Top 187 Officer Jobs in Moorpark Ca

Chief Compliance Officer
Tamar Securities LLC —Woodland Hills, CA
- $200,000 - $375,000 a year
- Full-time
- Background check
- Office
- Organizational skills
- Profit sharing
- Health insurance
Quick Apply
Armed Security Officer
CitiGuard Security Inc. —Calabasas, CA
- $22 - $24 an hour
- 8 hour shift
- School experience
- CPR Certification
- Clean driving record
- Health insurance
- 401(k)
Quick Apply
9d
Unarmed Security Flex Officers
SMSSI of California, Inc. —Oxnard, CA
- $21.50 an hour
- On call
- 18 years or older
- Customer service
- Writing skills
Quick Apply
Vehicle Patrol Officer
CitiGuard Security Inc. —San Fernando Valley, CA
- From $21 an hour
- 8 hour shift
- Bilingual
- Clean driving record
- 3 years
- Health insurance
- 401(k)
Quick Apply
Armed Patrol Officer Part-Time Grave 930pm-6am Santa Barbara
Post Alarm Systems —Oxnard, CA
- $22 - $23 an hour
- Part-time
- Clean driving record
- High school diploma or GED
- Driver's License
Quick Apply
10d
Campus Safety Officer I
California Lutheran University —Thousand Oaks, CA
- $21.22 an hour
- Online Application
- Military
- Writing skills
- English
4d
Mortgage Loan Officer
LendWise Mortgage —Calabasas, CA
- $48,226.91 - $196,492.21 a year
- Weekends as needed
- Mid-level
- Communication skills
- Time management
- Flexible schedule
Mortgage Loan Officer – Greater LA Area
LendWise Mortgage —Calabasas, CA
- $120,000 - $350,000 a year
- Full-time
- Mid-level
Escrow Officer
ESCROW LOGIX —Lake Balboa, CA
- $52,023.21 - $100,000.00 a year
- Full-time
- Bilingual
- Background check
- Spanish
- Health insurance
- Paid time off
Quick Apply
Loan Officer
Mainstreet Mortgage —Westlake Village, CA
- $20,000 - $200,000 a year
- 8 hour shift
- Hybrid work
- Customer service
- Basic math
- Mid-level
- Health insurance
- Work from home
Quick Apply
Jr. Escrow Officer
[email protected] —Westlake Vlg, CA
- $30 - $38 an hour
- Full-time
- Background check
- Customer service
- 5 years
- Health insurance
- Dental insurance
Quick Apply
Security Off Duty Officer
GardaWorld Security Services U.S. —Simi Valley, CA
- $42 an hour
- Part-time
- Ability to walk for extended periods
- Mid-level
- High school diploma or GED
- Paid holidays
- Disability insurance
Quick Apply
14h
Mortgage Loan Officer
US Mortgage Corporation —California
- $50,000 - $203,178 a year
- Full-time
- Remote
- Background check
- Customer service
- Mid-level
- Health savings account
- Health insurance
Armed Transportation Officer - Ventura
Asset Protection and Security —Ventura, CA
- Full-time
- Pass drug screening
- 21 years or older
- Entry level
- Paid holidays
- Opportunities for advancement
Police Officer Trainee
City of Simi Valley —Simi Valley, CA
- $42.62 - $48.71 an hour
- Weekends as needed
- 18 years or older
- Clean driving record
- Psychiatry
- Paid training
- Health insurance
Chief Administrative Officer
Providence —Mission Hills, CA
- $111.51 - $205.94 an hour
- Full-time
- Hybrid work
- Office
- Master's degree
- Bachelor's degree
- Paid parental leave
- Paid holidays
Security Officer
Four Seasons —Westlake Village, CA
- $25 an hour
- Weekends as needed
- CPR Certification
- Military
- Writing skills
- Tuition reimbursement
- Employee assistance program
7d
Vehicle Patrol Dayshift Security Officer - Ventura
Archon Protection, Inc. —Ventura, CA
- $19 - $21 an hour
- Overtime
- 18 years or older
- Clean driving record
- Ability to walk for extended periods
- Health insurance
- Dental insurance
Quick Apply
Remote Chief Executive Officer (Franchise Growth & Operations)
ATAX Corporate Office —Agoura Hills, CA
- Full-time
- Remote
- Bachelor's degree
- Continuous improvement
- Travel
Quick Apply
Access Control Security Officers
Securitas Security Services —Thousand Oaks, CA
- Full-time
- Hospitality
- No experience needed
- Food service experience
- Paid holidays
- Disability insurance
10d

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officer jobs near moorpark ca

Chief Compliance Officer

Tamar Securities LLC
Woodland Hills, CA

Quick Apply

Job Details

Full-time
$200,000 - $375,000 a year

Benefits

Profit sharing
Health insurance
Dental insurance
Paid time off
Vision insurance
401(k) matching
Life insurance

Qualifications

Law
Spreadsheets
Governance, risk, and compliance (GRC) software
Legal document sorting and filing
Doctor of Law (JD)
Organizational integration coordination
Organizational skills
Law office experience
Audit management tools
Due diligence
Legal due diligence experience

Full Job Description

Job Summary
We are seeking a dynamic and highly skilled Chief Compliance Officer (CCO) to lead our legal and compliance functions. This pivotal role involves providing expert legal guidance across a broad spectrum of legal areas, ensuring adherence to regulatory standards, and safeguarding the organization’s integrity. The ideal candidate will be proactive, detail-oriented, and possess a comprehensive understanding of diverse legal disciplines, including estate planning, environmental law, securities law, litigation, and more. As a strategic partner to executive leadership, you will shape policies, oversee legal risk management, and foster a culture of compliance and ethical excellence.

Responsibilities

Compliance Program Execution (in partnership with External CCO)

Act as the primary internal liaison to the external CCO, ensuring effective communication and implementation of compliance initiatives.
Support the development, maintenance, and execution of the firm’s compliance policies and procedures.
Assist in administering the Code of Ethics, personal trading monitoring, and employee compliance certifications.
Coordinate and support regulatory filings (e.g., Form ADV updates, amendments, and state notices).
Prepare materials and documentation for annual reviews conducted by the external CCO.

Regulatory Coordination & Exams

Serve as the internal point of contact for regulatory examinations and information requests.
Coordinate document gathering, responses, and follow-ups with the external CCO and regulators.
Track and remediate compliance issues identified through exams or internal reviews.

M&A Due Diligence & Integration

Lead compliance due diligence efforts for prospective acquisitions, including:
Review of policies and procedures, Form ADV, client agreements, and compliance history
Identification of regulatory risks, conflicts, and potential liabilities
Partner with legal, finance, and deal teams to support transaction execution.
Coordinate with the external CCO to assess compliance implications of transactions.
Support post-close integration, including:
Aligning acquired firms with the existing compliance framework
Updating disclosures, policies, and regulatory filings
Assisting with onboarding and training of acquired personnel

Monitoring & Testing

Execute compliance testing and monitoring activities as directed by the external CCO.
Review marketing materials, communications, and advisory practices for regulatory compliance.
Track and escalate compliance risks, conflicts of interest, and policy exceptions.

Training & Internal Support

Deliver compliance training to employees and newly onboarded teams from acquisitions.
Serve as a day-to-day resource for employees on compliance-related questions and issues.
Promote a culture of compliance and accountability across the firm.

Recordkeeping & Reporting

Maintain required books and records in accordance with SEC and state regulations.
Prepare internal compliance reports and assist the external CCO with formal reporting.

Qualifications

Clean U-4 required.
Series 7, 63, or 65.
At least two years of experience in investment adviser compliance, securities law, or related legal/regulatory roles.
Demonstrated experience supporting mergers and acquisitions, including compliance/legal due diligence and post-transaction integration.
Strong working knowledge of the Investment Advisers Act of 1940, SEC regulations, and fiduciary obligations applicable to RIAs.
Strong foundation in investment adviser compliance within SEC-registered environments, with the ability to operationalize regulatory requirements into practical policies and procedures.
Serves as a key internal liaison to external compliance leadership, coordinating filings (incl. Form ADV), annual reviews, and ongoing program execution.
Experience supporting M&A transactions, leading compliance due diligence and assisting with post-close integration across acquired advisory platforms.
Handles regulatory exams and inquiries end-to-end, including document coordination, regulator interaction, and remediation tracking.
Trusted compliance partner with strong interpersonal instincts-advises on day-to-day issues, delivers training, and promotes a firm-wide culture of compliance.
Experience working with or alongside an external/outsourced Chief Compliance Officer (CCO) preferred.
Familiarity with Form ADV, regulatory filings, compliance testing, and SEC/state examination processes.
Prior experience in a law firm, regulatory agency, or in-house legal/compliance role within wealth management or asset management is a plus.
High Social Intelligence skills.Key Skills & Competencies
Strong execution and project management skills
Ability to translate regulatory guidance into operational processes
Experience coordinating across internal teams and external advisors
Detail-oriented with strong organizational abilities
Effective communicator with the ability to escalate issues appropriately
Juris Doctor (JD) is preferrable from an accredited law school.
Active bar membership in good standing strongly preferred; candidates currently practicing law (e.g., in-house or at a law firm) are highly desirable.

Reporting Structure

Reports to Chief Operating Officer (COO) with a dotted-line/functional reporting relationship to the external Chief Compliance Officer (CCO).

Pay range and compensation package

Attractive base salary plus bonuses, including a 401K match, discretionary profit sharing, health care coverage, vision, dental, and life insurance.

Pay: $200,000.00 - $375,000.00 per year

Benefits:

401(k) matching
Dental insurance
Health insurance
Life insurance
Paid time off
Vision insurance

Work Location: In person

Quick Apply

Refine Your Search

officer jobs in moorpark ca

Chief Compliance Officer

Armed Security Officer

Unarmed Security Flex Officers

Vehicle Patrol Officer

Armed Patrol Officer Part-Time Grave 930pm-6am Santa Barbara

Campus Safety Officer I

Mortgage Loan Officer

Mortgage Loan Officer – Greater LA Area

Escrow Officer

Loan Officer

Jr. Escrow Officer

Security Off Duty Officer

Mortgage Loan Officer

Armed Transportation Officer - Ventura

Police Officer Trainee

Chief Administrative Officer

Security Officer

Vehicle Patrol Dayshift Security Officer - Ventura

Remote Chief Executive Officer (Franchise Growth & Operations)

Access Control Security Officers

I want to receive the latest job alert for officer in moorpark ca

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