Top 34 Compliance auditor Jobs in Napa, Ca

Compliance Analyst
Redwood Credit Union —Napa, CA
- $42 - $55 an hour
- Full-time
- 5 years
- Computer literacy
- Writing skills
- Paid holidays
- Health insurance
Quick Apply
Environmental Compliance Specialist
BELSHIRE —Vallejo, CA
- $22 - $24 an hour
- Overtime
- Background check
- Computer literacy
- Office
- Paid holidays
- Health insurance
Compliance Specialist
PEP Housing —Santa Rosa, CA
- $80,000 - $90,000 a year
- Hybrid work
- Microsoft Excel
- Microsoft Outlook
- 5 years
- AD&D insurance
- Paid holidays
Quick Apply
Night Auditor – Luxury Resort | Alila Napa Valley
Alila Napa Valley —Napa, CA
- $24 - $25 an hour
- Weekends as needed
- Cleaning
- Computer skills
- 1 year
- Health insurance
- Dental insurance
10d
Senior Quality, Health, Safety, & Environment Manager
Chandon —Yountville, CA
- $135,000 - $160,000 a year
- Full-time
- Microsoft Word
- Spanish
- 7 years
Night Auditor
North Block Yountville —Yountville, CA
- From $25 an hour
- Part-time
- English
- Hotel
- Computer skills
- Dental insurance
- 401(k)
Quick Apply
Technical Compliance Specialist
Lytton Tribal Gaming Commission —San Pablo, CA
- Overtime
- Background check
- English
- Research
- Health insurance
- Dental insurance
Quick Apply
5d
Senior Compliance Analyst
WESTAMERICA BANK —Fairfield, CA
- $70,304 - $75,352 a year
- Full-time
- Research
- Office
- Senior level
Quick Apply
ACCOUNTING AUDITOR I
GRATON RESORT & CASINO —Rohnert Park, CA
- $23 an hour
- Weekends as needed
- Microsoft Outlook
- ERP systems
- Windows
HR, Payroll & Compliance Specialist
Northbay Recruiter —Napa, CA
- $90,000 - $110,000 a year
- Email
- Spanish
- English
- Mid-level
Quick Apply
11d
Night Auditor
Boardwalk IG Management LLC —Yountville, CA
- $23 - $25 an hour
- Part-time
- Word processing
- Windows
- Hotel
Quick Apply
Senior Compliance Analyst - Mortgage
Redwood Credit Union —Napa, CA
- $100,604 - $132,552 a year
- Full-time
- 6 years
- Computer literacy
- Writing skills
- Paid holidays
- Health insurance
Quick Apply
Compliance Support Analyst
BANK OF MARIN —Novato, CA
- $27.54 - $37.17 an hour
- Full-time
- Customer service
- Research
- Mid-level
- Health insurance
- Tuition reimbursement
Environmental Project Compliance Specialist
APTIM —Concord, CA
- $85,000 - $120,000 a year
- Hybrid work
- Construction site
- Bachelor of Science
- Mid-level
- Paid holidays
- Disability insurance
Quick Apply
External Audit Associate, Financial Statement Assurance
People First Recruiting —San Rafael, CA
- $125,000 - $150,000 a year
- Microsoft Outlook
- 5 years
- Office
- Paid time off
- Flexible schedule
Quick Apply
8d
Global Assurance & Internal Audit Manager
Awana —United States
- $80,000 - $85,000 a year
- Full-time
- Hybrid work
- Background check
- CPA
- 5 years
- Wellness program
- Paid holidays
Quick Apply

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Compliance Investigator II
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Compliance Analyst

Redwood Credit Union -
Napa, CA

Quick Apply

Job Details

Full-time
$42 - $55 an hour

Benefits

Paid holidays
Health insurance
Dental insurance
Paid time off
Vision insurance
401(k) matching

Qualifications

Statutory legal research
Computer operation
Confidential information handling
Finance
Writing skills
Data analysis skills
Employee relationship building
Regulatory legal research
Desktop applications
Productivity software

Full Job Description

Redwood Credit Union is looking for a Compliance Analyst, who will be responsible for proactively identifying and evaluating risks and controls, completing regulatory compliance analysis and research, identifying issues and/or areas for improvement in efficiency or effectiveness, and working with management in developing actions plans to ensure risks are effectively mitigated and issues are corrected. Work with broad discretion on assignments of a varied and diverse nature. Plan, organize, and perform other Compliance activities and projects.

Key Responsibilities

Compliance:

Review and conduct in-depth analysis on regulatory and legal changes affecting financial institutions to determine applicability and impact to RCU.

Research regulatory/legal questions for other departments as assigned.

Prepare and present analysis summaries and findings to RCU management to assist in decision-making.

Independently work with RCU departments to implement legal requirements and ensure changes to products, services, and processes comply with applicable legal requirements.

Create and manage compliance programs and training programs.

Review advertisement, forms, letters, and disclosures for other departments as assigned to ensure compliance with applicable legal requirements.

Prepare revisions to Credit Union disclosures.

Prepare written reports and analysis for Compliance management.

Assist on projects, exams, audits, and other tasks as assigned.

Provide excellent service to all Members and internal clients.

Prepare currency transaction reports in compliance with the Bank Secrecy Act.

Manage projects required to implement regulatory and legal changes, including setting project goals, coordinating efforts between multiple departments, and monitoring for effectiveness.

Risk Management:

Independently work with RCU departments to identify and mitigate risks to the line of business, including compliance, business continuity, and internal controls.

Collect and prepare information for business continuity planning.

Audit:

Collect and prepare information for both internal and external audits.

Document audit procedures performed or coordinated/supported.

Maintain audit work papers and documentation.

Develop and monitor remediation plans resulting from any deficiencies identified in audits.

Submit all audit work (i.e., planning, programs, work papers, reports, etc.) to the Compliance Manager for review prior to issuance of final reports.

Administer compliance testing program and monitors result status.

Administration:

Assist with department budget preparation and perform legal expense analysis.

Complete monthly report(s) and maintain records of time usage.

Manage and administer RCU’s forms library.

Manage and administer RCU’s Management Procedures Manual.

Attend training as designated by Compliance Manager.

Join us and discover why you'll love working at Redwood Credit Union!

ABOUT REDWOOD CREDIT UNION (RCU):

At Redwood Credit Union, our mission is to passionately serve the best interests of our Members and communities. Since 1950, we have been dedicated to supporting the financial well-being of our Members through better rates, low or no fees, and best-in-class customer service. Our purpose is to inspire hope and elevate the financial well-being of our communities one person at a time, through good times and bad.

As a not-for-profit financial institution, we are committed to a people-first approach, which is reflected not only in how we serve our Members, but also in how we treat our employees. Our leadership team is deeply focused on fostering a culture of heart and empathy, integrity, passion, inclusion, meaningful relationships, excellence, and ensuring financial well-being for all.

Why work for Redwood Credit Union?

25th largest credit union in the U.S. and the largest financial institution based in the North Bay

Recognized by Newsweek as one of "America's Best Credit Unions 2026"

Awarded a 5-Star Bauer Rating

Recognized by Newsweek as one of "America's Greatest Midsize Workplaces 2025"

Top Corporate Philanthropists (#24) - San Francisco Business Times

Voted Best Places to Work in the North Bay 20 years in a row

World-class Employee Engagement scores

Rated Superior in Service by more than 90% of Members, surveyed by SF Gate

Industry leading Net Promoter Scores across the U.S.

Minimum Qualifications: Knowledge, Skills and Abilities

Comprehensive knowledge of laws, regulations, principles, and processes related to financial institutions.
Strong analytical/problem solving, communication, organizational and interpersonal skills.
Possess insight and judgment to initiate timely and appropriate action.
Meticulous attention to detail.
Skill in the operation of a PC with the use of Microsoft Office software and Browser based applications; ability to navigate internet and intranet applications.
Ability to communicate complex ideas effectively, both verbally and in writing.
Ability to establish and maintain effective working relationships with diverse groups of people
Ability to effectively research and report on complex legal issues.
Ability to organize, coordinate and prioritize a variety of activities simultaneously with limited supervision.
Ability to act independently and confidentially, using discretion, and tact.
Ability to distinguish and manage confidential material and information.
Ability and desire to work in a team environment, with ability to establish and maintain effective working relationships in a diverse environment, including working with other departments.

Licenses and Certifications

Compliance Officer Certification (NCCO, CUCE, or equivalent) is desirable.

The ideal candidate has a combination of education and experience equivalent to a bachelor’s degree in business, pre-law, or related with a minimum of five years experience in financial services industry; regulatory compliance or financial institution internal audit.

Compensation: base starting range $42.00 to $55.00 per hour commensurate with experience.

Our base salary starting range is based on scope and responsibilities of the position, candidate's work experience, education/training, key skills, and internal peer equity. We offer a competitive total rewards package including a wide range of medical, dental, vision, financial, and other benefits.

Redwood Credit Union offers a robust benefits package to our eligible employees including:

Competitive medical, dental, and vision insurance, mental health offerings

Employee performance incentive plan

Salary Advancement– Merit increase based on performance

401(k) program with employer match

Time Off- Competitive PTO accrual plus 11 paid company holidays and your birthday off!

RCU Discounts and Perks:

RCU employees are eligible for a .75% discount off RCU standard collateral auto loans

RCU employees are eligible for a 1% discount on all recreational or boat loan products

2% discount off Visas and LOC Loans through RCU

0% interest loan to support employees with various immigration related expenses such as visa application fees and relocation costs. Loan amount up to $1,000.

0% interest loan to support employees with expenses associated with the naturalization process. Loan amount up to $15,000.

0% interest on garment, fitness, or home office equipment loan of up to $500

100% financing for employee purchased homes!

Physical Requirements:

Ability to attend offsite conferences which may include travel by car or air.

Ability to stand, bend, stoop, sit, walk, twist, and turn.

Ability to use a computer keyboard and calculator.

Ability to lift up to 15 pounds occasionally.

Work environment is indoors, majority of the time is spent sitting at a desk.

Redwood Credit Union is not offering Visa transfers and/or sponsorships for this position.

Internal Team Members: If you are a current Team Member, please apply through the internal careers page located in RCUNET.

We are an Equal Opportunity Employer

We may use artificial intelligence (AI) tools to support parts of the hiring process, such as reviewing applications, analyzing resumes, or assessing responses. These tools assist our recruitment team but do not replace human judgment. Final hiring decisions are ultimately made by humans. If you would like more information about how your data is processed, please contact us at [email protected]. To ensure fairness and consistency, we’re unable to respond to individual inquiries about application status.

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Refine Your Search

compliance auditor jobs in napa, ca

Compliance Analyst

Environmental Compliance Specialist

Compliance Specialist

Night Auditor – Luxury Resort | Alila Napa Valley

Senior Quality, Health, Safety, & Environment Manager

Night Auditor

Technical Compliance Specialist

Senior Compliance Analyst

ACCOUNTING AUDITOR I

HR, Payroll & Compliance Specialist

Night Auditor

Senior Compliance Analyst - Mortgage

Compliance Support Analyst

Environmental Project Compliance Specialist

External Audit Associate, Financial Statement Assurance

Global Assurance & Internal Audit Manager

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