Top 2430 Senior process Jobs in Sunrise, Fl

Brokerage & Advisory Manager
Concorde Investment Services —Boca Raton, FL
- $100,000 - $130,000 a year
- Full-time
- Office
- Team management
- Recruiting
- Health savings account
- Health insurance
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Senior Compliance Officer
Concorde Investment Services —Boca Raton, FL
- $105,000 - $120,000 a year
- Full-time
- Management
- Office
- Continuous improvement
- Health savings account
- Health insurance
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Project Manager (Beauty/Fragrance Industry)
Luxe Brands, Inc. —Fort Lauderdale, FL
- $60,000 - $70,000 a year
- Full-time
- Microsoft Word
- Background check
- Microsoft Excel
- Health savings account
- Health insurance
Quick Apply
BIM/VDC Detailer - HVAC Pipe
B & I Contractors, Inc —Tamarac, FL
- Full-time
- Microsoft Excel
- Microsoft Outlook
- Schematics
- Health insurance
- 401(k) matching
Quick Apply
Sales Support Manager - Wholesale Division ( Footwear) - Mid-Level
BBC International LLC —Plantation, FL
- Full-time
- Hybrid work
- Background check
- Microsoft Excel
- Inventory management
- Paid holidays
- Disability insurance
Quick Apply
Senior Dosimetrist Photon Therapy, Lynn Cancer Institute, FT,8A-4:30P
Baptist Health South Florida —Boca Raton, FL
- $129,932.84 - $168,912.69 a year
- Full-time
- Hospital
- HIPAA
- Bachelor's degree
- Wellness program
- Health insurance
Test Engineer - Fluids | New Glenn (Mid to Senior | D and 3rd Shift)
Blue Origin —Florida
- Background check
- Management
- Schematics
- Paid parental leave
- Paid holidays
Workers' Compensation Attorney
Kogan & DiSalvo,P.A. —Boca Raton, FL
- From $80,000 a year
- Full-time
- Spanish
- Writing skills
- In-person
- Profit sharing
- Paid holidays
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6d
Director of College Counseling
DIVINE SAVIOR LUTHERAN ACADEMY INC —Doral, FL
- $75,000 - $80,000 a year
- Full-time
- Background check
- School experience
- Spanish
4d
Pharmacist In Charge / Long-Term Care
PharMerica —Fort Lauderdale, FL
- Full-time
- Background check
- Mid-level
- Bachelor's degree
- Health insurance
- Dental insurance
Lunar Lander Production Manufacturing Engineer (All levels, All shifts)
Blue Origin —Florida
- Extended hours
- Background check
- Microsoft Outlook
- Word processing
- Paid parental leave
- Paid holidays
Senior Ads Specialist Performance Marketing — Google & Meta
Confidential —Plantation, FL
- $90,000 - $100,000 a year
- Full-time
- English
- Office
- Mentoring
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Litigation Attorney
International Law Partners LLP —Hollywood, FL
- $125,000 - $150,000 a year
- Full-time
- Background check
- 5 years
- Writing skills
- Health insurance
- Dental insurance
Quick Apply
8d
Senior Accountant
Confidential —Pompano Beach, FL
- $75,000 - $85,000 a year
- Full-time
- 5 years
- Bachelor of Science
- Office
- Health insurance
- Dental insurance
Quick Apply
15h
Software Architect
Space Coast Credit Union —Miramar, FL
- $153,830 - $162,917 a year
- Monday to Friday
- Hybrid work
- Computer science
- Computer Science
- Pass drug screening
- Health savings account
- Disability insurance
Quick Apply
Licensed Mental Health Counselor/Marriage & Family Therapist (LMHC & LMFT) - Remote - Spanish Speaking
Brave Health —Florida
- $68,000 - $74,000 a year
- Full-time
- Remote
- LMFT
- HIPAA
- Mid-level
- Health insurance
- Dental insurance
Quick Apply
5d
Senior Entry Writer/Customs Compliance
Duty Free Holding —Miami, FL
- From $85,000 a year
- Full-time
- Microsoft Excel
- Microsoft Outlook
- 5 years
- Health insurance
- Dental insurance
Quick Apply
Licensed Clinical Social Worker (LCSW) - Remote - Spanish Speaking
Brave Health —Florida
- $68,000 - $74,000 a year
- Full-time
- Remote
- Licensed Clinical Social Worker
- HIPAA
- Mid-level
- Health insurance
- Dental insurance
Quick Apply
5d
Business Development Representative
Ideagen —Fort Lauderdale, FL
- Customer service
- Research
- Business development
Law Firm Senior Accountant/Financial Analyst
Becker & Poliakoff —Fort Lauderdale, FL
- $120,000 - $150,000 a year
- Full-time
- Hybrid work
- Analysis skills
- Bachelor's degree
- Continuous improvement
- Travel reimbursement
- Paid training
Quick Apply

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senior process jobs near sunrise, fl

Brokerage & Advisory Manager

Concorde Investment Services -
Boca Raton, FL

Quick Apply

Job Details

Full-time
$100,000 - $130,000 a year

Benefits

Health savings account
Health insurance
Dental insurance
401(k)
Flexible spending account
Paid time off
Employee assistance program
Vision insurance
401(k) matching
Life insurance

Qualifications

Investment firm experience
Trade execution in financial markets
Financial transaction processing
Operational management
Securities & Exchange Commission
Regulatory compliance
Series 66
Series 7
Team development
Securities law compliance support
Team management
Vendor communication
Series 24
Securities law
FINRA License
Process improvement planning
Experience at securities companies

Full Job Description

Overview
This role is responsible for leading and overseeing all brokerage and advisory operations functions across the firm. This role reports directly to the President & CEO during an initial phase of operational transition and infrastructure buildout.

This individual will lead the Brokerage and Advisory Operations teams while also playing a key role in stabilizing, scaling, and modernizing the firm’s operational framework. The position requires a hands-on leader who can drive day-to-day execution, build structure and accountability, and implement process improvements that support advisor growth and firm-wide efficiency.

Location & Work Structure

This position is based in Boca Raton, Florida. The role will begin remotely and transition to regular in-office collaboration once the office is operational. Candidates must be located in or willing to relocate to the Boca Raton area.

Roles and Responsibilities

Leadership & Team Management

Lead, develop, and manage the Brokerage and Advisory Operations teams, including hiring, training, coaching, and performance management
Conduct quarterly and annual performance reviews and establish clear accountability standards
Build a scalable team structure aligned with firm growth and operational demands
Foster a high-performance, service-oriented culture across the operations function

Brokerage & Advisory Operations Oversight

Oversee day-to-day brokerage and advisory operations, including trading, cashiering, account maintenance, and asset movement across all custodians
Supervise trade execution, allocation, and review across equities, fixed income, mutual funds, alternatives, and advisory platforms
Review trade blotters, exception reports, and activity reports across Pershing, Schwab, RBC, and external RIAs
Monitor margin activity and ensure timely communication and resolution with representatives
Oversee alternative investment processing, ensuring accuracy and timeliness at each stage
Ensure proper handling of trade errors, rejects, and documentation for audit and regulatory purposes

Advisor & Branch Support

Serve as a key escalation point for advisors and internal teams on trading, account, and operational issues
Support onboarding of new advisors, including training on custodial platforms and operational workflows
Assist advisors in navigating Pershing NetX360, Schwab Advisor Center, RBC Nexus, Envestnet, and related systems
Partner with advisors to resolve complex operational issues, including transfers, margin, and account servicing

Process Improvement & Strategy

Identify and implement process improvements to increase efficiency, reduce risk, and enhance advisor experience
Evaluate current workflows and systems to streamline operations and reduce manual processes
Partner with senior leadership to align operations with broader firm strategy, including growth and advisor recruiting initiatives
Reduce operational inefficiencies, including minimizing house account volume and improving processing timelines

Risk Management & Compliance Support

Ensure adherence to SEC, FINRA, and state regulatory requirements across all operational functions
Review and monitor exception reports for best execution, trading activity, and compliance risks
Partner with Compliance and Supervision teams to support audits, branch exams, and regulatory inquiries
Maintain accurate records and documentation to support internal and external audits

Reporting & Collaboration

Provide regular reporting on trading activity, volumes, and operational metrics to senior leadership
Collaborate closely with the COO, CCO, Finance and Technology teams
Support firm initiatives related to technology, platform enhancements, and operational infrastructure

Abilities and Experience Required

Extensive experience in brokerage and advisory operations within a broker-dealer and/or RIA environment
Strong working knowledge of Pershing, Schwab, and RBC platforms
Experience with Envestnet and advisory billing platforms preferred
Deep understanding of brokerage operations including trading, cashiering, account onboarding, and transfers
Strong knowledge of SEC, FINRA, and state regulatory requirements
Proven leadership experience managing and developing high-performing teams
Ability to prioritize and execute in a fast-paced, high-volume environment
Strong problem-solving skills with a focus on process improvement and efficiency
Ability to communicate effectively with advisors, vendors, and internal stakeholders
High level of accountability, ownership, and attention to detail

Minimum Licensing and Requirements

FINRA Series 7, 24, and 66 (required)

Compensation & Benefits

Competitive base salary plus performance-based incentives
401(k) with company match
Health, dental, and vision insurance
Flexible spending and health savings accounts
Paid time off and employee assistance programs

Pay: $100,000.00 - $130,000.00 per year

Benefits:

401(k)
401(k) matching
Dental insurance
Flexible spending account
Health insurance
Health savings account
Life insurance
Paid time off
Vision insurance

License/Certification:

FINRA Series 24 (Required)
FINRA Series 66 (Required)
FINRA Series 7 (Required)

Work Location: In person

Quick Apply

Refine Your Search

senior process jobs in sunrise, fl

Brokerage & Advisory Manager

Senior Compliance Officer

Project Manager (Beauty/Fragrance Industry)

BIM/VDC Detailer - HVAC Pipe

Sales Support Manager - Wholesale Division ( Footwear) - Mid-Level

Senior Dosimetrist Photon Therapy, Lynn Cancer Institute, FT,8A-4:30P

Test Engineer - Fluids | New Glenn (Mid to Senior | D and 3rd Shift)

Workers' Compensation Attorney

Director of College Counseling

Pharmacist In Charge / Long-Term Care

Lunar Lander Production Manufacturing Engineer (All levels, All shifts)

Senior Ads Specialist Performance Marketing — Google & Meta

Litigation Attorney

Senior Accountant

Software Architect

Licensed Mental Health Counselor/Marriage & Family Therapist (LMHC & LMFT) - Remote - Spanish Speaking

Senior Entry Writer/Customs Compliance

Licensed Clinical Social Worker (LCSW) - Remote - Spanish Speaking

Business Development Representative

Law Firm Senior Accountant/Financial Analyst

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