Top 103 internal auditor Jobs in clearwater fl

Risk Management Officer
J.W. Cole Financial, Inc. —Tampa, FL
- $90,000 - $100,000 a year
- Full-time
- Background check
- 5 years
- Office
- Health insurance
- Dental insurance
Quick Apply
Internal Control Specialist/Manager
iGas USA, Inc. —Tampa, FL
- Full-time
- Microsoft Access
- CPA
- 5 years
- Disability insurance
- Relocation assistance
Quick Apply
14d
Standby Letter of Credit, AVP
MUFG Bank, Ltd. —Tampa, FL
- $89,000 - $104,000 a year
- Full-time
- Hybrid work
- Background check
- Mid-level
- Office
- Paid parental leave
- Paid holidays
Quality Manager
Edmund Optics, Inc. —Oldsmar, FL
- $95,000 - $110,000 a year
- Full-time
- 5 years
- Engineering
- US work authorization
- Health savings account
- Health insurance
Accountant
Meadow Wood Property Company —Tampa, FL
- $45,000 - $47,000 a year
- Full-time
- Mid-level
- Office
- In-person
- Health insurance
- Dental insurance
Quick Apply
Controller
Belleair Country Club —Belleair, FL
- $90,000 - $110,000 a year
- Full-time
- Background check
- CPA
- Inventory management
- Health insurance
- Dental insurance
Quick Apply
2d
Mgr III - Internal Audit
PODS —Clearwater, FL
- Full-time
- 7 years
- CPA
- Finance
10d
Senior Accountant
Trulieve —Clearwater, FL
- Remote
- Background check
- CPA
- 5 years
- Paid time off
Quick Apply
10d
Senior Internal Audit
TD Synnex —Clearwater, FL
- Full-time
- Hybrid work
- CPA
- Mid-level
- Office
2d
Accounting Manager
Taylor White Accounting and Finance —Tampa, FL
- Up to $120,000 a year
- CPA
- 5 years
- Finance
- Health insurance
- 401(k)
Quick Apply
Senior Auditor
Sanford Rose Associates - JFSPartners —Florida
- $80,000 - $100,000 a year
- Management
- CPA
- Mid-level
- Paid time off
- 401(k) 4% Match
Quick Apply
7d
Vice President of Finance
Taylor White Accounting and Finance —Tampa, FL
- Up to $200,000 a year
- Microsoft Excel
- CPA
- 11+ years
- Disability insurance
- Health insurance
Quick Apply
2d
VP Corporate Controller
Taylor White Accounting and Finance —Tampa, FL
- ERP systems
- Research
- Office
Quick Apply
Accounting Clerk
Clearwater Beach Marriott Resort on Sand Key —Clearwater, FL
- Full-time
- Office
- Hotel
- Analysis skills
- Health insurance
- Paid time off
Quick Apply
Mgr III - Internal Audit
PODS Enterprises, LLC —Clearwater, FL
- Full-time
- 7 years
- CPA
- Finance
Quick Apply
10d
Accounting Manager
City of Dunedin —Dunedin, FL
- $87,942 - $109,928 a year
- Full-time
- CPA
- Word processing
- ERP systems
- Health insurance
Quality Manager
EyeKon Medical, Inc —Clearwater, FL
- Full-time
- Mid-level
- Office
- 3 years
- Paid time off
Quick Apply
10d
Full Charge Bookkeeper
Imagine Schools Trinity —New Port Richey, FL
- $55,000 a year
- Full-time
- Background check
- School experience
- 5 years
- Health insurance
- Dental insurance
Quick Apply
4d
Corporate Accountant
Integrity Marketing Group —Clearwater, FL
- Full-time
- Mid-level
- Office
- Finance
- Health savings account
- Paid holidays
Quick Apply
Model/Analysis/Validation Officer
Citi —Tampa, FL
- $134,000 - $180,218 a year
- Full-time
- Hybrid work
- Mid-level
- Office
- Windows
- Paid holidays
- Disability insurance

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internal auditor jobs near clearwater fl

Risk Management Officer

J.W. Cole Financial, Inc. -
Tampa, FL

Quick Apply

Job Details

Full-time
$90,000 - $100,000 a year

Benefits

Health insurance
Dental insurance
401(k)
Paid time off
Employee assistance program
Vision insurance
401(k) matching
Life insurance

Qualifications

Process improvement
Improving operational efficiency
Series 7
Bachelor's degree
Continuous improvement
Attention to detail
Series 24
Financial services
Training & development

Full Job Description

J.W. Cole Company Profile

J.W. Cole is a Tampa-based Broker-Dealer and Registered Investment Adviser providing robust service, operational, product, compliance, and practice support to approximately 500 Financial Professionals nationwide. At J.W. Cole, we recognize that we are as much in the relationship business as we are in the financial services business. Therefore, we are passionate about the importance of strong relationships between our Financial Professionals, clients, and the Home Office staff.

Risk Management Officer

J.W. Cole Financial, Inc. is seeking a highly motivated, creative, and dynamic professional to join our compliance team in Tampa! The ideal candidate will have a background in the financial services industry. This role is responsible for supporting the firm’s compliance program by executing risk-based compliance testing and monitoring activities aligned with regulatory requirements. The role tracks and supports remediation of issues identified through testing and reviews and contributes to the firm’s compliance risk assessment to prioritize monitoring efforts. In addition, the role will help ensure the Firm maintains proper, efficient, and field-focused compliance policies and procedures, including identifying, updating, and tracking. The role also provides continuing education, documentation, reporting, and communication support to strengthen overall compliance program oversight.

This role requires an individual who can identify opportunities, create efficiencies, drive improvements and achieve successful results working in a team-based environment. It is incumbent that the candidate be able to work in a dynamic and diverse environment growing the firm’s successful and evolving compliance program, mitigating risk and successfully interacting with Financial Professionals to coach, educate and create solutions. Accordingly, we are seeking a driven candidate who enjoys facing and overcoming challenges, while seeking continual improvement opportunities to identify creative successes that benefit multiple parties.

Key Responsibilities:

Key Responsibilities:

Execute testing aligned with regulatory requirements including supervisory control reviews, 206(4)-7 testing, and annual compliance program reviews. Monitor issues identified by the Home Office OSJ examination and, as applicable, incorporate into the testing program.
Oversee the testing remediations ensuring follow-through and implementation of updates or changes.
Support the development, maintenance, and formal publication of compliance policies and procedures consistent with regulatory requirements, ease-of-business, efficiency and organizational standards.
Work with business lines, internal stakeholders, and external auditors to ensure compliance and support regulatory requirements
Administer compliance content on the firm’s internal intranet site.
Assist with drafting and publishing field communications related to compliance matters.
Support Financial Professional onboarding and recruitment efforts from a compliance role
Other duties as assigned

Given the importance of team dynamics and our partnering culture candidates, seeking a remote position will not be considered.

Qualifications:

Series 7 and 24 (required)
Bachelor's Degree (preferred)
5+ years of financial services experience in audit, risk management, or compliance
Good knowledge of FINRA and SEC regulatory requirements
Knowledge and experience with risk-based testing methodologies
Experience with drafting and maintaining policies and procedures
Ability to multitask and pivot, when necessary, in a fast-paced environment to meet deliverables.
High attention to detail and ability to work independently
Excellent written and verbal communication skills
Must be highly motivated, energetic, and driven with a willingness to spearhead projects.
Service-oriented with the ability to not only understand the issues affecting Financial Professionals, but empathize with them and seek logical, equitable, and compliant solutions.

Job Type: Full-time

Pay: $90,000.00 - $100,000.00 per year

Benefits:

401(k)
401(k) matching
Dental insurance
Employee assistance program
Health insurance
Life insurance
Paid time off
Vision insurance

Education:

Bachelor's (Preferred)

Experience:

Broker/Dealer: 5 years (Required)

License/Certification:

Series 7 (Required)
Series 24 (Required)

Location:

Tampa, FL 33634 (Required)

Work Location: In person

Quick Apply

Refine Your Search

internal auditor jobs in clearwater fl

Risk Management Officer

Internal Control Specialist/Manager

Standby Letter of Credit, AVP

Quality Manager

Accountant

Controller

Mgr III - Internal Audit

Senior Accountant

Senior Internal Audit

Accounting Manager

Senior Auditor

Vice President of Finance

VP Corporate Controller

Accounting Clerk

Mgr III - Internal Audit

Accounting Manager

Quality Manager

Full Charge Bookkeeper

Corporate Accountant

Model/Analysis/Validation Officer

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