Top 3721 Knowledge management Jobs in Albany, Ny

Assistant Compliance Officer
Purshe Kaplan Sterling Investments —Albany, NY
- $50,000 - $58,000 a year
- Full-time
- Background check
- Customer service
- Computer literacy
- Health savings account
- Health insurance
Quick Apply
Social Worker II
Ellis Medicine —Schenectady, NY
- $29.44 - $44.16 an hour
- Weekends as needed
- Addiction Medicine
- Hospital
- Licensed Clinical Social Worker
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Network Administrator
Town of Colonie —Latham, NY
- From $99,191 a year
- Full-time
- Background check
- Computer Science
- Writing skills
- Health insurance
- Dental insurance
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Senior Account Executive
BrawnMedia —Albany, NY
- $55,000 - $65,000 a year
- Full-time
- Hybrid work
- Microsoft PowerPoint
- Mid-level
- Contracts
- Health insurance
- Dental insurance
Quick Apply
Full-Time Instructor Automotive Welding (Albany, NY)
Inter-Industry Conference on Auto Collision Repair —Albany, NY
- $90,000 - $115,000 a year
- Full-time
- ASE Certification
- 5 years
- Mid-level
- Health savings account
- Health insurance
Quick Apply
Clinical Supervisor (LCSW/LMSW/LMHC) - Substance Use Disorder Programs (Req 101020)
Whitney M Young Jr Health Center —Albany, NY
- $72,000 - $82,000 a year
- Addiction Medicine
- Customer service
- Licensed Clinical Social Worker
- Commuter assistance
- Health insurance
Quick Apply
Hospital & Community Development
Sight Society of NENY- Lions Eye Bank of the Northeast —Stuyvesant Plaza, NY
- From $60,000 a year
- Full-time
- Background check
- Marketing
- Hospital
- Health insurance
- Dental insurance
Quick Apply
1d
Supervisor Paramedic
Mohawk Ambulance —Albany, NY
- $87,880 - $113,568 a year
- 12 hour shift
- 18 years or older
- Writing skills
- Mid-level
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Highway Director
Town of Colonie —Latham, NY
- $115,210 - $121,274 a year
- Full-time
- Master's degree
- 8 years
- Administrative experience
- Health insurance
- Dental insurance
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Direct Support Professional
Her Song —Clifton Park, NY
- $21.47 - $28.84 an hour
- Part-time
- Background check
- Clean driving record
- Computer literacy
Sales Representative
TF Andrew Carpet One Floor & Home —Menands, NY
- From $75,000 a year
- Overtime
- Background check
- Google Workspace
- Microsoft Excel
- Travel reimbursement
- Paid training
Quick Apply
CPA Tax Expert
Peter K. Frueh, Inc. —Feura Bush, NY
- $70,000 - $80,000 a year
- Full-time
- Hybrid work
- CPA
- Mid-level
- Math
- Health insurance
- Dental insurance
Quick Apply
Construction Project Engineer
MLB Construction Services, LLC —Malta, NY
- $65,000 - $85,000 a year
- Full-time
- Construction site
- Mid-level
- Office
- Health savings account
- AD&D insurance
Quick Apply
Relationship Advisor
Hudson Valley Credit Union —Rotterdam, NY
- $20.96 - $25.39 an hour
- Full-time
- Mid-level
- Office
- High school diploma or GED
- Paid holidays
- Loan repayment program
Assistant Manager of Enterprise Architecture - Information Technology Services
University at Albany SUNY —Albany, NY
- $100,000 - $110,000 a year
- Weekends as needed
- Office
- Master's degree
- University
5d
Experienced Fire Alarm & Suppression System Technician
Sanders Fire & Safety —Mechanicville, NY
- $25 - $40 an hour
- Temporary
- Background check
- Clean driving record
- Customer service
- Fuel card
- Health insurance
Quick Apply
5d
Trucks/Automotive Experienced Commercial Parts Counter Representative
H. L. Gage Sales, Inc. —Albany, NY
- $75,000 - $80,000 a year
- Full-time
- Dealership
- Writing skills
- Mid-level
- Health insurance
- Dental insurance
Quick Apply
5d
Customer Service Supervisor (Hybrid - Albany)
EmblemHealth —Albany, NY
- $55,000 - $60,000 a year
- Full-time
- Microsoft Outlook
- Inventory management
- HIPAA
- Health savings account
- Health insurance
8d
Child Care Head Teachers- Highest quality for children and staff!!
Parkwood Child Care Center —Schenectady, NY
- $19 - $20 an hour
- Email
- Classroom
- Childcare
- Experience working with individuals with disabilities
- Health insurance
- Dental insurance
Quick Apply
1d
General Dentist
Dr. Gregory Morra —Latham, NY
- $100 - $300 an hour
- Part-time
- Anatomy knowledge
- Dental office
- HIPAA
- Flexible schedule
Quick Apply
13d

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knowledge management jobs near albany, ny

Assistant Compliance Officer

Purshe Kaplan Sterling Investments -
Albany, NY

Quick Apply

Job Details

Full-time
$50,000 - $58,000 a year

Benefits

Health savings account
Health insurance
Dental insurance
401(k)
Flexible spending account
Paid time off
Parental leave
Vision insurance
401(k) matching
Professional development assistance
Life insurance

Qualifications

Interpersonal skills
Finance
Customer service
Spreadsheets
Finance
Bachelor's degree
Attention to detail
Problem-solving
Organizational skills
Financial services
Productivity software
Experience at securities companies
Time management

Full Job Description

Job Title: Assistant Compliance Officer

FLSA Status: Non-Exempt

GENERAL STATEMENT OF DUTIES:

PKS is a leading full-service broker/dealer and financial services firm offering state-of-the-art products and technology to more than 1,600 Registered Representatives (RR) with over 600 offices.

As an Assistant Compliance Officer, you will be responsible for assisting the Compliance department with testing and monitoring. This position will gain an understanding of pertinent regulations and how to meet responsibilities within the Compliance department. Additionally, this position will assist the Chief Compliance Officer in implementing and enforcing the firm’s compliance program by collaborating with all levels of the organization. You will be responsible for helping to ensure compliance with current/developing industry regulations and maintaining and improving the compliance program of the firm where applicable.

ESSENTIAL DUTIES AND RESPONSIBILITIES:

Onboarding, offboarding Register Representatives (RR) via Gateway U4/U5 filing.
Promote and deliver a compliance culture within the firm and assist with staff training on compliance matters.
Assist with regulatory inquiries and branch office inspections and internal audits.
Ability to handle several different tasks at the same time while often meeting tight deadlines.
Assist with compliance testing and monitoring.
Keep abreast of changing compliance laws and regulations and informing compliance staff and management of these changes.
Monitor the status of corrective actions being taken.
Provide compliance technical assistance, training and analysis as necessary.
Assist other departments within the firm with assigned tasks.
Ensure timely processing of all requests and submissions.
Build and maintain effective working relationships with other team members to ensure high-quality service and timely processing of directly held investments.
Bring enthusiasm, resourcefulness, and a positive attitude each day.

QUALIFICATIONS, KNOWLEDGE, AND SKILLS:

Excellent verbal and written communication skills.
Excellent interpersonal and customer services skills.
Excellent organizational skills.
Exceptional time management skills.
Superior attention to detail.
Ability to follow a project through completion.
Self-starter who can work independently.
Team player who can work collaboratively.
Ability to analyze problems quickly and efficiently.
Ability to function well in a high-paced and high-volume environment.
Computer proficiency in Microsoft Office Suite is required.
Prior brokerage industry experience required.
Available to travel (20%-30% maximum per year)
The ideal candidate should possess or have a willingness to sit for SIE exam, Series 7, and Series 63 FINRA licenses and look to advance upwards within the firm.

EDUCATION and/or EXPERIENCE:

Bachelor’s degree from an accredited college or university with emphasis on business, finance or related field with one year’s experience in Customer Service/Financial Accounting preferred.
SIE exam, Series 7, and Series 63 preferred or willingness to obtain the licenses.
Proficient in Microsoft Excel.

CERTIFICATIONS, LICENSES, REGISTRATIONS:

SIE exam, Series 7, and Series 63 preferred or willingness to obtain.

SUPERVISORY RESPONSIBILITIES: None

WORK ENVIRONMENT AND PHYSICAL DEMANDS:

The work environment characteristics and physical demands described are representative of those an employee encounters while performing the essential functions of this job. Reasonable accommodation may be made to enable individuals with disabilities to perform the essential job functions of the position. This position operates in a professional office environment. The noise level in the work environment is usually moderate. The role routinely uses standard office equipment such as computers, phones, copiers, and filing cabinets. While performing the duties of this job, the employee is regularly required to sit or be sedentary, Daily activities will require the position to routinely walk, stand, sit, use hands and fingers, handle objects or controls, talk and hear, stand, and reach with hands and arms. Specific vision abilities required by this job include close vision. The employee may be asked occasionally to bend, lift, and/or move up to 40 lbs.

POSITION TYPE AND HOURS:

Full-time, standard workweek, Monday-Friday; 8:30 AM- 5:00 PM

PKS Investments Inc. is an equal opportunity employer that is committed to diversity and inclusion in the workplace. We prohibit discrimination and harassment of any kind based on race, color, sex, religion, sexual orientation, national origin, disability, genetic information, pregnancy, or any other protected characteristic as outlined by federal, state, or local laws. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

Job Type: Full-time

Pay: $50,000.00 - $58,000.00 per year

Benefits:

401(k)
401(k) matching
Dental insurance
Flexible spending account
Health insurance
Health savings account
Life insurance
Paid time off
Parental leave
Professional development assistance
Vision insurance

Physical Setting:

Office

Education:

Bachelor's (Preferred)

Experience:

Financial services: 1 year (Preferred)

Ability to Commute:

Albany, NY (Required)

Work Location: In person

Quick Apply

Refine Your Search

knowledge management jobs in albany, ny

Assistant Compliance Officer

Social Worker II

Network Administrator

Senior Account Executive

Full-Time Instructor Automotive Welding (Albany, NY)

Clinical Supervisor (LCSW/LMSW/LMHC) - Substance Use Disorder Programs (Req 101020)

Hospital & Community Development

Supervisor Paramedic

Highway Director

Direct Support Professional

Sales Representative

CPA Tax Expert

Construction Project Engineer

Relationship Advisor

Assistant Manager of Enterprise Architecture - Information Technology Services

Experienced Fire Alarm & Suppression System Technician

Trucks/Automotive Experienced Commercial Parts Counter Representative

Customer Service Supervisor (Hybrid - Albany)

Child Care Head Teachers- Highest quality for children and staff!!

General Dentist

I want to receive the latest job alert for knowledge management in albany, ny

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