Top 63 sec compliance crypto Jobs

Director of Compliance
Alpaca —New York, NY
- Remote
- Finance
- Bachelor's degree
- Continuous improvement
- Health insurance
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Product Manager, Crypto
Alpaca —Miami, FL
- Remote
- Computer Science
- 5 years
- Finance
- Health insurance
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Product Manager, New Assets
Alpaca —New York, NY
- Remote
- Computer Science
- 5 years
- Mid-level
- Health insurance
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Director, US Broker-Dealer Compliance
Crypto.com —Remote
- $230,000 - $280,000 a year
- Remote
- Organizational skills
- Fingerprint clearance
- Senior level
- Disability insurance
- Dental insurance
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Product Manager, Money Movement & Settlements
Alpaca —New York, NY
- Remote
- Computer Science
- 5 years
- Mid-level
- Health insurance
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Regulatory Counsel - US Monitorships
Binance —Remote
- Full-time
- Remote
- Analysis skills
- Senior level
- Communication skills
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Head of Policy and Regulatory Affairs – US
Elliptic —New York, NY
- $155,000 - $290,000 a year
- Full-time
- Hybrid work
- Senior level
- Communication skills
- 10 years
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Program Manager - Centralized Exchange / Licensing
Sei Labs —San Francisco, CA
- Full-time
- Remote
- Senior level
- Commercial
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Quant - Risk | Propr.xyz
SwissBorg —Remote
- Full-time
- DevOps
- Mid-level
- 3 years
Manager, Enterprise Risk (Analytics)
Gemini Trust Company —New York, NY
- $129,500 - $185,000 a year
- Hybrid work
- 6 years
- Office
- Bachelor's degree
- Paid parental leave
- Health insurance
Principal Product Designer
Figure Lending —San Francisco, CA
- $158,400 - $237,600 a year
- Remote
- 8 years
- Mentoring
- US work authorization
- Continuing education credits
- Commuter assistance
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Trading Specialist
moomoo —Dallas, TX
- $70,000 - $80,000 a year
- Full-time
- Mid-level
- Office
- 3 years
- Paid holidays
- Health insurance
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Director, Loan Accounting
Figure Lending —New York, NY
- $152,000 - $228,000 a year
- Remote
- System design
- Residential
- Analysis skills
- Continuing education credits
- Commuter assistance
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Counsel, Regulatory and Product
FalconX —New York, NY
- $196,000 - $248,000 a year
- Mid-level
- 4 years
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Lead Product Manager, Money Movement & Settlements
Alpaca —New York, NY
- Remote
- Computer Science
- Finance
- SQL
- Health insurance
Quick Apply
Crypto Wallet Operations Specialist
moomoo —Jersey City, NJ
- $90,000 - $130,000 a year
- Full-time
- Mid-level
- Office
- SQL
- Paid holidays
- Health insurance
Quick Apply
Project Manager - Bilingual
moomoo —Dallas, TX
- $80,000 - $100,000 a year
- Full-time
- 5 years
- English
- Finance
- Health insurance
- Dental insurance
Quick Apply
Compliance, GBM Public Compliance - Digital Assets, Vice President, New York
Goldman Sachs —New York, NY
- $100,000 - $250,000 a year
- Office
- Finance
- 8 years
- Disability insurance
- Health insurance
Compliance - Senior Compliance Officer - New Jersey
B2C2 —New Jersey
- 5 years
- Office
- Senior level
Senior Manager – Digital Assets, Blockchain & Web3 Accounting Advisory (Atlanta, GA)
DLA, LLC —Atlanta, GA
- Full-time
- 7 years
- CPA
- Mentoring
- Paid time off
- 401(k) matching
Quick Apply

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Director of Compliance

Alpaca -
New York, NY

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Job Details

Benefits

Stock options
Health insurance

Qualifications

Securities & Exchange Commission
Series 7
Legal policy drafting
Securities law compliance support
Bachelor's degree
Compliance documentation
Securities law
Regulatory compliance analysis
Policy Development
Stakeholder management

Full Job Description

Who We Are:

Alpaca is a US-headquartered self-clearing broker-dealer and brokerage infrastructure for stocks, ETFs, options, crypto, fixed income, 24/5 trading, and more. Our recent Series D funding round brought our total investment to over $320 million, fueling our ambitious vision.

Amongst our subsidiaries, Alpaca is a licensed financial services company, serving hundreds of financial institutions across 40 countries with our institutional-grade APIs. This includes broker-dealers, investment advisors, wealth managers, hedge funds, and crypto exchanges, totalling over 9 million brokerage accounts.

Our global team is a diverse group of experienced engineers, traders, and brokerage professionals who are working to achieve our mission of opening financial services to everyone on the planet. We're deeply committed to open-source contributions and fostering a vibrant community, continuously enhancing our award-winning, developer-friendly API and the robust infrastructure behind it.

Alpaca is proudly backed by top-tier global investors, including Portage Ventures, Spark Capital, Tribe Capital, Social Leverage, Horizons Ventures, Unbound, SBI Group, Derayah Financial, Elefund, and Y Combinator.

Our Team Members:

We're a dynamic team of 380+ globally distributed members who thrive working from our favorite places around the world, with teammates spanning the USA, Canada, Japan, Hungary, Nigeria, Brazil, the UK, and beyond!

We're searching for passionate individuals eager to contribute to Alpaca's rapid growth. If you align with our core values—Stay Curious, Have Empathy, and Be Accountable—and are ready to make a significant impact, we encourage you to apply.

Your Role:

The Director of Compliance reports to the Chief Compliance Officer and supports all aspects of the Firm's compliance program. This role works closely across business lines and functions to ensure alignment and effective execution of compliance initiatives. The ideal candidate is proactive, highly organized, and able to manage multiple solutions and maintain strong stakeholder relationships.

Things You Get To Do:

Apply practical knowledge of FINRA rules and regulations to ensure compliance oversight across the firm.
Partner with business units to understand workflows, monitor controls, and implement compliance process improvements.
Draft, update, and maintain compliance policies and supervisory procedures.
Review advertising, marketing, and electronic communications for regulatory compliance.
Support regulatory examinations, inquiries, and requests, including gathering data, preparing documentation, and coordinating responses.
Assist in the preparation and submission of required regulatory filings and reports.
Assist with branch inspections and supervisory reviews, track findings, and follow up with business leads.
Assist in the preparation and submission of required regulatory filings and reports.
Experience with new product launches and ongoing product governance.

Who You Are (Must-Haves):

At least 10 years of experience managing compliance matters within FINRA, SEC, and OCC jurisdictions, preferably in a broker-dealer and clearing firm environment.
Deep knowledge of U.S. securities regulations, including FINRA/SEC rules, and registration/licensing obligations.
Strong written communication skills for drafting regulatory documentation and policies.
Proven ability to work independently and produce actionable compliance work, not just advisory guidance.
Ability to operate effectively in a fast-paced, global environment with evolving regulatory requirements.
Proficiency in using compliance software and tools.
High ethical standards and a commitment to maintaining confidentiality.
Bachelor's degree in Finance, Business, Law, or a related field.
Required FINRA licenses: Series 7, 24; additional licenses and designations are a plus.

How We Take Care of You:

Competitive Salary & Stock Options
Health Benefits
New Hire Home-Office Setup: One-time USD $500
Monthly Stipend: USD $150 per month via a Brex Card

Alpaca is proud to be an equal opportunity workplace dedicated to pursuing and hiring a diverse workforce.

Recruitment Privacy Policy

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Refine Your Search

sec compliance crypto jobs

Director of Compliance

Product Manager, Crypto

Product Manager, New Assets

Director, US Broker-Dealer Compliance

Product Manager, Money Movement & Settlements

Regulatory Counsel - US Monitorships

Head of Policy and Regulatory Affairs – US

Program Manager - Centralized Exchange / Licensing

Quant - Risk | Propr.xyz

Manager, Enterprise Risk (Analytics)

Principal Product Designer

Trading Specialist

Director, Loan Accounting

Counsel, Regulatory and Product

Lead Product Manager, Money Movement & Settlements

Crypto Wallet Operations Specialist

Project Manager - Bilingual

Compliance, GBM Public Compliance - Digital Assets, Vice President, New York

Compliance - Senior Compliance Officer - New Jersey

Senior Manager – Digital Assets, Blockchain & Web3 Accounting Advisory (Atlanta, GA)

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