Top 654 program manager Jobs in fort lauderdale, fl

Chief Compliance Officer
Concorde Investment Services —Boca Raton, FL
- From $130,000 a year
- Full-time
- Background check
- Office
- Continuous improvement
- Health savings account
- Health insurance
Quick Apply
Marketing & Communications Project Manager
Jewish Federation of South Palm Beach County —Boca Raton, FL
- From $60,000 a year
- Full-time
- Mid-level
- Office
- 3 years
- Paid holidays
- Health insurance
Quick Apply
Program Manager
Hose-McCann Communications —Deerfield Beach, FL
- From $90,000 a year
- Full-time
- Background check
- Microsoft Outlook
- Mid-level
- Health insurance
- Dental insurance
Quick Apply
Sports Coordinator
PETER BLUM FAMILY YMCA —Boca Raton, FL
- $40,000 - $45,000 a year
- Weekends as needed
- CPR Certification
- Driver's License
- Education
- Health insurance
- Dental insurance
Quick Apply
Assistant Director of Women's Philanthropy
Jewish Federation of Broward County —Davie, FL
- $70,000 - $80,000 a year
- Weekends as needed
- Mid-level
- Bachelor's degree
- US work authorization
- Health insurance
- Dental insurance
Quick Apply
Human Resources Manager
Broward County Tax Collector —Fort Lauderdale, FL
- From $81,500 a year
- Full-time
- Office
- Bachelor's degree
- Recruiting
- Employee assistance program
High School Assistant Principal
Second Mile —Miami Gardens, FL
- $70,000 - $80,000 a year
- Full-time
- Background check
- Microsoft Excel
- Microsoft Outlook
- Health savings account
- Health insurance
Quick Apply
Director Of Nursing Services, Critical Care, $20,000 Bonus
Baptist Health South Florida —Boca Raton, FL
- $126,148.63 - $167,777.68 a year
- Nursing
- RN License
- Hospital
- Wellness program
- Health insurance
Director of College Counseling
DIVINE SAVIOR ACADEMY —Doral, FL
- $80,000 a year
- Full-time
- Background check
- School experience
- Spanish
Quick Apply
7d
VPK Director
After School Programs —Fort Lauderdale, FL
- $35,000 a year
- Full-time
- Background check
- School experience
- Working with individuals with disabilities
- Health insurance
- Dental insurance
Quick Apply
Early Childhood Assistant Director
Trinity Lutheran School —Delray Beach, FL
- $23.39 - $26.00 an hour
- Full-time
- School experience
- Mid-level
- High school diploma or GED
- Health insurance
- Dental insurance
Quick Apply
21h
LPN Program Manager (Nursing Hialeah Campus)
Northbridge University —Hialeah, FL
- Weekends as needed
- Background check
- Classroom
- Nursing
- Health savings account
- Paid holidays
Quick Apply
VPK Director in Coconut Creek
After School Programs —Coconut Creek, FL
- $30,097.42 - $35,310.87 a year
- Full-time
- School experience
- English
- Mid-level
- Health insurance
- Dental insurance
Quick Apply
Director Nursing Services, BH Emergency Care at West Boca, FT,8A-4:30P
Baptist Health South Florida —Boca Raton, FL
- $126,148.63 - $167,777.68 a year
- Full-time
- Nursing
- RN License
- Hospital
- Wellness program
- Health insurance
Residential Manager
Her Song —Miami, FL
- From $62,000 a year
- Full-time
- Spanish
- 7 years
- English
- Health insurance
- Dental insurance
Safety & Loss Prevention Manager - RIVANI Class X
Black Briar Management —Miami Beach, FL
- $75,000 - $90,000 a year
- Full-time
- Spanish
- CPR Certification
- 5 years
- Free parking
- Health insurance
Program Manager
Carrfour Supportive Housing —Miami, FL
- From $50,000 a year
- Full-time
- Background check
- Spanish
- Driver's License
- Health insurance
- Dental insurance
Quick Apply
Program Manager
Carrfour Supportive Housing —Miami, FL
- From $50,000 a year
- Full-time
- Background check
- Spanish
- Administrative experience
- Health insurance
- Dental insurance
Quick Apply
B2B Sales and Marketing Manager
Her 2nd Chance Inc. —Boca Raton, FL
- Full-time
- Marketing
- Research
- Mid-level
- Paid training
- Paid time off
Quick Apply
Rehab Program Manager - Physical Therapist
Healthpro Heritage, LLC —Fort Lauderdale, FL
- Full-time
- Physical & Rehabilitation Medicine
- Mid-level
- 3 years
4d

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Chief Compliance Officer

Concorde Investment Services -
Boca Raton, FL

Quick Apply

Job Details

Full-time
From $130,000 a year

Benefits

Health savings account
Health insurance
Dental insurance
401(k)
Flexible spending account
Paid time off
Vision insurance
401(k) matching
Life insurance

Qualifications

Investment firm experience
Teamwork
Team supervision
Securities & Exchange Commission
Series 7
Securities law compliance support
Securities law
FINRA License
Financial services
Training & development
Securities companies
Senior leadership

Full Job Description

Position Overview

The Chief Compliance Officer (“CCO”) serves as a senior member of the executive leadership team and is responsible for the design, implementation and oversight of the firm’s enterprise compliance program across its broker-dealer and registered investment adviser businesses.

This role provides strategic leadership in managing regulatory risk, maintaining a strong culture of compliance and ensuring the firm’s supervisory systems, policies and procedures align with applicable FINRA, SEC and state regulatory requirements.

The CCO works closely with senior leadership, legal counsel and regulators to support the firm’s continued growth while maintaining the highest standards of regulatory integrity and investor protection.

Key Responsibilities

Enterprise Compliance Leadership

Lead and oversee the firm’s enterprise compliance program across its broker-dealer and investment adviser businesses.
Maintain and enhance the firm’s compliance framework, including Written Supervisory Procedures (“WSPs”), Code of Ethics and other compliance policies required under FINRA, SEC and state regulations.
Serve as a strategic advisor to executive leadership on regulatory matters, emerging risks and compliance considerations related to the firm’s growth initiatives.

Regulatory Oversight

Ensure the firm maintains an effective supervisory system designed to achieve compliance with applicable securities laws and regulations, including FINRA Rule 3110.
Oversee the development, maintenance and testing of supervisory procedures governing the firm’s brokerage, advisory and insurance activities.
Lead the firm’s regulatory examination and inquiry process, including coordination with FINRA, the SEC and state regulators.
Serve as the firm’s primary compliance liaison with regulatory authorities.

Compliance Program Administration

Administer the firm’s compliance program consistent with SEC Investment Advisers Act Rule 206(4)-7, including conducting and documenting the annual review of the investment adviser compliance program.
Support the firm’s annual compliance certification process in accordance with FINRA Rule 3130.
Oversee regulatory filings and reporting, including Form ADV, Form CRS and other required filings.

Risk Monitoring and Surveillance

Implement and oversee compliance monitoring, surveillance and testing programs designed to identify and mitigate regulatory risks.
Conduct periodic risk assessments across brokerage and advisory activities.
Oversee processes related to:
customer complaints
outside business activities
private securities transactions
advertising and marketing review
electronic communications supervision

Branch Supervision and Inspections

Oversee the firm’s branch office inspection program and supervisory controls.
Ensure inspections and supervisory reviews are conducted in accordance with regulatory requirements and internal policies.

Compliance Team Leadership

Lead, mentor and develop the compliance team.
Establish departmental goals, key performance indicators and performance management processes.
Promote a culture of accountability, collaboration and continuous improvement within the compliance organization.

Compliance Training and Culture

Develop and oversee compliance training programs for registered representatives and employees.
Foster a strong culture of compliance and ethical conduct across the organization.
Provide guidance to business leaders on regulatory developments and compliance best practices.

Collaboration with Legal and Executive Leadership

Collaborate with outside legal counsel and senior leadership to evaluate regulatory developments, legal risks and compliance implications for the firm.
Provide compliance input on new products, strategic initiatives and business expansion.
Participate in executive leadership meetings and firm committees, including investment and due diligence committees.

Qualifications and Experience

Minimum 10 years of experience in securities industry compliance, including leadership roles within a broker-dealer or hybrid broker-dealer/RIA environment.
Prior experience serving as a Chief Compliance Officer, Deputy CCO or senior compliance executive at a regulated financial services firm.
Strong working knowledge of FINRA, SEC and state regulatory frameworks governing broker-dealers and investment advisers.
Demonstrated experience managing regulatory examinations and regulatory inquiries.
Experience with independent broker-dealer platforms and alternative investments is strongly preferred.
Proven leadership ability with experience managing and developing compliance teams.

Required Licenses

Candidates must hold or be able to obtain the following FINRA registrations:

Series 7
Series 24
Series 63
Series 65 or Series 66

Preferred Licenses

Series 4
Series 53

Professional Skills

Successful candidates will demonstrate:

Strong regulatory judgment and risk management expertise
Exceptional leadership and communication skills
Ability to work effectively with regulators, executives and advisors
Strategic thinking combined with practical execution
High integrity and commitment to investor protection

Compensation and Benefits

Compensation will include a competitive base salary and an annual performance bonus tied to the effectiveness of the firm’s compliance program, regulatory examination outcomes, risk management initiatives and leadership contributions to the firm’s regulatory framework.

Pay: From $130,000.00 per year

Benefits:

401(k)
401(k) matching
Dental insurance
Flexible spending account
Health insurance
Health savings account
Life insurance
Paid time off
Vision insurance

Experience:

Securities Compliance: 10 years (Required)

License/Certification:

Series 7, Series 24, Series 63, and Series 65 or Series 66 (Required)

Ability to Relocate:

Boca Raton, FL 33486: Relocate before starting work (Required)

Work Location: In person

Quick Apply

Refine Your Search

program manager jobs in fort lauderdale, fl

Chief Compliance Officer

Marketing & Communications Project Manager

Program Manager

Sports Coordinator

Assistant Director of Women's Philanthropy

Human Resources Manager

High School Assistant Principal

Director Of Nursing Services, Critical Care, $20,000 Bonus

Director of College Counseling

VPK Director

Early Childhood Assistant Director

LPN Program Manager (Nursing Hialeah Campus)

VPK Director in Coconut Creek

Director Nursing Services, BH Emergency Care at West Boca, FT,8A-4:30P

Residential Manager

Safety & Loss Prevention Manager - RIVANI Class X

Program Manager

Program Manager

B2B Sales and Marketing Manager

Rehab Program Manager - Physical Therapist

I want to receive the latest job alert for program manager in fort lauderdale, fl

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