Top 6 Compliance consultant Jobs in Hartford Ct

Due Diligence Consultant
MassMutual —Springfield, MA
- $102,500 - $134,500 a year
- Background check
- Mid-level
- Office
- Commuter assistance
- Paid holidays
Regulator Reporting Senior Consultant
Deloitte —Hartford, CT
- $118,000 - $130,000 a year
- Full-time
- Computer Science
- Bachelor's degree
- Team management
Tax Experienced Associate - National Tax (Compliance and Consulting)
CohnReznick —Hartford, CT
- Remote
- CPA
- Research
- Mid-level
- Paid time off
- Parental leave
Specialist Manager, Risk and Compliance Services (Personal Consultation)
Deloitte —Hartford, CT
- $93,000 - $171,300 a year
- Full-time
- 6 years
- CPA
- Research
Temporary Consultant - Financial Crime Audit & Testing
Crowe —Hartford, CT
- Full-time
- Mid-level
- 3 years
- Bachelor's degree
Quick Apply
2d
Tax Senior Manager - National Tax (Compliance and Consulting)
CohnReznick —Hartford, CT
- Remote
- CPA
- Research
- 8 years
- Paid time off
- Parental leave

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Due Diligence Consultant

MassMutual -
Springfield, MA

Apply Now

Job Details

$102,500 - $134,500 a year

Benefits

Commuter assistance
Caregiver leave
Paid holidays
Health insurance
Dental insurance
401(k)
Tuition reimbursement
Paid time off
401(k) 10% Match
Bereavement leave

Qualifications

Bachelor's degree
Productivity software

Full Job Description

Overview

A career with us means you’ll work alongside exceptional people and be empowered to reach your professional and personal goals. Our employees are at the foundation of what enables MassMutual to deliver on our purpose to help people secure their futures and protect the ones they love.

We embrace the idea that we all are stronger and better through our support for one another. We strive to create a culture where employees feel valued and are celebrated for who they are.

Job Description

The Opportunity:

The Due Diligence Consultant will conduct initial and ongoing due diligence analysis of investment offerings and ad hoc and routine research on investment-related topics (i.e. philosophies, market & economic conditions, performance, product types, competition). Additional responsibilities include the periodic delivery and review of aggregated information via data entry & automation (i.e. performance reporting, due diligence summaries), managing short time horizon Due Diligence projects and projects that may have a long time horizon and broad impact across the company.

The Team:

The Advisory & Risk Oversight team has varied backgrounds and experience in the industry but shares a developed business acumen, an agility to switch between support and analytical work as well as a strong communication skillset, delivered both internally and externally. The role of this team is a careful balance between investment expertise, core support role of the advisors’ practices and participation in on-going internal oversight initiatives. We are hiring multiple Due Diligence Consultants for this role.

The Key Responsibilities include, but are not limited to:

Assessment of Investment Manager’s operational infrastructure and governance models, in addition to their philosophy, process, resources and performance
Providing findings and/or recommendations to senior management in written form and in investment committee presentations
On-going monitoring and oversight of investment managers and external service providers
Collaborating and communicating with stakeholders within MML Investor Services, LLC as well as with other cross-functional business partners
Maintaining and improving standard work, policies/procedures and process workflows
Ad-hoc projects such as research on investment categories, vehicle types, emerging trends, supporting processes, technology enhancements, and serving as subject matter expert in a consultative role to various departments
Consults with other departments to help them understand aninvestment product’s features, benefits, and risks highlighting specific areas of concern.

The Impact:

Enhance investment oversight by evaluating managers, monitoring performance, and delivering findings to stakeholders.
Improves due diligence processes by refining workflows, policies, and driving program enhancements.
Serves as a cross-functional SME through reporting, advisory support, and leading ad hoc initiatives (e.g., fees, tech).

The Minimum Qualifications:

Bachelor’s Degree
3+ years of experience working with investment products and asset classes - including Alternatives, SMAs, mutual funds, variable annuities, etc. OR 3+ years' experience in investment operations, with prior due diligence experience
2+ years of experience using Microsoft Office products
1+ year experience with Morningstar, Bloomberg and/or other investment databases
Due to the nature of this position, as a part of our background check process, candidates must be able to pass a non-registered fingerprint background check to qualify as a fingerprinted person under FINRA

The Ideal Qualifications:

CFA designation or currently pursuing
Prior due diligence experience with various complex and alternative investment products
Independent, analytical, detail-oriented individual who can balance the needs of multiple projects in various stages of completion
Demonstrated success in a process-driven environment
Previous experience presenting findings to senior leadership
Demonstrated ability to directly address concerns/conflicts and escalate issues where appropriate
Adaptability and ability to thrive in a fast-paced, changing environment
Recognition of patterns and trends in data operations and identifying opportunities for improving processes and systems

What You Can Expect at MassMutual :

MassMutual offers the opportunity to do meaningful work within a purpose-driven organization that values long-term impact over short-term outcomes. In this role, you can expect:

Clear areas of ownership and accountability, with work that connects directly to company and customer outcomes
A collaborative environment where perspectives are welcomed
Access to learning, development, and internal networks that support continuous growth and skill-building over time
Employee-led communities and forums that foster connection, learning, and inclusion across the organization
A culture grounded in integrity, responsibility, and stewardship—supported by a company with a strong legacy and a future-focused mindset

#LI-SB1

MassMutual is an equal employment opportunity employer. We welcome all persons to apply.

If you need an accommodation to complete the application process, please contact us and share the specifics of the assistance you need.

California residents: For detailed information about your rights under the California Consumer Privacy Act (CCPA), please visit our California Consumer Privacy Act Disclosures page.

MassMutual will accept applications on an ongoing basis until such time as a candidate has been offered employment. The job description includes the main duties of this position, which may evolve over time. You may be required to perform other duties not listed.

It is unlawful in Massachusetts to require or administer a lie detector test as a condition of employment or continued employment.

Salary Range: $102,500-$134,500

Award-Winning Culture

MassMutual is guided by a single purpose: We help people secure their future and protect the ones they love. As a company operated for the benefit of our members and participating policyowners, we are defined by mutuality and our vision to provide financial well-being for all Americans. It’s more than our company structure — it’s our way of life. We are a company of people protecting people. Our company exists because people are willing to share risk and resources and rely on each other when it counts.

We strive to build a thriving community where everyone is valued, included, and feels that they belong.

At MassMutual, we Live Mutual.

How We Work

MassMutual’s flexible workplace approach combines the importance of connecting in person and the flexibility of working remotely. Our hybrid model puts collaboration first with employees coming in at least three days per week to our spectacular campus settings and also enjoying the flexibility of remote Fridays, company-wide remote weeks, and a bank of flexible remote weeks to use throughout the year.

Benefits for the whole you (and your loved ones)

There’s more to your life than your job and there’s more to your aspirations than a paycheck. We take a holistic view of compensation and benefits that provides the flexibility to create a healthy balance in your life for work, family, and community. We offer the benefits you’d expect, like medical, dental, 401(k), and generous vacation time, but we also offer ones you might not expect, like three paid days for volunteering, a $1,250 annual Well-Being Wallet, and up to 320 hours of caregiver leave.

Explore some of our offerings below.

Paid Time Off

In addition to generous vacation time, paid holidays, and flexible holidays, MassMutual offers 'take care' time to care for yourself or someone you love—whether for physical illness or mental health.

Health & Well-Being

In addition to top-line medical and dental coverage, personalized mental health solutions, on-site and virtual health coaching, and much more, MassMutual reimburses employees up to $1,250 per year for eligible expenses supporting mental, physical, and financial well-being.

Financial Well-Being

In addition to competitive salaries and bonuses, educational assistance programs, and much more, MassMutual offers up to a 10% total 401(k) benefit, consisting of a 5% company match and a 5% annual contribution.

Taking Care

MassMutual offers generous maternity and parental leaves, as well as bereavement leave to mourn the loss of a loved one (and the employee defines 'loved one'). In addition, we offer up to 320 hours of caregiver leave to help employees support loved ones in times of need.

Giving Back

MassMutual offers three paid days for employees to volunteer with eligible nonprofits of their choice, and the MassMutual Foundation matches employee donation dollars to eligible nonprofit organizations up to $5,000 annually.

Commuter Benefits

MassMutual offers a Qualified Commuter Program through which eligible employees can pay qualified workplace commuting expenses with before-tax dollars, as well as a commuter wallet option for employees based at Boston and NYC campuses.

Apply Now

Refine Your Search

compliance consultant jobs in hartford ct

Due Diligence Consultant

Regulator Reporting Senior Consultant

Tax Experienced Associate - National Tax (Compliance and Consulting)

Specialist Manager, Risk and Compliance Services (Personal Consultation)

Temporary Consultant - Financial Crime Audit & Testing

Tax Senior Manager - National Tax (Compliance and Consulting)