NASDAQ-Rockville, MDEstimated: $62,000 - $86,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Coordinate with FINRA, other SROs and the SEC as appropriate. Nasdaq is looking for a talented investigator to join a small but growing Investigations and...

WestPac Wealth Partners-San Diego, CAEstimated: $86,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Job Summary FINANCIAL CONSULTANT - REQUIREMENTS _Ability to draw upon past/present experiences and acquaintances to develop markets and build upon...

AXA Advisors of Edison, NJ-Edison, NJEstimated: $57,000 - $75,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

State life and health licenses, FINRA Series 6 or 7 and 63 registrations. A four-year college degree is preferred and relevant professional FINRA securities...

NEW YORK LIFE - Greater Boston-Waltham, MAEstimated: $43,000 - $60,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Consulting, sales consultant, finance, financial advisor, certified financial planner, CFP, financial services representative, stock broker, financial products,...

EnergyNet Services, LLC-Amarillo, TXEstimated: $36,000 - $50,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Experience with or knowledge of FINRA requirements. Opening and managing FINRA regulated mail, paper and electronic filing, as well as general organizational...

Northwestern Mutual Life Insurance Company-Franklin, WIEstimated: $33,000 - $45,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 63. FINRA Series 63 (or willing to obtain within a specific timeframe). FINRA Series 6 (or willing to obtain within a specific timeframe) or....

Finra-Rockville, MDEstimated: $57,000 - $72,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of...

Finra-Rockville, MDEstimated: $50,000 - $68,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of...

Finra-Rockville, MDEstimated: $52,000 - $72,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of...

KCD Financial Inc-Potomac, MDEstimated: $63,000 - $92,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7 or 6. FINRA Series 66 or 63 and 65. KCD Financial, Inc., based out of Green Bay Wisconsin, is a nationwide registered introducing broker/dealer,...

Russell Investments-Seattle, WAEstimated: $81,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7, and 66 required. The primary responsibility for this position is to effectively grow Russell’s RIA, Bank Trust and Family Office business within...

Russell Investments-New York, NYEstimated: $90,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7, and 66 required. The primary responsibility for this position is to effectively grow Russell’s RIA, Bank Trust and Family Office business within...

Russell Investments-San Diego, CAEstimated: $79,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7, and 66 required. The primary responsibility for this position is to effectively grow Russell’s RIA, Bank Trust and Family Office business within...

Northland Securities, Inc.-Newport Beach, CAEstimated: $53,000 - $74,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Able to attain FINRA Series 7 and 63 within 6 months from start date. Northland Securities, Inc....

MetLife-Bridgewater, NJEstimated: $58,000 - $78,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Job Location: United States : New Jersey : Bridgewater Role Value Proposition: This position is an Individual Contributor role in MetLife’s U.S. Business...

Kauffman Wealth Management-Pasadena, CA $75,000 - $85,000 a year

FINRA Series 7 Registration or equivalent. There is no better career accomplishment than helping clients achieve their dreams....

Broker Dealer Financial Services-West Des Moines, IAEstimated: $24,000 - $32,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Minimum FINRA Series 7. At Broker Dealer Financial Services Corp./Investment Advisors Corp., we are committed to establishing an exceptional partnership with...

Charles Schwab-Leesburg, VAEstimated: $79,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 66, Life Insurance, FINRA Series 7. Leesburg - VA, BRVAL8, 1603 Village Market Blvd....

Frost-San Antonio, TXEstimated: $84,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

As a Senior Research Analyst with Frost, you will be responsible for performing comprehensive industry or sector level research as a team member within Frost...

Voya Financial-Des Moines, IAEstimated: $53,000 - $70,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Depending on area of emphasis may require various FINRA licenses ( Series 6, 7, 63 or 24). As part of the application process, a candidate account is required...

Finra-Rockville, MDEstimated: $55,000 - $73,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of...

Finra-Chicago, ILEstimated: $46,000 - $66,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Working knowledge of relevant securities laws, rules and regulations enforced by FINRA and ability to conduct telephone interviews....

Berenberg Bank-New York, NYEstimated: $64,000 - $87,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Berenberg Capital Markets LLC is a member of FINRA and SIPC in the U.S. Equity Sales, New York - (1700007H)....

Delaware Valley Advisors-Huntingdon Valley, PAEstimated: $57,000 - $80,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

You will receive paid training while accomplishing licensing requirements such as FINRA 7, 66, as well as the Life, Accident, & Health exams....

Stratos Wealth Partners-Los Gatos, CAEstimated: $40,000 - $52,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 6/7 preferred. Stratos Wealth Partners is seeking an organized, enthusiastic, detail oriented individual to work approximately 30 hours per week as...

COR Clearing LLC-Omaha, NEEstimated: $45,000 - $63,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 99 required (new hires will have 18 months to acquire the license). COR Clearing, LLC is a national securities broker-dealer with self-clearing...


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