Top 431 Chief innovation officer Jobs in California

Chief Compliance Officer
Tamar Securities LLC —Woodland Hills, CA
- $200,000 - $375,000 a year
- Full-time
- Background check
- Office
- Organizational skills
- Profit sharing
- Health insurance
Quick Apply
Chief Financial Officer
Fort Bidwell Indian Community Council —Fort Bidwell, CA
- $32 - $40 an hour
- Full-time
- Microsoft Word
- Background check
- CPA
- Relocation assistance
- Health insurance
Quick Apply
6d
Chief Financial Officer
Westside Community Services —San Francisco, CA
- $220,000 a year
- Full-time
- CPA
- Bachelor of Science
- Office
- Health insurance
- Dental insurance
Quick Apply
Chief Operating Officer
PARRIS Law Firm —Lancaster, CA
- $200,000 - $300,000 a year
- Full-time
- Bachelor's degree
- Organizational skills
- In-person
- Health savings account
- Health insurance
Quick Apply
Chief Financial Officer
Addison-Penzak JCC —Los Gatos, CA
- $160,000 - $175,000 a year
- Full-time
- Background check
- CPA
- Office
- Health insurance
- Dental insurance
Quick Apply
3d
Chief Technology Officer
Korbel Champagne Cellars —Guerneville, CA
- $230,000 - $290,000 a year
- Full-time
- Computer Science
- PMP
- 5 years
- Health savings account
- Health insurance
Quick Apply
Chief Development Officer (CDO)
Door of Hope —Pasadena, CA
- $165,000 - $190,000 a year
- Weekends as needed
- Office
- In-person
- Senior level
- Paid jury duty
- Health insurance
Quick Apply
Chief Executive Officer
Visit Yosemite | Madera County —Oakhurst, CA
- $110,000 - $150,000 a year
- Contract
- Bachelor's degree
- In-person
- Senior level
- Health insurance
- Paid time off
Quick Apply
Chief Executive Officer
PAUMA BAND OF MISSION INDIANS —Pauma Valley, CA
- $1 - $10 a year
- Full-time
- Hospitality
- 7 years
- Analysis skills
- Health insurance
- Dental insurance
Quick Apply
3d
Chief Infrastructure Officer - Deputy Chief Infrastructure Officer
San Francisco Municipal Transportation Agency —San Francisco, CA
- $210,678 - $330,720 a year
- Online Application
- Senior level
6d
Medical Administrative Assistant to Chief Medical Officer
Greenville Rancheria —Red Bluff, CA
- From $25 an hour
- Full-time
- Microsoft Word
- CPR Certification
- Microsoft Excel
- Health insurance
- Dental insurance
Quick Apply
Chief Financial Officer
NOW CFO —Sacramento, CA
- $230,000 - $260,000 a year
- Full-time
- Senior level
- Commercial
Quick Apply
Chief Financial Officer - Property Management - CORP
Aperto Property Management, Inc —Irvine, CA
- $185,000 - $215,000 a year
- Full-time
- 7 years
- CPA
- Office
- Disability insurance
- Health insurance
Quick Apply
Chief Business Officer
Milpitas Unified School District —Milpitas, CA
- $209,926 - $248,563 a year
- Weekends as needed
- Background check
- Inventory management
- 5 years
- Health insurance
- Dental insurance
Quick Apply
Chief Financial Officer
Wellgreens Dispensary —Lemon Grove, CA
- $220,000 - $300,000 a year
- Full-time
- Background check
- CPA
- Office
- Health insurance
- Dental insurance
Quick Apply
Chief Regulatory Affairs Officer
Restem Group Inc. / thebiobox LLC —Corona, CA
- $200,000 - $225,000 a year
- Full-time
- Medicine
- Office
- Doctor of Philosophy
Quick Apply
Chief Information Security Officer (CISO) - AI Trainer
DataAnnotation —San Francisco, CA
- $50 - $100 an hour
- Part-time
- English
- Bachelor's degree
- Senior level
- Flexible schedule
Quick Apply
Chief Financial Officer (CFO)
San Diego Cardiac Center Medical Group Inc —San Diego, CA
- $120,000 - $160,000 a year
- Weekends as needed
- 5 years
- BLS Certification
- HIPAA
- Health insurance
- Dental insurance
Quick Apply
Chief Financial Officer
Morrison —Chico, CA
- $200,000 - $220,000 a year
- Full-time
- Background check
- Office
- Finance
- Paid holidays
- Disability insurance
Quick Apply
11d
Chief Strategy and Expansion Officer
First Place for Youth —Oakland, CA
- $170,000 - $210,875 a year
- Weekends as needed
- Background check
- Master's degree
- Bachelor's degree
- Health insurance
- Dental insurance
Quick Apply
1d

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Chief Compliance Officer

Tamar Securities LLC
Woodland Hills, CA

Quick Apply

Job Details

Full-time
$200,000 - $375,000 a year

Benefits

Profit sharing
Health insurance
Dental insurance
Paid time off
Vision insurance
401(k) matching
Life insurance

Qualifications

Law
Spreadsheets
Governance, risk, and compliance (GRC) software
Legal document sorting and filing
Doctor of Law (JD)
Organizational integration coordination
Organizational skills
Law office experience
Audit management tools
Due diligence
Legal due diligence experience

Full Job Description

Job Summary
We are seeking a dynamic and highly skilled Chief Compliance Officer (CCO) to lead our legal and compliance functions. This pivotal role involves providing expert legal guidance across a broad spectrum of legal areas, ensuring adherence to regulatory standards, and safeguarding the organization’s integrity. The ideal candidate will be proactive, detail-oriented, and possess a comprehensive understanding of diverse legal disciplines, including estate planning, environmental law, securities law, litigation, and more. As a strategic partner to executive leadership, you will shape policies, oversee legal risk management, and foster a culture of compliance and ethical excellence.

Responsibilities

Compliance Program Execution (in partnership with External CCO)

Act as the primary internal liaison to the external CCO, ensuring effective communication and implementation of compliance initiatives.
Support the development, maintenance, and execution of the firm’s compliance policies and procedures.
Assist in administering the Code of Ethics, personal trading monitoring, and employee compliance certifications.
Coordinate and support regulatory filings (e.g., Form ADV updates, amendments, and state notices).
Prepare materials and documentation for annual reviews conducted by the external CCO.

Regulatory Coordination & Exams

Serve as the internal point of contact for regulatory examinations and information requests.
Coordinate document gathering, responses, and follow-ups with the external CCO and regulators.
Track and remediate compliance issues identified through exams or internal reviews.

M&A Due Diligence & Integration

Lead compliance due diligence efforts for prospective acquisitions, including:
Review of policies and procedures, Form ADV, client agreements, and compliance history
Identification of regulatory risks, conflicts, and potential liabilities
Partner with legal, finance, and deal teams to support transaction execution.
Coordinate with the external CCO to assess compliance implications of transactions.
Support post-close integration, including:
Aligning acquired firms with the existing compliance framework
Updating disclosures, policies, and regulatory filings
Assisting with onboarding and training of acquired personnel

Monitoring & Testing

Execute compliance testing and monitoring activities as directed by the external CCO.
Review marketing materials, communications, and advisory practices for regulatory compliance.
Track and escalate compliance risks, conflicts of interest, and policy exceptions.

Training & Internal Support

Deliver compliance training to employees and newly onboarded teams from acquisitions.
Serve as a day-to-day resource for employees on compliance-related questions and issues.
Promote a culture of compliance and accountability across the firm.

Recordkeeping & Reporting

Maintain required books and records in accordance with SEC and state regulations.
Prepare internal compliance reports and assist the external CCO with formal reporting.

Qualifications

Clean U-4 required.
Series 7, 63, or 65.
At least two years of experience in investment adviser compliance, securities law, or related legal/regulatory roles.
Demonstrated experience supporting mergers and acquisitions, including compliance/legal due diligence and post-transaction integration.
Strong working knowledge of the Investment Advisers Act of 1940, SEC regulations, and fiduciary obligations applicable to RIAs.
Strong foundation in investment adviser compliance within SEC-registered environments, with the ability to operationalize regulatory requirements into practical policies and procedures.
Serves as a key internal liaison to external compliance leadership, coordinating filings (incl. Form ADV), annual reviews, and ongoing program execution.
Experience supporting M&A transactions, leading compliance due diligence and assisting with post-close integration across acquired advisory platforms.
Handles regulatory exams and inquiries end-to-end, including document coordination, regulator interaction, and remediation tracking.
Trusted compliance partner with strong interpersonal instincts-advises on day-to-day issues, delivers training, and promotes a firm-wide culture of compliance.
Experience working with or alongside an external/outsourced Chief Compliance Officer (CCO) preferred.
Familiarity with Form ADV, regulatory filings, compliance testing, and SEC/state examination processes.
Prior experience in a law firm, regulatory agency, or in-house legal/compliance role within wealth management or asset management is a plus.
High Social Intelligence skills.Key Skills & Competencies
Strong execution and project management skills
Ability to translate regulatory guidance into operational processes
Experience coordinating across internal teams and external advisors
Detail-oriented with strong organizational abilities
Effective communicator with the ability to escalate issues appropriately
Juris Doctor (JD) is preferrable from an accredited law school.
Active bar membership in good standing strongly preferred; candidates currently practicing law (e.g., in-house or at a law firm) are highly desirable.

Reporting Structure

Reports to Chief Operating Officer (COO) with a dotted-line/functional reporting relationship to the external Chief Compliance Officer (CCO).

Pay range and compensation package

Attractive base salary plus bonuses, including a 401K match, discretionary profit sharing, health care coverage, vision, dental, and life insurance.

Pay: $200,000.00 - $375,000.00 per year

Benefits:

401(k) matching
Dental insurance
Health insurance
Life insurance
Paid time off
Vision insurance

Work Location: In person

Quick Apply

Refine Your Search

chief innovation officer jobs in california

Chief Compliance Officer

Chief Financial Officer

Chief Financial Officer

Chief Operating Officer

Chief Financial Officer

Chief Technology Officer

Chief Development Officer (CDO)

Chief Executive Officer

Chief Executive Officer

Chief Infrastructure Officer - Deputy Chief Infrastructure Officer

Medical Administrative Assistant to Chief Medical Officer

Chief Financial Officer

Chief Financial Officer - Property Management - CORP

Chief Business Officer

Chief Financial Officer

Chief Regulatory Affairs Officer

Chief Information Security Officer (CISO) - AI Trainer

Chief Financial Officer (CFO)

Chief Financial Officer

Chief Strategy and Expansion Officer

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