Top 170 Risk compliance Jobs in Coral Gables, Fl

AML Investigator II
Valley National Bank —Aventura, FL
- $82,800 - $141,200 a year
- Microsoft Outlook
- Research
- Mid-level
Quick Apply
Specialist, Risk and Compliance Services (Personal Consultation)
Deloitte —Miami, FL
- $63,000 - $116,000 a year
- Full-time
- Microsoft Word
- Mid-level
- 3 years
Risk Specialist I - Sanctions
First Horizon Bank —Miami Lakes, FL
- Research
- Office
- High school diploma or GED
- Wellness program
- Health savings account
Specialist Lead, Risk and Compliance Services
Deloitte —Miami, FL
- $80,400 - $148,000 a year
- Full-time
- 5 years
- Analysis skills
- Bachelor's degree
Director, Servicing Compliance
Lakeview Loan Servicing —Coral Gables, FL
- $170,000 - $230,000 a year
- Full-time
- Remote
- Bachelor's degree
- Senior level
- 10 years
- Health insurance
- 401(k) matching
Manager, Global Compliance
Univision communications inc —Miami, FL
- Full-time
- Spanish
- English
- Office
- Health insurance
- Dental insurance
Compliance Analyst
Banco de Credito e Inversiones —Miami, FL
- Weekends as needed
- Computer literacy
- Mid-level
- Office
Quick Apply
Retirement Plan Compliance Manager
WTW —Miami, FL
- $80,000 - $120,000 a year
- Full-time
- Microsoft Excel
- Microsoft Outlook
- 5 years
- Paid jury duty
- Health savings account
Health Plan Compliance Analyst
Independent Living Systems —Miami, FL
- Full-time
- HIPAA
- Mid-level
- Office
Specialist, Risk and Compliance Services (Center of Excellence)
Deloitte —Miami, FL
- $63,000 - $116,000 a year
- Full-time
- Microsoft Outlook
- Research
- Mid-level
10d
Risk and Compliance Analyst
Prescient Edge Federal —Doral, FL
- Full-time
- PMP
- 5 years
- Engineering
- Health insurance
- Dental insurance
Sr. Export Compliance Specialist (USI7)
VSE AVIATION INC (US) —Doral, FL
- Full-time
- Background check
- Microsoft Excel
- Microsoft Outlook
Fiduciary Risk Officer
MJ Boyd Consulting —Miami, FL
- Microsoft Excel
- 5 years
- Office
Quick Apply
Pharmacy Technician - Internal Auditor - PT - Days - MSP
Memorial Healthcare System —Miramar, FL
- Part-time
- Customer service
- 5 years
- Mid-level
Corporate Counsel
The Graham Companies —Miami Lakes, FL
- $130,000 - $160,000 a year
- Full-time
- Hybrid work
- Background check
- 5 years
- Residential
- Health savings account
- Health insurance
9d
Security, Risk and Compliance Consultant
SEI —Miami, FL
- HIPAA
- 8 years
- Bachelor's degree
Analyst, Senior Compliance
Royal Caribbean Group —Miami, FL
- Full-time
- Research
- Office
- Analysis skills
- Wellness program
Specialist, Risk and Compliance Services (PC)
Deloitte —Miami, FL
- $63,000 - $116,000 a year
- Full-time
- Microsoft Word
- Research
- Mid-level
Financial Services Regulatory & Compliance Associate (Mid-Level)
Greenberg Traurig —Miami, FL
- $260,000 - $365,000 a year
- Full-time
- Spanish
- Writing skills
- Mid-level
- Health savings account
- Disability insurance
Security & Compliance Analyst (Access Management)
SOSi —Doral, FL
- $79,451 - $165,013 a year
- Full-time
- Computer Science
- 5 years
- Mid-level
Quick Apply

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risk compliance jobs near coral gables, fl

AML Investigator II

Valley National Bank -
Aventura, FL

Quick Apply

Job Details

$82,800 - $141,200 a year

Qualifications

Investigations regulatory compliance
Microsoft Outlook
Spreadsheets
Word embeddings
Research
High school diploma or GED
Documentation tools
Economic sanctions regulations
Anti-Money Laundering (AML) compliance (compliance procedures implemented)
Team training
Office of Foreign Assets Control (OFAC)

Full Job Description

Responsibilities include but are not limited to:

Review and analyze alerts generated by the Bank's electronic monitoring software to make a determination as to whether activity warrants further review. Review and analyze internal AML reports, draw conclusions and make recommendations regarding the need for further investigation.
Conduct suspicious activity investigations and determine whether a Suspicious Activity Report is needed. Draft narrative for each case substantiating the decision/recommendation.
Conduct due diligence reviews on high risk customers through analysis of customer activity compared to KYC documentation and internal/external information sources to determine if further due diligence is needed and/or change in risk disposition is warranted.
Manage complex cases, reviews involving matters such as multiple relationship accounts and complex ownership structures.
Draft and file Suspicious Activity Reports with FinCEN.
Identify and analyze records of outside agencies to facilitate investigations including credit bureau records, police and court records.
Make recommendations for exiting customer accounts/relationships based on investigation or CDD/EDD.
Work with the AML management team to ensure the monitoring platform consistently addresses prevailing risk.
Support management in the day-to-day compliance efforts with AML/KYC requirements.
Analyze, plan and complete special projects assigned by the AML management.

Requirements:

Required Skills:

Strong knowledge of Bank Secrecy Act, USA Patriot Act, OFAC and Suspicious Activity Reporting requirements and regulations.
Excellent researching and analytical skills.
Must have the confidence and ability to identify potential issues and solutions and work with management to resolve those issues.
Strong time management skills and ability to prioritize and organize assignments.
Excellent verbal and written communication skills.
Ability to provide guidance and training to investigators within the department regarding AML, BSA and OFAC-related issues.
Ability to interact and respond intelligently to inquiries from Internal Audit and bank regulators.
Advanced skills in the use of Microsoft Word, Excel, Access, PowerPoint, Outlook and experience with on-line research systems including web-based tools.
Team oriented and able to work independently.

Required Experience:

High School Diploma or GED and a minimum of three years experience with emphasis on BSA/AML, fraud, loss prevention or corporate security investigative experience or other experience analyzing customer financial activity for unusual behavior.
Bachelor's Degree preferred.
FINRA Series 7,24, and/or 66 preferred.
ACAMS certification preferred.

Pay Transparency In order to support the Fair Compensation Strategy by the US Govt., HR Dept., clients are required to adhere to "Pay Transparency Law"; in the impacted states; that have mandated the employers to list the salary ranges in Job advertisements or postings for job opportunities and Job promotions.

Quick Apply

Refine Your Search

risk compliance jobs in coral gables, fl

AML Investigator II

Specialist, Risk and Compliance Services (Personal Consultation)

Risk Specialist I - Sanctions

Specialist Lead, Risk and Compliance Services

Director, Servicing Compliance

Manager, Global Compliance

Compliance Analyst

Retirement Plan Compliance Manager

Health Plan Compliance Analyst

Specialist, Risk and Compliance Services (Center of Excellence)

Risk and Compliance Analyst

Sr. Export Compliance Specialist (USI7)

Fiduciary Risk Officer

Pharmacy Technician - Internal Auditor - PT - Days - MSP

Corporate Counsel

Security, Risk and Compliance Consultant

Analyst, Senior Compliance

Specialist, Risk and Compliance Services (PC)

Financial Services Regulatory & Compliance Associate (Mid-Level)

Security & Compliance Analyst (Access Management)

I want to receive the latest job alert for risk compliance in coral gables, fl

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