Top 18 Broker Jobs in West Palm Beach, Fl

Lead Compliance, Broker / Dealer
Mutual of America Financial Group —Boca Raton, FL
- $97,900 - $170,000 a year
- Hybrid work
- Microsoft Word
- Office
- 3 years
- Health insurance
- Dental insurance
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Manager Broker Services
USI Holdings Corporation —West Palm Beach, FL
- Microsoft Excel
- 5 years
- Office
- Health savings account
- Paid holidays
Business Development Manager– Foodservice (Food Broker/Manufacturer Experience Required)
Manzo Food Brokers, Inc. —West Palm Beach, FL
- From $55,000 a year
- Full-time
- Spanish
- English
- Mid-level
- Mileage reimbursement
- Health insurance
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1d
SPQREA - Associate Broker
CBRE —Boca Raton, FL
- Full-time
- Microsoft Excel
- Microsoft Outlook
- Basic math
Senior Associate Broker - Property
Brown & Brown —Boynton Beach, FL
- Full-time
- Mid-level
- Office
- High school diploma or GED
- Employee stock purchase plan
- Paid holidays
Brokerage Consultant
MarineMax Services Inc —Palm Beach Gardens, FL
- Dealership
- Mid-level
- Marketing
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Brokerage Consultant
MarineMax —West Palm Beach, FL
- Dealership
- Mid-level
- US work authorization
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Broker Consultant IV
USI Holdings Corporation —West Palm Beach, FL
- Microsoft Excel
- 5 years
- Office
- Health savings account
- Paid holidays
12d
Precious Metals Broker
Maventura —Boynton Beach, FL
- $500 a week
- Full-time
- No experience needed
- Office
- Fair chance
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3d
Vice President of Sales-Broker Channel, Total Source
ADP —West Palm Beach, FL
- $104,000 - $225,400 a year
- Full-time
- 5 years
- Senior level
- Leadership
- Wellness program
- Disability insurance
Associate Broker
Amwins —Delray Beach, FL
- Mid-level
- Office
- Team management
- Paid holidays
- Health insurance
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Freight Broker Agent
Pearce Worldwide Logistics —United States
- $42,000 - $200,000 a year
- Full-time
- Remote
- Mid-level
- Communication skills
- Work from home

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Regional Business Development Manager – Vehicle Transportation - Florida
Autosled —Florida
The ideal candidate should have a history of developing new markets, and have relationships with regional auto dealer groups, auctions, and specialty fleet…
From $90,000 a year
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Sales Manager
Holiday Inn Fort Lauderdale Airport —Hollywood, FL
The Sales Manager will be responsible for driving room revenue through proactive prospecting, consistent outside sales calls, account development, and…
$59,402.67 - $60,000.00 a year
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6d

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Transportation Broker
Kenan Advantage Group —Dublin, OH
Prospect and develop new shipper relationships through cold calling, email outreach, networking, and referrals. Assist with billing and collections as needed.
Independent Freight Broker Agent
4Leaf Services —Ohio
Home Office Infrastructure: Must own a reliable computer, a dedicated phone line, and high-speed internet access. Fully Experienced: Zero training is provided.
$50,000 - $250,000 a year
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7d

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Lead Compliance, Broker / Dealer

Mutual of America Financial Group -
Boca Raton, FL

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Job Details

$97,900 - $170,000 a year

Benefits

Health insurance
Dental insurance
Paid time off
Parental leave
Vision insurance
401(k) matching

Qualifications

Microsoft Word
Confidential information handling
Presentation software
Spreadsheets
Securities & Exchange Commission
Securities law compliance support experience
Bachelor's degree
Securities law
FINRA License
Cross-functional collaboration
Experience at securities companies

Full Job Description

Mutual of America Financial Group
Job Title: Lead Compliance, Broker / Dealer
Location: Boca Raton, FL (hybrid) or New York, NY (hybrid)

Who We Are:

At Mutual of America Financial Group, we help people build the assets they need to achieve greater financial security. Our Company is built upon a solid foundation of integrity, excellence, and social responsibility. We were founded in 1945 to provide small and mid-sized nonprofit organizations with pension and retirement-related services, along with leading customer support. Today, we provide these services also to for-profit companies, as well as to governmental entities, Tribal enterprises, institutional investors, and individuals. We work diligently to understand the needs of our customers so we can help them achieve their retirement savings goals.

We are committed to bringing talented and motivated people together to help our customers achieve a financially secure future.

Role Summary:

Mutual of America's Compliance Department is seeking a Lead, Compliance with direct or related experience in broker/dealer compliance to assist the Vice President, Head of Broker/Dealer Compliance in managing the compliance program of the Company's broker/dealer subsidiary. In this role, you will contribute to the success of the compliance program and will have the opportunity to work closely with the management of the broker/dealer.

Responsibilities:

Work with the Vice President, Head of Broker/Dealer Compliance on all aspects of the operations and personnel of the broker/dealer
Assist the VP, Head of Broker/Dealer Compliance with managing engagements with the firms outside compliance vendors
Manage and conduct branch office inspections, including implementation of remediation plans.
Assist with drafting changes to written supervisory procedures and other broker-dealer compliance manuals
Assist with the review of employee-related compliance requests, and escalate to department leadership, as necessary
Continually evaluate systems used to meet the requirements of applicable rules and regulations and propose enhancements to increase efficiency and effectiveness
Assist with drafting annual training materials and provide in-person or virtual live training to registered personnel on relevant topics
Assist with regulatory inquiries and help prepare responses under tight deadlines
Manage the process for issuing disciplinary actions in coordination with the Head of Broker/Dealer Compliance
Perform reviews of registered representatives' electronic communications, maintain the electronic communications supervision system’s configuration, and perform efficacy reviews of the system’s supervision rules on a quarterly basis, suggesting improvements and refinements
Actively promote compliance awareness among sales and service personnel

Required Qualifications:

Bachelor’s degree
Knowledge of FINRA and SEC rules applicable to broker/dealers
FINRA Series 6 and Series 26 or the ability to obtain both within six months of hire
3-5 years of experience in broker/dealer compliance or a related role
Meticulous attention to detail
Highly motivated self-starter with a desire to work in a faced -aced environment
Strong written and oral communication skills
Strong interpersonal skills with the ability to collaborate with various business units at all levels
Ability to organize and prioritize workflow and assignments
Ability to exercise discretion and maintain the highest level of confidentiality
Advanced proficiency in Microsoft Excel, Word, and PowerPoint.

What we offer you:

Competitive base salary
Annual Bonus
Comprehensive Benefits Package (medical, dental, and vision) that starts day one of employment
401(k) Match: 100% Employer Match on up to 6% of employee contributions (Salary and Incentive Comp)
Parental Leave: 8 weeks fully paid
Paid time off: 20 days plus two floating personal holidays

The salary range below describes the minimum to maximum base salary range for this role. The role is also eligible for an annual bonus; whereby total compensation may exceed this range depending on individual and / or company performance.

Base Salary Range:

Boca Raton, FL: $97,900 - $146,800

New York, NY: $113,300 - $170,000

Visit www.mutualofamerica.com/careers for additional details about life at Mutual of America. You can also follow us on Twitter: @mutualofamerica | Facebook: @mutualofamerica

Mutual of America Financial Group provides equal employment opportunity to all qualified employees and applicants for employment regardless of race, color, creed, religion, sex, pregnancy, national origin, ancestry, citizenship status, age, marital or partnership status, sexual orientation, gender identity or expression, disability, genetic predisposition, veteran or military status, or any other classification prohibited by applicable law.

Equal Opportunity Employer
This employer is required to notify all applicants of their rights pursuant to federal employment laws. For further information, please review the Know Your Rights (https://www.eeoc.gov/poster) notice from the Department of Labor.

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Refine Your Search

broker jobs in west palm beach, fl

Lead Compliance, Broker / Dealer

Manager Broker Services

Business Development Manager– Foodservice (Food Broker/Manufacturer Experience Required)

SPQREA - Associate Broker

Senior Associate Broker - Property

Brokerage Consultant

Brokerage Consultant

Broker Consultant IV

Precious Metals Broker

Vice President of Sales-Broker Channel, Total Source

Associate Broker

Freight Broker Agent

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