Top 3646 leadership development program Jobs in boca raton fl

Senior Compliance Officer
Concorde Investment Services —Boca Raton, FL
- $105,000 - $120,000 a year
- Full-time
- Management
- Office
- Continuous improvement
- Health savings account
- Health insurance
Quick Apply
Financial Services & Investment Representative
National Life Group —Boca Raton, FL
- $5,000 - $1,000,000 a year
- Contract
- Hybrid work
- Background check
- Sales
- Mid-level
- Health savings account
- Disability insurance
Quick Apply
Marketing & Communications Project Manager
Jewish Federation of South Palm Beach County —Boca Raton, FL
- From $60,000 a year
- Full-time
- Mid-level
- Office
- 3 years
- Paid holidays
- Health insurance
Quick Apply
Administrative Assistant to the CEO
The Center for Arts & Innovation —Boca Raton, FL
- From $60,000 a year
- Full-time
- Google Workspace
- Up to 50% travel
- Research
- Health savings account
- Disability insurance
Quick Apply
Medical Office Manager
Medical Solution Center —Delray Beach, FL
- $55,000 - $70,000 a year
- Full-time
- Background check
- CPR Certification
- Google Workspace
- Health insurance
- Dental insurance
Quick Apply
Retail Associate - Town Center at Boca Raton
Aritzia —Boca Raton, FL
- $20 - $30 an hour
- Part-time
- Merchandising
- Entry level
Physical Therapist PT - full time
CORA Physical Therapy —Davie, FL
- $37.88 - $50.00 an hour
- Full-time
- Physical & Rehabilitation Medicine
- Outpatient
- Clinic
- Continuing education credits
- Disability insurance
Quick Apply
Nursing Manager - (Trauma ICU)
Delray Medical Center —Delray Beach, FL
- Full-time
- Nursing
- RN License
- Customer service
- Health insurance
- 401(k)
Quick Apply
Urologic Oncologist Opportunity in South Florida with an Immediate Referral Base
Jackson Physician Search —Florida
- $400,000 - $600,000 a year
- Full-time
- Surgery
- Hospital
- BC/BE
- Health insurance
- Dental insurance
Quick Apply
Power Generator Technician $5K Sign On Bonus
GenServe LLC —Coral Springs, FL
- $30 - $45 an hour
- Weekends as needed
- Background check
- Clean driving record
- 5 years
- Paid training
- Fuel card
Quick Apply
Nurse Auditor, Surgical Administration, NEW TOWER,FT
Baptist Health South Florida —Boca Raton, FL
- $80,516.80 - $104,671.84 a year
- Full-time
- Nursing
- Surgery
- RN License
- Wellness program
- Health insurance
Director Of Nursing Services, Critical Care, $20,000 Bonus
Baptist Health South Florida —Boca Raton, FL
- $126,148.63 - $167,777.68 a year
- Nursing
- RN License
- Hospital
- Wellness program
- Health insurance
13d
Registered Nurse, Medical Telemetry, $25,000 Bonus
Baptist Health South Florida —Boca Raton, FL
- $33.70 - $43.81 an hour
- Nursing
- RN License
- PALS Certification
- Wellness program
- Health insurance
Registered Nurse, Lactation Consultant, $15,000
Baptist Health South Florida —Boca Raton, FL
- $34.71 - $46.84 an hour
- Nursing
- RN License
- PALS Certification
- Wellness program
- Health insurance
Lead Fire Alarm Installation Technician ( 5 Years Experience Required)
Premier Fire Alarms —Fort Lauderdale, FL
- Overtime
- Background check
- Construction site
- Customer service
- Paid holidays
- Health insurance
Quick Apply
Registered Nurse Case Manager Emergency Room, Care Coordination, Bethesda East,PT
Baptist Health South Florida —Boynton Beach, FL
- $72,779.20 - $94,612.96 a year
- Part-time
- Nursing
- RN License
- Mid-level
- Wellness program
- Health insurance
Registered Nurse, Telemetry Step Down, $25,000 Bonus
Baptist Health South Florida —Boca Raton, FL
- $36.16 - $48.75 an hour
- Nursing
- RN License
- PALS Certification
- Wellness program
- Health insurance
Registered Nurse Case Manager, Care Coordination, Bethesda East,FT
Baptist Health South Florida —Boynton Beach, FL
- $73,860.80 - $96,019.04 a year
- Full-time
- Nursing
- RN License
- Hospital
- Wellness program
- Health insurance
Nurse Practitioner
Skin Place Institute —Boca Raton, FL
- $38,400 - $150,000 a year
- Part-time
- Spanish
- English
- Mid-level
- Employee discount
- Professional development assistance
Quick Apply
Clinical RN Educator Surgery, Surgical Administration, NEW TOWER,FT
Baptist Health South Florida —Boca Raton, FL
- Full-time
- Nursing
- Surgery
- RN License
- Wellness program
- Health insurance

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Senior Compliance Officer

Concorde Investment Services -
Boca Raton, FL

Quick Apply

Job Details

Full-time
$105,000 - $120,000 a year

Benefits

Health savings account
Health insurance
Dental insurance
401(k)
Flexible spending account
Paid time off
Vision insurance
401(k) matching
Professional development assistance
Flexible schedule
Life insurance

Qualifications

Securities & Exchange Commission
Series 7
Team development
Continuous improvement
Series 24
Alternative dispute resolution
Financial services
Training & development
Series 63

Full Job Description

About Us

Concorde Holdings, Inc. is an innovative and rapidly expanding financial services firm specializing in broker-dealer, registered investment advisor (RIA), and insurance agency solutions. We pride ourselves on delivering exceptional investment, advisory, and insurance services to both financial professionals and clients. As we continue to scale, we are looking for a detailed and hands-on Senior Compliance Officer.

Role Summary

The Senior Compliance Officer supports the firm’s compliance program across its broker‑dealer, investment adviser, and insurance operations. This role is responsible for regulatory responses, customer complaint oversight, dispute and arbitration support, licensing and registrations, compliance training, continuing education programs, and other compliance support as needed. The Senior Compliance Officer assists the CCO with the firm’s compliance initiatives and leads key operational components of the firm's compliance infrastructure.

Key Responsibilities

Regulatory Inquiries, Exams & Responses

Assist the CCO with SEC and FINRA examinations, including document production, coordination, and drafting portions of exam responses.
Other regulatory inquiries, including state securities regulators, state insurance departments, FINRA matters unrelated to full firm examinations, and other ad‑hoc inquiries.
Prepare written responses, remediation steps, and required follow‑up.

Customer Complaints, Incidents & 4530 Reporting

Investigate and respond to customer complaints, coordinating with senior leadership and legal when appropriate.
Administer the Rule 4530 program, including event analysis, immediate (a)/(b) reporting, and quarterly (d) statistical filings, consistent with your complaint decision framework.

Arbitration, Disputes & Disclosure Filings

Support arbitration matters, including information gathering, response drafting, and coordination with outside counsel.
Oversee Form U4 and U5 amendments, ensuring accuracy and timeliness (30‑day reporting windows) in alignment with internal WSPs.

Licensing, Registration & Onboarding Controls

Manage firm and associated‑person licensing and registrations.
Oversee registration workflows, branch filings, OBA updates, and CE tracking requirements.

Compliance Training & Continuing Education (CE)

Conduct annual needs analysis, risk‑based topic selection, and course design.
Administer platform logistics, track completion, and document CE evidence.
Oversee state-required IAR CE course assignments, completions, and renewal readiness.
Maintain documentation for audits and ensure state filings are timely.
Track and ensure completion of S101/S201/S901 and any regulatory element updates required by FINRA.
Maintain evidence records in compliance systems and incorporate CE status into onboarding, heightened supervision, and field supervision processes.

Regulator & Internal Stakeholder Interaction

Serve as a key point of contact for regulator communications (outside of formal exams).
Provide compliance guidance to internal departments and field partners.

Leadership & Team Development

Manage, train, and mentor other members on the compliance team; set priorities, develop workflows, and oversee quality of work.
Promote documentation standards, continuous improvement, and service excellence.

Job Type: Full-time

Pay: $105,000.00 - $120,000.00 per year

Benefits:

401(k)
401(k) matching
Dental insurance
Flexible schedule
Flexible spending account
Health insurance
Health savings account
Life insurance
Paid time off
Professional development assistance
Vision insurance

Application Question(s):

Do you have at least 5 years of experience in the financial services industry (preferably in a compliance role)?
Do you currently have the following license criteria? Series 7, Series 63, and Series 65 or Series 66 and Series 24.

Work Location: In person

Quick Apply

Refine Your Search

leadership development program jobs in boca raton fl

Senior Compliance Officer

Financial Services & Investment Representative

Marketing & Communications Project Manager

Administrative Assistant to the CEO

Medical Office Manager

Retail Associate - Town Center at Boca Raton

Physical Therapist PT - full time

Nursing Manager - (Trauma ICU)

Urologic Oncologist Opportunity in South Florida with an Immediate Referral Base

Power Generator Technician $5K Sign On Bonus

Nurse Auditor, Surgical Administration, NEW TOWER,FT

Director Of Nursing Services, Critical Care, $20,000 Bonus

Registered Nurse, Medical Telemetry, $25,000 Bonus

Registered Nurse, Lactation Consultant, $15,000

Lead Fire Alarm Installation Technician ( 5 Years Experience Required)

Registered Nurse Case Manager Emergency Room, Care Coordination, Bethesda East,PT

Registered Nurse, Telemetry Step Down, $25,000 Bonus

Registered Nurse Case Manager, Care Coordination, Bethesda East,FT

Nurse Practitioner

Clinical RN Educator Surgery, Surgical Administration, NEW TOWER,FT

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