jobs in Denver, CO

Senior Compliance Officer jobs in Albany, NY

Security Officer jobs in Houston, TX

Senior Compliance Officer jobs in Atlanta, GA

Corporate Counsel jobs in Minneapolis, MN

General Counsel jobs in Charlotte, NC

Associate General Counsel jobs in New York, NY

Compliance Officer

Concorde Investment Services -
Boca Raton, FL

Quick Apply

Job Details

Full-time
$60,000 - $90,000 a year

Benefits

Health savings account
Health insurance
Dental insurance
401(k)
Flexible spending account
Paid time off
Vision insurance
401(k) matching
Professional development assistance
Flexible schedule
Life insurance

Qualifications

Securities & Exchange Commission
Research
Series 7
Securities law compliance support experience
Bachelor's degree
Organizational skills
Securities law
Financial services
Series 63
Training delivery

Full Job Description

About Us

Concorde Holdings, Inc. is an innovative and rapidly expanding financial services firm specializing in broker-dealer, registered investment advisor (RIA), and insurance agency solutions. We pride ourselves on delivering exceptional investment, advisory, and insurance services to both financial professionals and clients. As we continue to scale, we are looking for a detailed and hands-on Compliance Officer.

Overview

The Compliance Officer supports the firm’s compliance program for broker-dealer and registered investment adviser (RIA) operations. This role works closely with the Chief Compliance Officer (CCO) and Senior Compliance Officer to ensure adherence to applicable federal, state, and self-regulatory organization rules and regulations. The ideal candidate is proactive, detail-oriented, and capable of managing multiple priorities in a dynamic regulatory environment.

Key Responsibilities

Monitor, interpret, and stay current on all applicable laws, rules, and regulations impacting broker-dealer and RIA operations, including FINRA, SEC, and state requirements.
Assist in managing and preparing documentation for regulatory inquiries, audits, and examinations.
Perform anti-money laundering (AML) supervisory duties, including oversight of the annual independent AML audit.
Oversee the annual independent OSJ branch inspection process.
Assist with the annual broker-dealer review and the annual RIA compliance review.
Support the development, implementation, and ongoing enhancement of compliance policies and procedures to ensure regulatory alignment.
Develop and deliver compliance training programs to promote firm-wide awareness and understanding of regulatory obligations.
Contribute to the preparation of compliance reports and presentations for senior management and the board of directors.
Assist the CCO and Director of Compliance with internal investigations, regulatory research, and ad hoc compliance projects.
Support compliance program administration, including employee compliance monitoring and reporting.

Qualifications & Requirements

Strong working knowledge of FINRA, SEC, and state securities laws and regulations.
Minimum of 5 years of experience in the financial services industry, preferably in a compliance role.
Required licenses: Series 7, Series 63, and Series 65 or Series 66 and Series 24.
Bachelor’s degree in a business-related field or equivalent professional experience.
Knowledge of alternative investments is a plus, but not required.

Skills & Competencies

Self-starter with the ability to take initiative and work independently.
Strong organizational skills with the ability to manage competing priorities and deadlines.
Highly analytical with excellent research and problem-solving abilities.
Detail-oriented, process-driven, and highly organized with strong critical-thinking skills.
Strong technical aptitude and comfort working with compliance systems and reporting tools.
Ability to collaborate effectively across departments while also functioning autonomously.
Flexible and adaptable, with the ability to pivot in response to changing regulatory or business needs.

Job Type: Full-time

Pay: $60,000.00 - $90,000.00 per year

Benefits:

401(k)
401(k) matching
Dental insurance
Flexible schedule
Flexible spending account
Health insurance
Health savings account
Life insurance
Paid time off
Professional development assistance
Vision insurance

Application Question(s):

Do you have at least 5 years of experience in the financial services industry (preferably in a compliance role)?
Do you currently have the following license criteria? Series 7, Series 63, and Series 65 or Series 66 and Series 24.

Work Location: In person

Quick Apply

Refine Your Search

compliance jobs in west palm beach fl

Compliance Officer

Code Compliance Coordinator

AML Compliance Analyst

COMPLIANCE ANALYST - GRANT

Ethics and Compliance Specialist (Investigations and Audit)

Code Compliance Officer - Provisional

Grant Compliance Specialist III

Medical Records Technician (Coder) Auditor

Environmental Compliance Specialist I

Manager, Regulatory Compliance

Senior Compliance Officer, Financial Aid

Director, Compliance

Research Regulatory Affairs Specialist I

Alcohol Compliance Representative - iThink Financial Amphitheater

Principal Regulatory Compliance Analyst

Night Auditor

HIGHWAY SAFETY SPECIALIST (WT: MV COMPLIANCE EXAMINER) - 76005324

In-House Counsel

Corporate Litigation Counsel

Auditor I

I want to receive the latest job alert for compliance in west palm beach fl

Explore jobs in more locations

Job Seeker Tools

Employer Tools

Browse

Stay Connected