Top 568 Licensed series 7 and series 63 Jobs

Private Banking Relationship Manager MLO and FINRA Licensed - Denver, CO
Vectra Bank Colorado —Denver, CO
- $140,000 - $180,000 a year
- Word processing
- Computer literacy
- Office
- Profit sharing
- Paid training
Internal Sales Associate (Charlotte, NC (Hybrid) or Remote)
Brighthouse Financial —Charlotte, NC
- $45,900 a year
- Full-time
- Hybrid work
- Bachelor's degree
- Communication skills
- Entry level
- Paid parental leave
- Health savings account
11d
Customer Service Representative, Series 7 Registered
Crypto.com —Remote
- $60,000 - $80,000 a year
- Remote
- Mid-level
- Supervising experience
- Continuous improvement
- Disability insurance
- Dental insurance
Quick Apply
6d
Blackstone Private Wealth - Client Services, Associate
Blackstone Group —Miami, FL
- $130,000 - $175,000 a year
- Full-time
- 5 years
- Research
- Office
- Health insurance
- Dental insurance
Private Banking Relationship Manager MLO and FINRA Licensed - Denver, CO
Zions Bancorporation —Denver, CO
- $140,000 - $180,000 a year
- Word processing
- Computer literacy
- Office
- Profit sharing
- Paid training
Sr ETF Analyst (Fixed Income)
Invesco —New York, NY
- $170,000 - $185,000 a year
- Full-time
- Hybrid work
- Mid-level
- Office
- Finance
- Employee stock purchase plan
- Health insurance
Alternative Investment Representative (OWN)
StartEngine —Remote
- Full-time
- Mid-level
- Presentation skills
- US work authorization
- Paid parental leave
- Health insurance
Blackstone Private Wealth - Client Services, Analyst
Blackstone Group —Miami, FL
- $100,000 - $130,000 a year
- Full-time
- Research
- Mid-level
- Office
- Health insurance
- Dental insurance
Licensed Investment Operations Associate
First Command Financial Services, Inc. —Fort Worth, TX
- Overtime
- Hybrid work
- Mid-level
- Bachelor's degree
- Financial services
Financial Customer Experience Associate - Licensed
moomoo —New York, NY
- $55,000 - $100,000 a year
- Weekends as needed
- Merchandising
- Mid-level
- 3 years
- Health insurance
- Dental insurance
Quick Apply
Registered Sales Rep - Alternatives
StartEngine —Remote
- Full-time
- Mid-level
- Presentation skills
- US work authorization
- Paid parental leave
- Health insurance
IWG Central Regional Director
Apollo —Dallas, TX
- $200,000 - $225,000 a year
- Full-time
- Microsoft Excel
- 6 years
- Bachelor's degree
Team-Based Financial Advisor - Apex Financial Group (Manitowoc)
Thrivent —Manitowoc, WI
- $24,000 a year
- Full-time
- Microsoft Word
- Background check
- Microsoft Excel
- AD&D insurance
- Health insurance
Quick Apply
Team-Based Financial Advisor - Apex Financial Group (Fond du Lac)
Thrivent —Fond du Lac, WI
- $24,000 a year
- Full-time
- Microsoft Word
- Background check
- Microsoft Excel
- AD&D insurance
- Health insurance
Quick Apply
Team-Based Financial Advisor - Holder & Albrecht Financial Group
Thrivent —Spokane, WA
- $60,000 - $80,000 a year
- Full-time
- Microsoft Word
- Background check
- Microsoft Excel
- AD&D insurance
- Health insurance
Quick Apply
Associate Financial Advisor - Ascend National Wealth Advisors- Bellevue, WA
Thrivent —Bellevue, WA
- $70,000 - $105,000 a year
- Microsoft Word
- Microsoft Excel
- Microsoft Outlook
Quick Apply
Associate Financial Advisor - Wisconsin Heartland Associates
Thrivent —Madison, WI
- $36,000 a year
- Full-time
- Background check
- Mid-level
- Office
- 401(k)
Quick Apply
Team Based Financial Advisor – Legacy West Financial Consultants - Bellevue, WA
Thrivent —Bellevue, WA
- $75,000 - $90,000 a year
- Background check
- Microsoft Excel
- Salesforce
- AD&D insurance
- Health insurance
Quick Apply
Licensed Financial Services Advisor
First State Bank & Trust —Basehor, KS
- Full-time
- Background check
- Mid-level
- Office
- Health savings account
- Health insurance
Quick Apply
Director of Planning Operations – Voyage Financial Advisors
Thrivent —Stevens Point, WI
- $90,000 - $135,000 a year
- Full-time
- Hybrid work
- Background check
- Office
- 3 years
- Profit sharing
- Disability insurance
Quick Apply

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licensed series 7 and series 63 jobs near

Private Banking Relationship Manager MLO and FINRA Licensed - Denver, CO

Vectra Bank Colorado -
Denver, CO

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Job Details

$140,000 - $180,000 a year

Benefits

Profit sharing
Paid training
Paid holidays
Health insurance
Dental insurance
401(k)
Tuition reimbursement
Benefits from day one

Qualifications

Credit risk assessment
Interviewing clients
Spreadsheets
Banking analysis in risk and credit
Investment planning
Consumer lending analysis in risk and credit
Financial product expertise
Financial concepts
FINRA License
Investment analysis
Experience practicing in the securities industry
Series 79
Series 63

Full Job Description

At Vectra Bank, we’re proud to serve the Rocky Mountain region with the strength of a large financial institution and the personal touch of a community bank. Recognized as a Top Workplace, we combine deep resources with attentive, relationship‑driven service to support families, businesses, and the communities we call home.
We’re committed to creating a great place to build a career, welcoming employees whose talent, drive, and diverse perspectives help us deliver custom financial solutions. With day‑one benefits, ample growth opportunities, and a culture centered on listening, collaboration, and care, Vectra Bank is a place to grow, thrive, and make a meaningful impact. We believe we are Big enough to count and small enough to care.
With benefits starting on day one, over 11 bank holidays, and a company committed to career growth and advancement, we are dedicated to being an employer of choice in our industry and community. At Vectra Bank, the possibilities are endless – come for a job, stay for a career.
We are seeking a seasoned Private Banking FINRA Licensed Relationship Manager - MLO to serve as the principal account and relationship manager for new and existing clients. This role is responsible for proactively generating, managing, and servicing a portfolio of high‑net‑worth clients while delivering thoughtful, client‑centric solutions aligned with both immediate and long‑term financial objectives.
Essential Functions
Serves as the principal account and relationship manager for new and existing private banking clients, acting as the primary point of contact and trusted financial advisor.
Proactively generates, manages, and services a portfolio of clients by independently identifying client needs, risks, and opportunities and delivering appropriate, well‑reasoned financial solutions.
Generates, retains, and expands business in one or more of the following areas: loan and deposit products, investment and trust referrals, and commercial business referrals.
Performs comprehensive credit analysis and applies sound judgment and critical thinking to structure loans appropriately and in alignment with client objectives and risk standards.
Maintains a high level of client satisfaction through proactive communication, timely responsiveness, and a deep understanding of each client’s evolving financial situation.
Develops and follows up on new client opportunities through existing client relationships, referrals from internal bank partners, and independent prospecting efforts.
Proactively reviews existing client relationships and portfolios, anticipates changing financial needs, and delivers strategic, forward‑looking recommendations.
Operates in strict adherence to all bank policies, regulatory requirements, compliance standards, and risk management practices.
Performs other duties as assigned.
Qualifications
Bachelor’s degree required; experience with lending, sales, banking products and services, or other directly related experience preferred. A combination of education and experience may be considered.
Solid to advanced knowledge of banking products and services, including commercial lending, mortgages, investments, trusts, affinity, and insurance solutions.
Demonstrated ability to take initiative, exercise sound judgment, and apply critical thinking to solve complex client needs and business challenges.
Solid to advanced sales, self‑management, credit analysis, loan structuring, applicant interviewing, and perceptive character judgment skills.
Strong financial planning knowledge with the ability to identify investment opportunities, brokerage sales, and appropriate referral solutions.
Proven verbal and written communication skills with the ability to clearly and confidently convey complex financial concepts.
Commitment to delivering a high level of service quality and acting in the client’s best interest.
Intermediate computer skills, including proficiency with word processing and spreadsheet applications.
FINRA Series 79 (or grandfathered Series 7) and Series 63 required within 90 days of start date; full licensing required within six months.
Compensation
This position is eligible to earn a base salary in the range of $140,000 – $180,000 annually , depending on job‑related factors such as experience level and location.
Final offer amounts are determined by multiple factors, including but not limited to experience, skills, expertise, location, education, FINRA licenses, and certifications.
Benefits
Medical & Dental Insurance & Vacation & Profit Sharing - START DAY ONE!
401(k) plan, competitive compensation in line with work experience.
Most roles eligible for sales bonuses + monthly incentives and/or annual discretionary bonus, some roles include mileage + travel time pay, and/or parking waivers (must meet eligibility requirements
Paid Training, Paid Vacation, Paid Holidays, and promotional opportunities offered from within
Tuition Reimbursement for qualifying employees
Stable Employer, we are a division of Zions Bancorporation and included in the S&P 500 & NASDAQ Financial 100 indices.

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Private Banking Relationship Manager MLO and FINRA Licensed - Denver, CO

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