Top 3 Compliance officer Jobs in Whitefish, Mt

STOCKMAN WEALTH MANAGEMENT CHIEF COMPLIANCE OFFICER
Stockman Bank of Montana —Kalispell, MT
- Full-time
- Customer service
- Bachelor's degree
- Senior level
- 401(k)
- 403(b)
Quick Apply
Director Compliance Regulatory
Logan Health —Kalispell, MT
- Full-time
- Customer service
- 5 years
- Pass drug screening
- Vision insurance

Discover related jobs

Based on your search for compliance officer jobs.

Compliance and Privacy Partner
Logan Health —Kalispell, MT
Bachelor's degree in a related field, or. Experience interpreting and applying federal and state regulations preferred.
Director Compliance Regulatory
Logan Health —Kalispell, MT
Serves as the state and federal liaison in conjunction with legal counsel regarding verbal and written communication to state and federal agencies.

Show more related jobs

Explore jobs in cities nearby

Check out jobs in cities near your current location, Columbus

Vice President, Transmission Compliance
American Municipal Power, Inc —Columbus, OH
Participate in project field/site walkdowns and attend meetings/conference calls as needed. Must possess excellent communication, presentation, diplomacy,…
Quick Apply
Chief Compliance & Quality Officer
Diversified Treatment Alternative Centers —Columbus, OH
Bachelor’s degree in Healthcare Administration, Human Services, Social Work, Business, or related field required; Master’s degree preferred.
Quick Apply

I want to receive the latest job alert for compliance officer in whitefish, mt

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Explore jobs in more locations

compliance officer jobs near whitefish, mt

Chief Compliance Officer jobs in Georgia

Chief Compliance Officer jobs in Michigan

Security Officer jobs in Delaware

Chief Compliance Officer jobs in Colorado Springs, CO

Chief Compliance Officer jobs in Kentucky

Security Officer jobs in Kenosha, WI

Compliance Analyst jobs in Orlando, FL

Director Of Compliance jobs in Tampa, FL

Environmental Compliance jobs in Maryland

Director Of Compliance jobs in Louisville, KY

Director Of Compliance jobs in Kansas City, MO

Director Talent Acquisition jobs in Chicago, IL

Director Of Compliance jobs in Seattle, WA

Director Bcba jobs in New Jersey

STOCKMAN WEALTH MANAGEMENT CHIEF COMPLIANCE OFFICER

Stockman Bank of Montana -
Kalispell, MT

Quick Apply

Job Details

Full-time

Benefits

401(k)
Pension plan
403(b)

Qualifications

Investment firm experience
Customer service
Professional ethics
Word embeddings
Bachelor's degree
Productivity software

Full Job Description

Position General Responsibilities:

Incumbent is responsible for administering and monitoring the firm's compliance program as an SEC Registered Investment Adviser requirement. Must foster a highly ethical culture of compliance with "client first" approach. Will represent Stockman Wealth Management in community activities as agreed and approved by Manager.

Minimum Qualifications:

Strong commitment to providing exceptional customer service.
Four-year college level course study/degree.
Minimum of five years previous Registered Investment Adviser (RIA) Compliance experience.
IACCP designation preferred.
Working knowledge of Word, Excel, Access or related software.
Demonstrated ability to provide information in concise verbal and written formats is essential for job success.
Experience in retirement planning (403(b), 401(k), Pension Plans) is advantageous.

Specific Skills Requirements:

Action Orientation – taking initiative to achieve desired results rather than passively waiting for direction.
Applied Learning Ability – understanding new information and complex ideas quickly and without confusion.
Strong Communication Skills (written and verbal) – ability to disseminate complex information in an easily-understandable format to an audience of varied knowledge level.
Creative Problem-Solving Ability – looking for solutions to achieve desired results.
Strong Interpersonal Skills – with ability to interact effectively with all levels of management.
Professionalism – maintaining a professional attitude, image, and work ethic.

NOTE: Travel is possible with this position and could include overnight stays.

Dimension of Job:

This position requires a thorough knowledge of investment activities and policies.

For full description, which includes physical mental demands please see attachment.

Quick Apply

Refine Your Search

compliance officer jobs in whitefish, mt

STOCKMAN WEALTH MANAGEMENT CHIEF COMPLIANCE OFFICER

Director Compliance Regulatory

Discover related jobs

Explore jobs in cities nearby

I want to receive the latest job alert for compliance officer in whitefish, mt

Explore jobs in more locations

Job Seeker Tools

Employer Tools

Browse

Stay Connected