Top 10 Financial broker Jobs in Plano, Tx

Series 7 Registered Broker – PreMkt Locates, Risk & Ops
Cobra Trading, Inc. —Carrollton, TX
- $80,000 - $120,000 a year
- Full-time
- Background check
- Office
- 3 years
- Paid holidays
- Health insurance
Quick Apply
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financial broker jobs near plano, tx

Series 7 Registered Broker – PreMkt Locates, Risk & Ops

Cobra Trading, Inc.
Carrollton, TX

Quick Apply

Job Details

Full-time
$80,000 - $120,000 a year
12 days ago

Benefits

Paid holidays
Health insurance
Dental insurance
Paid time off

Qualifications

Vendor relationship building
Customer communication
Series 7
Attention to detail
Equities
Trading platforms
Account management
Process management
Experience at securities companies
Series 63

Full Job Description

Required Licensing

All applicants must maintain active Series 7 and Series 63 licenses. Please do not apply unless both licenses are current and in good standing.

Company Description

Cobra Trading, Inc. is a registered broker-dealer and member of FINRA, NFA, and SIPC. Centrally located in Carrollton, Texas, Cobra Trading is a direct-access broker serving active and experienced equity and options traders. Founded in 2004, Cobra Trading is known for providing high-touch customer service, advanced trading technology, competitive pricing, and specialized support for active traders, including traders focused on short selling and hard-to-borrow securities. The firm operates through CobraTrading.com, BigTrades.com and VenomTrading.com.

Position Overview

Cobra Trading is seeking an experienced and highly motivated Series 7 Registered Broker to join our early-morning brokerage team.

This is not an entry-level position. The ideal candidate will have meaningful personal or professional trading experience, a strong understanding of U.S. equity markets, and direct knowledge of short selling, hard-to-borrow securities, stock locates, the securities lending process, and firm/account risk management.

This position begins at 4:00 AM and is designed for a dependable, energetic early riser who is ready to take ownership of critical premarket responsibilities. The successful candidate will be a self-starter with a go-getter attitude who can work effectively in a fast-moving, time-sensitive environment.

The primary responsibilities of this position include managing Cobra Trading’s locate processes, helping maintain and develop relationships with both existing and new locate vendors, communicating the firm’s inventory and service needs, performing brokerage and operational functions, assisting with firm risk monitoring, and servicing existing clients.

Primary Responsibilities

Responsibilities include, but are not limited to:

Manage and support the firm’s early-morning stock locate processes
Review and process locate requests involving hard-to-borrow and short-sale securities
Help manage relationships with the firm’s existing locate vendors and securities lending partners
Communicate regularly with locate vendors regarding inventory, availability, pricing, service levels, and the firm’s evolving needs
Assist in evaluating vendor performance, locate coverage, responsiveness, and pricing competitiveness
Identify potential inventory gaps and work with vendors and internal teams to address client and firm locate needs
Communicate with clearing firms, internal teams, vendors, and clients
Understand and evaluate locate availability, pricing, quantities, and related requirements
Monitor short positions, trading activity, account exposure, and firm risk
Assist with real-time risk management and escalation of unusual account or market activity
Perform daily brokerage and operational tasks
Provide trade support and order-entry assistance
Service and manage relationships with existing clients
Provide support for direct-access trading platforms and Level II applications
Respond quickly and accurately to client requests and inquiries
Help identify and resolve trade, locate, account, vendor, and operational issues
Maintain accurate records and follow applicable supervisory and compliance procedures
Take on additional responsibilities as the firm and position continue to evolve

Required Qualifications

The ideal candidate will possess the following:

3 plus years of personal or professional trading experience
Previous experience working for an online or direct-access broker
Strong knowledge of U.S. equity markets
Experience with or a strong understanding of short selling and hard-to-borrow securities
Understanding of stock locates and the securities lending business
Familiarity with Level II and direct-access trading applications
Strong attention to detail and the ability to make sound decisions under time pressure
Ability to manage multiple responsibilities in a fast-paced, time-sensitive environment
Strong written and verbal communication skills
Professional, dependable, and service-oriented approach
Self-motivated, energetic, and willing to take ownership of responsibilities
A go-getter attitude and willingness to take on new roles as needed
Genuine interest in trading, financial markets, and working with active traders
Active Series 7 and Series 63 licenses

Preferred Qualifications

The following qualifications are preferred but not required:

Experience monitoring firm/account risk
Experience with corporate actions
Experience with Option exercise and assignments

Schedule and Work Environment

4:00 AM–1:00 PM, Monday through Friday
This is an in-office position at Cobra Trading’s Carrollton, Texas office
Exact hours may occasionally vary based on business needs
U.S. market holidays off
Paid time off available

Compensation and Benefits

Base salary of $80,000–$120,000, based on experience and qualifications
Year-end bonus potential
Health and dental insurance
Supplemental insurance coverage options
SEP IRA participation after three years of employment

Pay: $80,000.00 - $120,000.00 per year

Benefits:

Dental insurance
Health insurance
Paid time off

Experience:

Trading : 2 years (Required)
Online Broker: 3 years (Preferred)

License/Certification:

Series 7 (Required)

Work Location: In person

Quick Apply

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financial broker jobs in plano, tx

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