Top 6657 Compliance business partner Jobs in North Carolina

Client Administrative Manager
Steward Partners Global Advisory LLC —Hendersonville, NC
- Full-time
- Background check
- Mid-level
- Office
- Health savings account
- Health insurance
Quick Apply
Controller
Lower Cape Fear LifeCare —Wilmington, NC
- Full-time
- CPA
- Customer service
- 5 years
- Disability insurance
- Health insurance
Quick Apply
5d
CDL-A Owner Operators - Regional Home Weekly
ELE —North Carolina
- $7,000 - $10,000 a week
- Choose your own hours
- Owner-operator
- CDL A
- Mid-level
- Free parking
- Paid time off
Quick Apply
Quality Manager
Greenology Products Inc —Raleigh, NC
- Full-time
- 5 years
- Analysis skills
- Mentoring
- Health savings account
- Health insurance
Quick Apply
Application Engineer
TUTCO Farnam Custom Products —Arden, NC
- Full-time
- Background check
- Mid-level
- Business development
- Health savings account
- Disability insurance
Quick Apply
Executive Chef - Elon University
Aramark —Elon, NC
- Full-time
- Customer service
- Cooking
- University
6d
Position Overview Sibanye-Stillwater, a leading industrial recycling and metals recovery organization is seeking a highly effective Environmental Compliance Specialist to ensure that company operations comply with federal, state, and local environmental a
Sibanye-Stillwater —Greenville, NC
- Full-time
- Bachelor's degree
- Organizational skills
- Communication skills
9d
Construction Manager
THS NATIONAL LLC —Charlotte, NC
- $90,000 - $100,000 a year
- Clean driving record
- Construction site
- Driver's License
- Health insurance
- Dental insurance
Outside Sales Representative (In Person Hiring Event)
GFiber —Durham, NC
- $66,667 - $100,000 a year
- Spanish
- Mid-level
- Office
- Paid training
- Mileage reimbursement
Quick Apply
6d
Branch Manager – Construction Services
Confidential —Raleigh, NC
- $64,366.33 - $77,516.45 a year
- Full-time
- Sales
- Office
- Business development
- Health insurance
- Dental insurance
Quick Apply
8d
Director, Supply Chain Management
Confidential —Goldsboro, NC
- $95,000 - $115,000 a year
- Full-time
- Background check
- Office
- 8 years
- Health savings account
- Relocation assistance
Quick Apply
15h
Client Administrative Manager
Steward Partners Global Advisory LLC —Charlotte, NC
- Full-time
- Mid-level
- Office
- Bachelor's degree
- Health savings account
- Health insurance
Quick Apply
Talent Development Specialist
Price Brothers Inc. —Charlotte, NC
- $70,000 - $85,000 a year
- Full-time
- Spanish
- 5 years
- English
- Health savings account
- Health insurance
Quick Apply
7h
Medical Director Veterinarian (DVM) | AAHA-Accredited Practice | Southeast Community Animal Hospital
Southeast Community Animal Hospital (Greensboro, NC) —Greensboro, NC
- Clinic experience
- Senior level
- Leadership
- Continuing education credits
- Paid parental leave
12h
Inventory Intake & Quality Supervisor
Confidential —Canton, NC
- From $65,000 a year
- Full-time
- Background check
- Research
- Mid-level
- Paid holidays
- Health insurance
Quick Apply
12d
Senior Accountant
Design Mode Cabinetry —Warsaw, NC
- $80,000 - $85,000 a year
- Full-time
- Microsoft Excel
- CPA
- Ability to walk for extended periods
- Health savings account
- Paid holidays
Quick Apply
Substation Senior Structural Engineer
Leidos —Durham, NC
- $73,450 - $132,775 a year
- Full-time
- Hybrid work
- Microsoft Word
- Microsoft Excel
- Bachelor of Science
CDL A Owner Operator Team Drivers
Roadrunner —Pinnacle, NC
- $8,000 - $12,000 a week
- Full-time
- Owner-operator
- No touch freight
- CDL A
- Dental insurance
- Pet rider program
Quick Apply
Executive Director of Adoption Services - Christian Adoption Services
Christian Adoption Services —Charlotte, NC
- $120,000 - $150,000 a year
- Weekends as needed
- Background check
- Public speaking
- Residential
- 403(b) matching
- Health insurance
Quick Apply
1d
District Manager
InFocus Eyecare —North Carolina
- Up to $100,000 a year
- Full-time
- Up to 50% travel
- Mid-level
- 3 years
- Health insurance
- 401(k)
Quick Apply

I want to receive the latest job alert for compliance business partner in north carolina

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Explore jobs in more locations

compliance business partner jobs near north carolina

Client Administrative Manager

Steward Partners Global Advisory LLC -
Hendersonville, NC

Quick Apply

Job Details

Full-time

Benefits

Health savings account
Health insurance
Dental insurance
401(k)
Flexible spending account
Paid time off
Parental leave
Employee assistance program
Vision insurance
Life insurance

Qualifications

Managing teams in a customer support role
Employee relationship building
Series 66
Fund operation
Administrative experience
Managing clients in a customer support role
Series 7
Bachelor's degree
Financial services
Series 65
Series 63

Full Job Description

COMPANY OVERVIEW:

Steward Partners Global Advisory is an employee-owned, full-service leading independent private financial services firm, with professionals delivering multifaceted financial solutions and comprehensive service to our client’s and their families.

Steward Partners Global Advisory caters to family, institutional and multigenerational investors delivering comprehensive wealth planning and investment strategy implementation, professional asset management services, private banking, institutional consulting, international advisory and business solutions. We pride ourselves on delivering comprehensive client service with an unwavering commitment to excellence.

POSITION OVERVIEW:

Working as part of a team, the Client Administrative Manager (CAM) is responsible for providing operational and administrative support to a Financial Advisor or team of Financial Advisors. The CAM enhances the client experience by providing exceptional client service and supporting Branch functions as needed.

DUTIES AND RESPONSIBILITIES:

Onboard new client accounts, which includes the collection of required documentation and client information
Maintain existing client relationships through the processing of client requests, resolving client inquiries, and making sure key client information and documentation is up to date
Conduct outreach to maintain strong relationships with client base and identify services and solutions that support clients' needs
Proactively prepare financial reports, spreadsheets and other materials for client meetings
Support the team's marketing strategy by maintaining marketing materials, including digital and social media platforms, and planning client events and seminars
Regularly seek opportunities to use firm resources for peer sharing and collaborating with colleagues
Perform administrative duties that support Financial Advisors in daily business practices, including but not limited to, telephone coverage, business travel arrangements, coordination of client meetings and file & calendar maintenance

SKILLS, EXPERIENCE & QUALIFICATIONS:

Bachelor’s Degree in Business or in related field is preferred
Experience in brokerage operation and compliance experience in the financial services industry would be highly beneficial
FINRA Series 7 and 66 (or 63 and 65) preferred
Highly detail-oriented with superior organizational skills and ability to prioritize tasks
Follow-up to ensure resolution and completion of tasks
Provide a high level of customer service in a calm, courteous and professional manner.
Establish and maintain effective working relationships at all levels of the organization.
Strong computer skills with the ability to quickly grasp technology and train others on the effective use of firm and custodian systems
Team player with the ability to collaborate with others
Organize, manage and track multiple detailed tasks and assignments with frequently changing priorities in a fast-paced work environment.
Reports To:

Market Business Director

Location:

This position can be based in Hendersonville, NC

Job Type: Full-time

Benefits:

401(k)
Dental insurance
Employee assistance program
Flexible spending account
Health insurance
Health savings account
Life insurance
Paid time off
Parental leave
Vision insurance

Work Location: In person

Quick Apply

Refine Your Search

compliance business partner jobs in north carolina

Client Administrative Manager

Controller

CDL-A Owner Operators - Regional Home Weekly

Quality Manager

Application Engineer

Executive Chef - Elon University

Position Overview Sibanye-Stillwater, a leading industrial recycling and metals recovery organization is seeking a highly effective Environmental Compliance Specialist to ensure that company operations comply with federal, state, and local environmental a

Construction Manager

Outside Sales Representative (In Person Hiring Event)

Branch Manager – Construction Services

Director, Supply Chain Management

Client Administrative Manager

Talent Development Specialist

Medical Director Veterinarian (DVM) | AAHA-Accredited Practice | Southeast Community Animal Hospital

Inventory Intake & Quality Supervisor

Senior Accountant

Substation Senior Structural Engineer

CDL A Owner Operator Team Drivers

Executive Director of Adoption Services - Christian Adoption Services

District Manager

I want to receive the latest job alert for compliance business partner in north carolina

Related Searches

Explore jobs in more locations

Job Seeker Tools

Employer Tools

Browse

Stay Connected