Top 44 Senior risk manager Jobs in Westlake Tx

Senior Manager, Compliance Risk Testing
Charles Schwab —Southlake, TX
- $120,000 - $160,000 a year
- Monday to Friday
- Hybrid work
- 5 years
- Office
- US work authorization
- Paid parental leave
- Employee stock purchase plan
1d
Risk & Independence Contract Specialist Senior Manager - Advisory Consulting Services
PRICE WATERHOUSE COOPERS —Fort Worth, TX
- $91,000 - $321,500 a year
- 6 years
- High school diploma or GED
- Fair chance
- Paid holidays
- Health insurance
Senior Manager, Operational Resilience
Charles Schwab —Southlake, TX
- $120,000 - $170,000 a year
- Hybrid work
- Microsoft Excel
- 5 years
- Finance
- Paid parental leave
- Employee stock purchase plan
4d
Senior Manager, Risk and Compliance
IREN —Fort Worth, TX
- Senior level
- Commercial
- 10 years
- Health savings account
- Paid holidays
R&I Managed Services Deals Desk Senior Manager
PRICE WATERHOUSE COOPERS —Fort Worth, TX
- $91,000 - $321,500 a year
- 6 years
- Computer Science
- Finance
- Paid holidays
- Health insurance
Senior Manager, Technology Risk - Audit and Assurance
Williams-Sonoma, Inc. —The Colony, TX
- Full-time
- Computer science
- Azure
- CPA
- Wellness program
- Commuter assistance
12d
Senior Technology Risk Management - AI
Charles Schwab —Southlake, TX
- $145,000 - $185,000 a year
- Hybrid work
- Computer Science
- 5 years
- Office
- Paid parental leave
- Employee stock purchase plan
2d
Senior Specialist, Internal Audit, Risk Analytics/Modeling
Charles Schwab —Westlake, TX
- $95,000 - $125,000 a year
- Hybrid work
- Office
- Finance
- Math
- Paid parental leave
- Employee stock purchase plan
8d
Senior Risk Management/Loss Control Consultant (Remote in Dallas, TX)
Amerisure Insurance —Irving, TX
- Full-time
- Hybrid work
- Clean driving record
- 5 years
- Microsoft Office
- Profit sharing
- Health insurance
Senior Technology Risk Management - Enterprise Technology and Architecture Governance
Charles Schwab —Southlake, TX
- $145,000 - $185,000 a year
- Hybrid work
- Computer Science
- 5 years
- Office
- Paid parental leave
- Employee stock purchase plan
2d
Sr. Manager, Market Risk Analyst
Charles Schwab —Southlake, TX
- $140,000 - $180,000 a year
- Hybrid work
- 5 years
- Office
- SQL
- Paid parental leave
- Employee stock purchase plan
Senior Risk Manager – Alternative Accounting Risk
Fidelity Investments —Westlake, TX
- $89,000 - $180,000 a year
- Full-time
- 7 years
- Bachelor's degree
- Accounting
- Loan repayment program
- Tuition reimbursement
Sr Manager Liquidity Regulatory Reporting and Infrastructure
Charles Schwab —Westlake, TX
- $105,600 - $200,000 a year
- Hybrid work
- 7 years
- Office
- Finance
- Paid parental leave
- Employee stock purchase plan
Senior Credit Risk Analyst
VANTAGE CARD SERVICES INC —Plano, TX
- Full-time
- Microsoft Excel
- Office
- Residential
- Health savings account
- AD&D insurance
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Senior Audit Project Manager - Credit Risk
U.S. Bank National Association —Irving, TX
- $133,365 - $156,900 a year
- Full-time
- 5 years
- Office
- Bachelor's degree
- Paid holidays
- Disability insurance
3d
Business Integrity Trade Compliance Senior Manager
PRICE WATERHOUSE COOPERS —Fort Worth, TX
- $91,000 - $321,500 a year
- 6 years
- High school diploma or GED
- Fair chance
- Paid holidays
- Health insurance
R&I Independence Technology Team (ITT) Senior Manager
PRICE WATERHOUSE COOPERS —Fort Worth, TX
- $91,000 - $321,500 a year
- 6 years
- Computer Science
- Finance
- Paid holidays
- Health insurance
9d
Sr Manager, Co-Brand Risk Management
American Airlines —Fort Worth, TX
- 7 years
- Finance
- Analysis skills
- Health insurance
- Dental insurance
4d
National Tax Services – Tax R&Q Technology Risk Management - Senior Associate
PRICE WATERHOUSE COOPERS —Fort Worth, TX
- $77,000 - $214,000 a year
- Mid-level
- Bachelor's degree
- Mentoring
- Paid holidays
- Health insurance
5d
Senior Credit Risk Specialist (Part-Time)
TIB, N.A. —Farmers Branch, TX
- Part-time
- Remote
- Writing skills
- Finance
- 8 years
- Work from home

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senior risk manager jobs near westlake tx

Senior Manager, Compliance Risk Testing

Charles Schwab -
Southlake, TX

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Job Details

$120,000 - $160,000 a year
1 day ago

Benefits

Paid parental leave
Employee stock purchase plan
Health insurance
Dental insurance
401(k)
Tuition reimbursement
Adoption assistance
Parental leave
Vision insurance
401(k) matching
Sabbatical

Qualifications

Finance
Securities & Exchange Commission
Privacy law
Securities law compliance support experience
Financial services
Risk & issue management

Full Job Description

Southlake, TX ; Austin, TX ; Omaha, NE ; Orlando, FL

Requisition ID 2026-124456 Category Legal & Compliance Position type Regular Pay range USD $120,000.00 - $160,000.00 / Year Application deadline 2026-08-07

Your opportunity

At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together. Please note: This position is M-F during standard business hours with a hybrid work model (4 days in-office, 1 day working from home). It is only available in the areas listed. Candidate must reside or be willing to relocate on their own to one of the listed areas. Applicants must be currently authorized to work in the United States on a full-time basis without employer sponsorship.

The Compliance Department coordinates Schwab’s compliance efforts, and performs an advisory, monitoring, testing, and education role to support management’s supervisory responsibility and its efforts to achieve compliance with financial services rules and regulations, and policies of the Company. We are currently offering the opportunity for a dynamic and engaging Compliance Professional to join the team, as a Senior Manager, responsible for conducting risk-based compliance testing within our affiliated investment advisory programs and mutual funds.

The Senior Manager is an individual contributor and will conduct testing to evaluate the effectiveness and adequacy of certain internal controls, policies, procedures and systems designed to achieve and/or monitor compliance with applicable regulatory requirements. The Senior Manager is expected to make recommendations to enhance and refine the testing program and will remain current on regulatory developments, enterprise-wide policies and procedures, as well as develop and foster strong partnerships across Compliance, Legal, Corporate Risk Management, and with business partners.

The Senior Manager will:

Draft testing scopes that include applicable regulatory requirements and adhere to established compliance testing policies & procedures
Conduct compliance testing to evaluate the effectiveness of internal controls for compliance with applicable regulatory requirements and corporate policy
Complete assigned testing in accordance with the annual testing plan and adequately document the evaluation of the effectiveness of the internal controls
Confirm that compliance issues identified during testing are followed-up on, and corrective action plans are properly executed to comply with corporate policy or applicable regulatory requirements
Socialize and report testing results while working to ensure timely completion, including the validation of all corrective actions
Maintain a strong working knowledge of Investment Advisers Act of 1940 and Investment Company Act of 1940 and the rules there under, as well as other federal and state regulations
Perform other duties and special projects, as may be assigned

What you have

Qualifications:

At least 8 years of experience within financial services ideally with a deep understanding of investment advisory businesses, as well as testing standards/methodologies
5 years of experience in a Regulatory Testing/Examiner/Audit role
Investment Adviser and/or Investment Company experience required
Understanding of FRB, SEC, FINRA, OCC, Privacy and Anti-Money Laundering rules and regulations
Familiarity with the execution of Second Line of Defense compliance testing including compliance risk management principles

What’s in it for you

At Schwab, you’re empowered to shape your future. We champion your growth through meaningful work, continuous learning, and a culture of trust and collaboration—so you can build the skills to make a lasting impact. Our Hybrid Work and Flexibility approach balances our ongoing commitment to workplace flexibility, serving our clients, and our strong belief in the value of being together in person on a regular basis.

We offer a competitive benefits package that takes care of the whole you – both today and in the future:

401(k) with company match and Employee stock purchase plan
Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions
Paid parental leave and family building benefits
Tuition reimbursement
Health, dental, and vision insurance

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Eligible Schwabbies receive

Medical, dental and vision benefits
401(k) and employee stock purchase plans
Tuition reimbursement to keep developing your career
Paid parental leave and adoption/family building benefits
Sabbatical leave available after five years of employment

Apply Now

Refine Your Search

senior risk manager jobs in westlake tx

Senior Manager, Compliance Risk Testing

Risk & Independence Contract Specialist Senior Manager - Advisory Consulting Services

Senior Manager, Operational Resilience

Senior Manager, Risk and Compliance

R&I Managed Services Deals Desk Senior Manager

Senior Manager, Technology Risk - Audit and Assurance

Senior Technology Risk Management - AI

Senior Specialist, Internal Audit, Risk Analytics/Modeling

Senior Risk Management/Loss Control Consultant (Remote in Dallas, TX)

Senior Technology Risk Management - Enterprise Technology and Architecture Governance

Sr. Manager, Market Risk Analyst

Senior Risk Manager – Alternative Accounting Risk

Sr Manager Liquidity Regulatory Reporting and Infrastructure

Senior Credit Risk Analyst

Senior Audit Project Manager - Credit Risk

Business Integrity Trade Compliance Senior Manager

R&I Independence Technology Team (ITT) Senior Manager

Sr Manager, Co-Brand Risk Management

National Tax Services – Tax R&Q Technology Risk Management - Senior Associate

Senior Credit Risk Specialist (Part-Time)

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Your opportunity

What you have

What’s in it for you

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Eligible Schwabbies receive

Medical, dental and vision benefits

401(k) and employee stock purchase plans

Tuition reimbursement to keep developing your career

Paid parental leave and adoption/family building benefits

Sabbatical leave available after five years of employment

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