Top 132 Compliance manager Jobs in Los Angeles, Ca

Senior Manager - Investment Management Governance Office - RNDIP/ Reg R
City National Bank —Los Angeles, CA
- $200,000 - $325,000 a year
- 7 years
- Analysis skills
- Bachelor's degree
- Health insurance
- Dental insurance
10d
Equity and Compliance Manager - Cal State Long Beach
Another Source —Long Beach, CA
- $89,000 - $105,000 a year
- 8 hour shift
- Writing skills
- Mid-level
- Office
- Paid holidays
- Disability insurance
1d
Manager, Contract Compliance ICE
The GEO Group —Culver City, CA
- $105,000 a year
- Full-time
- Computer literacy
- Writing skills
- Pass drug screening
- Paid training
- Health savings account
Airport Risk Manager -Insurance Compliance
Los Angeles World Airports —Los Angeles, CA
- $133,235 - $194,769 a year
- Full-time
- Mid-level
- Office
- Finance
- Paid parental leave
- Health insurance
Quick Apply
Retirement Plan Compliance Manager
WTW —Los Angeles, CA
- $80,000 - $120,000 a year
- Full-time
- Microsoft Excel
- Microsoft Outlook
- 5 years
- Paid jury duty
- Health savings account
Sr. Manager, Quality Assurance and Compliance - Health Plan Operations
SCAN Health Plan —Long Beach, CA
- $125,400 - $181,419 a year
- Full-time
- Hybrid work
- Background check
- 5 years
- Analysis skills
- Wellness program
- Paid holidays
Quick Apply
2d
Asset Manager, Compliance
GK MANAGEMENT CO., INC. —Culver City, CA
- $100,000 - $120,000 a year
- Full-time
- Travel
- Reliable transportation
- Senior level
Quick Apply
11d
Prevention, Education, and Compliance Manager
California State University —Los Angeles, CA
- Full-time
- Background check
- Mid-level
- 3 years
Manager, Compliance
Warner Bros. Discovery —Burbank, CA
- $86,800 - $161,200 a year
- Full-time
- 3 years
- Contracts
- Senior level
- Wellness program
- Paid holidays
4d
Sr. Manager Global Trade Compliance
MiniMed —Los Angeles, CA
- $164,000 - $278,000 a year
- Full-time
- Remote
- 5 years
- Bachelor's degree
- Fair chance
- Health savings account
- Employee stock purchase plan
People Compliance Manager
Hadrian Automation —Los Angeles, CA
- $120,000 - $180,000 a year
- Full-time
- 6 years
- Senior level
- Health insurance
- Dental insurance
Operations and Compliance Manager
AADAP, Inc. —Los Angeles, CA
- $80,000 - $105,000 a year
- Full-time
- Background check
- Spanish
- Customer service
- Health insurance
- Dental insurance
Quick Apply
Medicare Compliance Program Manager
SCAN Group —Long Beach, CA
- $92,400 - $133,671 a year
- Full-time
- Background check
- Office
- Bachelor's degree
- Wellness program
- Paid holidays
Quick Apply
Manager, HR Compliance
Panda Restaurant Group —Rosemead, CA
- $112,500 - $158,000 a year
- Email
- Hybrid work
- 5 years
- Research
- Bachelor's degree
- AD&D insurance
- Disability insurance
Quick Apply
Business Integrity Trade Compliance Senior Manager
PRICE WATERHOUSE COOPERS —Los Angeles, CA
- $91,000 - $321,500 a year
- 6 years
- High school diploma or GED
- Fair chance
- Paid holidays
- Health insurance
Medicare Compliance Project Manager (SCAN TEMP)
SCAN Group —Long Beach, CA
- $44.42 - $64.27 an hour
- Full-time
- Hybrid work
- Background check
- Mid-level
- Office
- Wellness program
- 401(k) matching
Quick Apply
Manager, Claims Compliance
L.A. Care Health Plan —Los Angeles, CA
- $117,509 - $188,015 a year
- Full-time
- Microsoft Excel
- Office
- Master's degree
- Wellness program
- Health insurance
Manager, Accreditation & Regulatory Compliance (White Memorial)
Adventist Health —Los Angeles, CA
- $120,077 - $180,115 a year
- Day shift
- Hospital
- 3 years
- Master's degree
Privacy Program Manager
Viking Cruises US —Los Angeles, CA
- $125,000 - $140,000 a year
- Hybrid work
- 5 years
- Mid-level
- Office
- Paid holidays
- Disability insurance
Quick Apply
Export Compliance Manager
Apex Technology, Inc. —Los Angeles, CA
- $130,000 - $190,000 a year
- Full-time
- Microsoft Excel
- 5 years
- Writing skills
- Paid parental leave
- Paid holidays

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compliance manager jobs near los angeles, ca

Senior Manager - Investment Management Governance Office - RNDIP/ Reg R

City National Bank -
Los Angeles, CA

Apply Now

Job Details

$200,000 - $325,000 a year
10 days ago

Benefits

Health insurance
Dental insurance
Tuition reimbursement
Vision insurance
401(k) matching

Qualifications

Data-driven problem-solving

Full Job Description

SENIOR MANAGER, INVESTMENT MANAGEMENT GOVERNANCE OFFICE, RNDIP / REG R

WHAT IS THE OPPORTUNITY?

Working within the Investment Management Governance Office and with Senior Management of the Wealth Management division, this role will be responsible for City National Bank's Retail Non-Deposit Investment Program (RNDIP) and Reg R compliance to include coordination with City National Bank's Network Affiliates and colleagues across the division to implement policies, develop procedures and controls related to the governance requirements outlined in the OCC RNDIP Handbook (June 2024) and produce quarterly metrics and reports to the Wealth Management & Fiduciary Committee and the Private Banking and Wealth Management Business and Risk Committee. This role also works closely with 2LOD Compliance and 3LOD Internal Audit on issues impacting the Wealth Management division.

WHAT WILL YOU DO?

At the direction of the Head of Investment Management Governance act as an intermediary/point person for City National Bank's (“CNB’s) Investment Management Governance Office, which includes managing the Retail Non-Deposit Investment Products (the “RNDIP”) program and Reg R compliance.
Build and sustain effective relationships and alliances both internally and across all lines of business and staff areas to help deliver results and to ensure applicable issues are identified, analyzed and managed appropriately. Understand interdependencies across LOBs and support groups to achieve success in supporting remediation of regulatory, internal audit, and self-identified issues.
Analyze, evaluate and periodically review current risk management practices relating to RNDIP and Reg R activities across the organization and the activities of the network affiliates. Collaborate closely with colleagues across Risk, Compliance and Internal Audit to strengthen the control environment and enhance risk management practices.
Monitor activities of the network affiliates for adherence to CNB’s networking agreements and RNDIP policies, Program Management Statement and procedures.
Drive annual review of CNB Compensation Plans RNDIP inter-company agreements, RNDIP Products, RNDIP Program Management Statement, RNDIP Program and Referral Procedures, and other related procedures owned by the IMGO.
Review marketing materials and new or modified products for applicability to RNDIP and Reg R.
Design and implement reporting associated with RNDIP to appropriate governance committees.
Develop and implement training for RNDIP programs across LOBs.
Lead execution of activities described in the RNDIP Program Procedure, including completion of annual RNDIP risk assessment summary.
Prioritize organizational risk management objectives.
Facilitate audit and examination activities.
Cultivate and grow talent within the organization through coaching, mentoring, and training.

WHAT DO YOU NEED TO SUCCEED?

Required Qualifications*

Bachelor's Degree or equivalent
7+ years experience managing a RNDIP Program for an OCC regulated Bank
10+ years within or related to financial services
Interaction with regulators from a prior role

Additional Qualifications

Juris Doctor (JD) degree preferred
Demonstrated knowledge of Reg R from prior role
10 years in a role requiring complex problem solving
Investment Management experience preferred
Strong interpersonal and influencing skills; ability to communicate effectively in interactions with Regulators. Communication with colleagues at all levels in a peer-like way, and achieve goals without direct control over resources
Demonstrated ability to Influence change, build relationships, communicate effectively, work under pressure, manage multiple priorities and deliver high caliber results.
Strong emerging end-to-end generalist problem solving skills, e.g.,
Prioritizing issues and analysis
Structuring and building quantitative and qualitative/conceptual analyses
Knowledge in Financial Services, Project Management
Excellent time management, organizational, and prioritization skills and ability to balance multiple priorities.
An outstanding ability to analyze problems, apply quantitative analytical approaches, communicate effectively and confidently (both oral and written), work well in cross-functional teams
Quick learning ability, outstanding analytical skills and a structured way of thinking, your attention to details is exceptional
Operate well under stress, even faced with tight timelines for ambitious deliverables Significant experience in driving operational change with front line to senior leadership personnel
Proficiency with MS Excel and PowerPoint

WHAT'S IN IT FOR YOU?

Compensation

Starting base salary:

$275,000 - $325,000 per year in New York, NY

$225,000 - $275,000 per year in Los Angeles, CA

$200,000 - $250,000 per year in Newark, Delaware or Charlotte, NC

Exact compensation may vary based on skills, experience, and location. This job is eligible for bonus and/or commissions.

Benefits and Perks

At City National, we strive to be the best at whatever we do, including the benefits and perks we offer our colleagues including:

Comprehensive healthcare coverage, including Medical, Dental and Vision plans, available the first of the month following start date
Generous 401(k) company matching contribution
Career Development through Tuition Reimbursement and other internal upskilling and training resources
Valued Time Away benefits including vacation, sick and volunteer time
Specialized health and family planning benefits including fertility benefits, and cancer, diabetes and musculoskeletal support programs
Career Mobility support from a dedicated recruitment team
Colleague Resource Groups to support networking and community engagement

Get a more detailed look at our Benefits and Perks.

ABOUT US

Since day one we've always gone further than the competition to help our clients, colleagues and communities flourish. City National Bank was founded in 1954 by entrepreneurs for entrepreneurs and that legacy of integrity, community and unparalleled client relationships continues today. City National is a subsidiary of Royal Bank of Canada, one of North America’s leading diversified financial services companies. To learn more about City National and our dynamic company culture, visit us at About Us.

INCLUSION AND EQUAL OPPORTUNITY EMPLOYMENT

City National Bank fosters an inclusive environment where all forms of diversity are valued and leveraged to make us a better company and employer. We are an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, sexual orientation, gender identity, national origin, disability, veteran status or other basis protected by law.

It is unlawful in Massachusetts to require or administer a lie detector test as a condition of employment or continued employment. An employer who violates this law shall be subject to criminal penalties and civil liability.

Represents basic qualifications for the position. To be considered for this position, you must at least meet the required qualifications. careers.cnb.com accepts applications on an ongoing basis, until filled.

Unless otherwise indicated as fully remote, reporting into a designated City National location is an essential function of the job.

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#CR-JR

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#CA-DN1

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Refine Your Search

compliance manager jobs in los angeles, ca

Senior Manager - Investment Management Governance Office - RNDIP/ Reg R

Equity and Compliance Manager - Cal State Long Beach

Manager, Contract Compliance ICE

Airport Risk Manager -Insurance Compliance

Retirement Plan Compliance Manager

Sr. Manager, Quality Assurance and Compliance - Health Plan Operations

Asset Manager, Compliance

Prevention, Education, and Compliance Manager

Manager, Compliance

Sr. Manager Global Trade Compliance

People Compliance Manager

Operations and Compliance Manager

Medicare Compliance Program Manager

Manager, HR Compliance

Business Integrity Trade Compliance Senior Manager

Medicare Compliance Project Manager (SCAN TEMP)

Manager, Claims Compliance

Manager, Accreditation & Regulatory Compliance (White Memorial)

Privacy Program Manager

Export Compliance Manager

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