Top 694 cfa & trading Jobs

Investment Specialist
Ameriprise Financial - EPIC Wealth Partners —Thousand Oaks, CA
- From $80,000 a year
- Full-time
- Mid-level
- Office
- Financial services
- Health insurance
- Dental insurance
Quick Apply
Financial Planning and Investment Associate
Northwestern Mutual —Middleton, WI
- $60,000 - $100,000 a year
- Full-time
- Background check
- Research
- Mid-level
- Health savings account
- Health insurance
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TTSTC -Computer Systems Analyst (Reopen)
TEXAS TREASURY SAFEKEEPING TRUST COMPANY —Austin, TX
- $6,000.00 - $7,253.83 a month
- Full-time
- CPA
- Computer Science
- Mid-level
- On-the-job training
- Flexible schedule
TTSTC -Business Analyst (Reopen)
TEXAS TREASURY SAFEKEEPING TRUST COMPANY —Austin, TX
- $9,167 - $10,417 a month
- Full-time
- CPA
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- 5 years
- On-the-job training
- Flexible schedule
Financial Advisor (Career Changers Welcome/Training Provided)
Northwestern Mutual —Cape Girardeau, MO
- $75,000 - $175,000 a year
- Full-time
- Background check
- Bachelor's degree
- US work authorization
- Disability insurance
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Associate Portfolio Manager
Gradient Investments, LLC —Arden Hills, MN
- $100,000 - $150,000 a year
- 8 hour shift
- Hybrid work
- Mid-level
- Office
- Master's degree
- Paid holidays
- Health insurance
Quick Apply
Advisor Senior - Foreign Exchange
City National Bank —Los Angeles, CA
- $240,000 - $300,000 a year
- 8 years
- Analysis skills
- Bachelor's degree
- Health insurance
- Dental insurance
Director, Quantitative Risk Management
Options Clearing Corporation —Chicago, IL
- $177,300 - $288,400 a year
- Full-time
- Hybrid work
- Computer Science
- 5 years
- Finance
- Health insurance
- Dental insurance
Lead Assoc Principal, Quantitative Risk Management
Options Clearing Corporation —Chicago, IL
- $128,800 - $230,200 a year
- Full-time
- Hybrid work
- Computer Science
- 5 years
- Office
- Health insurance
- Dental insurance
Lead Associate Principal, Quantitative Risk Management
Options Clearing Corporation —Chicago, IL
- $128,800 - $230,200 a year
- Full-time
- Hybrid work
- Computer Science
- 5 years
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- Health insurance
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Associate Analyst - Quantitative Solutions
Janus Henderson —Denver, CO
- $120,000 - $150,000 a year
- Hybrid work
- Doctoral degree
- Computer Science
- Mid-level
- Paid holidays
- Health insurance
Portfolio Manager
Everforth CyberCoders —Bethesda, MD
- Full-time
- 7 years
- Finance
- Analysis skills
Quick Apply
3d
Derivatives Analyst
Apexon —Salt Lake City, UT
- $20 - $25 an hour
- Full-time
- Mid-level
- Finance
- Analysis skills
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Business Development & Operations Manager
BolyːWelch —Portland, OR
- $80,000 - $100,000 a year
- 6 years
- Office
- Business development
- Paid holidays
- Health insurance
Trading Application Business Analyst
CGI Group, Inc. —Jersey City, NJ
- $107,500 - $211,600 a year
- Office
- Analysis skills
- Senior level
- Paid parental leave
- Paid holidays
6d
Manager, Technical Accounting
Orion Placement —Dallas, TX
- $140,000 - $160,000 a year
- Full-time
- Oracle
- CPA
- 5 years
- Dental insurance
- Paid time off
Quick Apply
3d
Associate Principal, Credit Risk Management Projects & Reporting
Options Clearing Corporation —Dallas, TX
- $94,400 - $138,900 a year
- Full-time
- Hybrid work
- Office
- Finance
- Master's degree
- Health insurance
- Dental insurance
Mortgage Capital Markets Portfolio & Pricing Manager
Federal Home Loan Bank of Chicago —Chicago, IL
- $125,825 - $221,275 a year
- Full-time
- Bachelor of Science
- Office
- Finance
- Paid holidays
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Quick Apply
Treasury Manager
Dynata —Remote
- $110,000 - $140,000 a year
- Full-time
- Remote
- Finance
- 8 years
- Bachelor's degree
- Health insurance
SMA Portfolio Manager/Trader
Vident Asset Management —Remote
- Remote
- 5 years
- Office
- Finance
- Paid holidays
- Disability insurance

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Investment Specialist

Ameriprise Financial - EPIC Wealth Partners
Thousand Oaks, CA

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Job Details

Full-time
From $80,000 a year

Benefits

Health insurance
Dental insurance
Paid time off
Life insurance
Retirement plan

Qualifications

Teamwork
Series 66
Series 7
Financial services
Series 65
Practicing in the securities industry
Series 63

Full Job Description

Position Overview

We are seeking an experienced and fully licensed Investment Specialist to serve as the central resource for all investment-related functions across the firm. This role is primarily internally focused, supporting advisors by ensuring portfolios are implemented and maintained in strict alignment with the firm’s centralized Investment Policy Statement (IPS) and overarching risk mitigation strategy. This position will maintain responsibility for all trading- and distribution-related transactions (client one-time requests and ongoing distributions).

This individual will play a critical role in portfolio oversight, trading execution, model alignment, and investment committee support, acting as the firm's internal authority on portfolio construction and disciplined investment processes.

While direct client interaction is limited, the ideal candidate must be capable of confidently and clearly communicating investment strategy and rationale when engaging with analytically oriented clients.

Key ResponsibilitiesFirm-Level Portfolio Oversight & Implementation

· Ensure all advisor-managed portfolios remain aligned with the firm’s centralized Investment Policy Statement (IPS).

· Maintain adherence to the firm’s strategic asset allocation framework, emphasizing risk mitigation and downside management.

· Execute trades, allocation adjustments, and portfolio changes with precision.

· Monitor portfolios continuously to ensure alignment with model targets.

· Oversee disciplined rebalancing processes within acceptable allocation bands.

Investment Strategy & Committee Leadership

· Prepare and deliver materials for Investment Committee meetings including portfolio positioning, market updates, and risk analysis.

· Recommend portfolio adjustments based on current market conditions while adhering to long-term strategy.

· Support refinement of firm models and strategies.

Trading & Investment Operations

· Execute ALL intended trades efficiently and in compliance with regulations.

· Maintain consistency across portfolios.

· Support tax-aware strategies where applicable.

Advisor Support & Collaboration

· Serve as internal investment resource for advisors.

· Ensure consistent application of IPS across portfolios.

· Collaborate with leadership, operations, and compliance.

Limited Client Interaction

· Participate in client meetings as needed, primarily for analytical discussions.

· Clearly communicate investment strategies when required.

· Efficiently field and manage all client distribution requests.

Required Qualifications

· Series 7 (required)

· Series 66 OR Series 63 & 65 (required)

· 3+ years experience (5+ preferred)

· Strong understanding of portfolio construction, risk management, and markets

Preferred Qualifications

· Insurance license preferred

· Experience in RIA or wealth firm

· CFP, CFA or progress toward designation

Core Competencies

· Process discipline

· Risk awareness

· Analytical strength

· Execution precision

· Communication skills

· Consistency mindset

CompensationBase: Starting at $80,000+, commensurate of experience.
Bonus: Up to 10% of base compensation annually; broken down into (4) quarterly payments following the end of each fiscal quarter.

Pay: From $80,000.00 per year

Benefits:

Dental insurance
Health insurance
Life insurance
Paid time off
Retirement plan

Experience:

Financial services: 3 years (Preferred)

License/Certification:

Series 7 (Preferred)

Work Location: In person

Quick Apply

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