Top 4931 Regulatory compliance Jobs in Missouri

Branch Auditor
Edward Jones —St. Louis, MO
- $63,200 - $104,200 a year
- Hybrid work
- Up to 50% travel
- Mid-level
- Office
- Profit sharing
- Health savings account
11d
Regulatory Affairs Specialist
Actalent —Chesterfield, MO
- $30 - $38 an hour
- Contract
- Hybrid work
- Microsoft Excel
- Bachelor of Science
- Bachelor's degree
- Commuter assistance
- Health savings account
Quick Apply
4d
Corporate Ethics & Compliance Investigator
Centene —Missouri
- $107,700 - $199,300 a year
- Full-time
- Remote
- 7 years
- Management
- HIPAA
- Paid holidays
- Health insurance
Quality Control Auditor - Fully Remote
Neighbors Bank —Missouri
- $60,000 a year
- Remote
- Research
- Mid-level
- Presentation skills
- Wellness program
- Paid holidays
Quick Apply
6d
Senior Compliance Investigator
Centene —Missouri
- $70,100 - $126,200 a year
- Full-time
- Remote
- Writing skills
- High school diploma or GED
- Fair chance
- Paid holidays
- Health insurance
Governance Risk and Compliance Analyst
Polsinelli PC —Kansas City, MO
- $100,000 - $120,000 a year
- Full-time
- Remote
- Computer science
- Computer Science
- Mid-level
- Free parking
- AD&D insurance
13d
Online Casino Reviewer (Remote) - Paid Contract Position
Signup Expert —Kansas City, MO
- Contract
- Remote
- Research
- Communication skills
- Entry level
Quick Apply
Insurance Regulatory Compliance Manager (Remote)
MEM —Missouri
- $98,800 - $148,200 a year
- Full-time
- Remote
- 5 years
- Finance
- Bachelor's degree
- Profit sharing
- Paid jury duty
Senior Claim Benefit Specialist - Remote
CVS Health —Missouri
- $18.50 - $42.35 an hour
- Full-time
- Remote
- Mid-level
- High school diploma or GED
- Mentoring
- Health insurance
- Dental insurance
8d
Assistant Environmental Scientist - Environmental & Regulatory Compliance (Kansas City)
Burns & McDonnell —Kansas City, MO
- Full-time
- Microsoft Excel
- Construction site
- Analysis skills
Senior Compliance Corrections Specialist
Centene —Missouri
- $70,100 - $126,200 a year
- Full-time
- Remote
- 5 years
- Bachelor's degree
- Data entry
- Paid holidays
- Health insurance
Auditor/Investigator II
Qlarant —Missouri
- $57,512 - $85,839 a year
- Full-time
- Remote
- Mid-level
- Analysis skills
- Bachelor's degree
Quick Apply
Actuarial Analyst (Remote)
MEM —Missouri
- $66,400 - $99,600 a year
- Full-time
- Remote
- Finance
- Bachelor's degree
- Business Administration
- Profit sharing
- Paid jury duty
Payment Integrity Specialist - Regulatory
Centene —Missouri
- $87,700 - $157,800 a year
- Full-time
- Remote
- Microsoft Excel
- 6 years
- Master's degree
- Paid holidays
- Health insurance
4d
Program Management Senior Advisor - Cigna Healthcare - Remote
The Cigna Group —St. Louis, MO
- $116,100 - $193,500 a year
- Online Application
- 7 years
- Bachelor's degree
- Product management
- Paid holidays
- Health insurance
13d
Compliance Team Lead
Cyber 74, LLC —Missouri
- From $110,000 a year
- Full-time
- Remote
- HIPAA
- 3 years
- Mentoring
Quick Apply
Disability Support Worker – Mid
Parsons —St. Louis, MO
- Microsoft Excel
- Experience working with individuals with disabilities
- 5 years
- Wellness program
- Paid holidays
Contract Specialist (Remote) - Office of the Vice Chancellor for Research
Washington University in St. Louis —St. Louis, MO
- $75,200 - $128,800 a year
- Online Application
- Remote
- Writing skills
- Pass drug screening
- Criminal background check
- Commuter assistance
- Employee assistance program
Senior Coordinator, Complaint & Appeals - Remote
CVS Health —Missouri
- $18.50 - $38.82 an hour
- Full-time
- Remote
- Data analysis skills
- Research
- High school diploma or GED
- Health insurance
- Dental insurance
5d
Regulatory Compliance and Certification Specialist
Fike Corporation —Blue Springs, MO
- $67,527 - $84,402 a year
- Full-time
- Bachelor of Science
- Mid-level
- Office
- Free parking
- Profit sharing

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regulatory compliance jobs near missouri

Branch Auditor

Edward Jones -
St. Louis, MO

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Job Details

$63,200 - $104,200 a year
11 days ago

Benefits

Profit sharing
Health savings account
AD&D insurance
Paid holidays
Disability insurance
Dental insurance
401(k)
Flexible spending account
Employee assistance program
Vision insurance

Qualifications

Employee relationship building
Series 7
Series 24

Full Job Description

This job posting is anticipated to remain open for 30 days, from 15-Jul-2026. The posting may close early due to the volume of applicants.

Join a financial services firm where your contributions are valued. Edward Jones is a Fortune 500¹ company where people come first. With over 9 million clients and 20,000 financial advisors across the U.S. and Canada, we’re proud to be privately-owned, placing the focus on our clients rather than shareholder returns.

Behind everything we do is our purpose: We partner for positive impact to improve the lives of our clients and colleagues, and together, better our communities and society. We are an innovative, flexible, and inclusive organization that attracts, develops, and inspires performance excellence and a sense of belonging.

People are at the center of our partnership. Edward Jones associates are seen, heard, respected, and supported. This is what we believe makes us the best place to start or build your career.

View our Purpose, Inclusion and Citizenship Report.

¹Fortune 500, published June 2024, data as of December 2023. Compensation provided for using, not obtaining, the rating.

The Branch Audit Department plays a critical role in achieving the Compliance Division's purpose of promoting our clients' best interests and decisions that foster an environment of trust by continuously partnering together to strengthen our culture of compliance to enable the best client, branch team and associate experiences. Through teams of Branch Auditors, the Branch Audit Department executes a risk-based audit program consisting of activities required by various regulatory bodies. Branch Auditors inspect branch offices and registered locations and conduct tailored compliance discussions with branch team members and associates to help protect clients, branch teams and the firm.

Branch auditors could be based in our HQ offices in St. Louis or Tempe, be home based and work remotely or have a hybrid work arrangement.

Key Responsibilities

Conduct risk-based reviews of business practices, processes, client accounts, and electronic records utilizing data analytics, reports, and tailored discussions to test the Financial Advisor and branch team's compliance with industry regulations and firm policies
Partner with Financial Advisors and branch teams through a client-centric approach to assist them in building a successful and compliant business
Provide verbal and written communication related to the outcome of the review, potential concerns or risk areas discussed, specific actions needed, and resources provided
Collaborate to address potential issues or risk areas with Financial Advisors, branch teams, and home office associates; determine when additional follow-up or escalation to leadership or another area is needed
Participate in department projects and initiatives with a focus on improving department processes and audit program effectiveness
Travel approximately 40% to 50% of the time (approximately two weeks per month) to conduct inspections and tailored compliance discussions

Series 7 and 63 or 66 licenses (or equivalent) required that are currently active
Series 9, 10, and 24 licenses required or must be obtained within 12 weeks of hire
Travel required 40-50% of the time (approximately two weeks per month) to conduct inspections and tailored compliance discussions
Financial service experience is preferred
Bachelor's degree is preferred
Broad knowledge of financial services products, industry rules and regulations, and firm policies and processes; excitement to continuously learn about these topics
Demonstrate strong communication, active listening, problem solving, decision making, and organizational skills
Ability to build relationships and manage conflict with empathy and respect
Deliver results in a dynamic environment independently and through partnership with others

At Edward Jones, we are building a place where everyone feels like they belong. We're proud of our associates' contributions to the firm and the recognitions we have received.

Check out our U.S. awards and accolades: Insights & Information Blog Postings about Edward Jones

Check out our Canadian awards and accolades: Insights & Information Blog Postings about Edward Jones

Edward Jones does not discriminate on the basis of race, color, gender, religion, national origin, age, disability, sexual orientation, pregnancy, veteran status, genetic information or any other basis prohibited by applicable law.

Edward Jones' compensation and benefits package includes medical and prescription drug, dental, vision, voluntary benefits (such as accident, hospital indemnity, and critical illness), short- and long-term disability, basic life, and basic AD&D coverage. Short- and long-term disability, basic life, and basic AD&D coverage are provided at no cost to associates. Edward Jones offers a 401k retirement plan, and tax-advantaged accounts: health savings account, and flexible spending account. Edward Jones observes ten paid holidays and provides 15 days of vacation for new associates beginning on January 1 of each year, as well as sick time, personal days, and a paid day for volunteerism. Associates may be eligible for bonuses and profit sharing. All associates are eligible for the firm's Employee Assistance Program. For more information on the Benefits available to Edward Jones associates, please visit our benefits page.

Qualified applicants with arrest or conviction records will be considered for employment in accordance with the Los Angeles County Fair Chance Ordinance and the California Fair Chance Act. Edward Jones is prohibited from hiring individuals with certain specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice regarding the provisions of the Los Angeles County Fair Chance Ordinance is available at: dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final-8.30.2024.pdf.

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Refine Your Search

regulatory compliance jobs in missouri

Branch Auditor

Regulatory Affairs Specialist

Corporate Ethics & Compliance Investigator

Quality Control Auditor - Fully Remote

Senior Compliance Investigator

Governance Risk and Compliance Analyst

Online Casino Reviewer (Remote) - Paid Contract Position

Insurance Regulatory Compliance Manager (Remote)

Senior Claim Benefit Specialist - Remote

Assistant Environmental Scientist - Environmental & Regulatory Compliance (Kansas City)

Senior Compliance Corrections Specialist

Auditor/Investigator II

Actuarial Analyst (Remote)

Payment Integrity Specialist - Regulatory

Program Management Senior Advisor - Cigna Healthcare - Remote

Compliance Team Lead

Disability Support Worker – Mid

Contract Specialist (Remote) - Office of the Vice Chancellor for Research

Senior Coordinator, Complaint & Appeals - Remote

Regulatory Compliance and Certification Specialist

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