Top 132 Chief executive Jobs in Maryland

Chief Compliance Officer - Investment Advisor
Heritage Investors Management Corporation —Bethesda, MD
- $150,000 - $200,000 a year
- Full-time
- Microsoft Excel
- Customer service
- 5 years
- Profit sharing
- Disability insurance
Quick Apply
11d
Assistant Executive Director
The National Automatic Sprinkler Industry (“NASI”) Welfare and Pension Funds —Landover, MD
- $175,000 - $200,000 a year
- Full-time
- Office
- Bachelor's degree
- Mentoring
- Health insurance
- Paid time off
Quick Apply
Executive Position
ONJO Financial Services Corp —Salisbury, MD
- $18.21 - $31.57 an hour
- Full-time
- Background check
- English
- Mid-level
- Health insurance
- Dental insurance
Quick Apply
5d
Chief Financial Officer
The Affiliated Sante Group —Silver Spring, MD
- $150,000 - $170,000 a year
- Full-time
- CPA
- HIPAA
- Finance
- 403(b) matching
- AD&D insurance
Quick Apply
Senior Director, Head of Artificial Intelligence
Immunocore —Gaithersburg, MD
- $110,000 - $140,000 a year
- Full-time
- Computer Science
- 11+ years
- Office
3d
Executive Director
Baltimore County Public Library —Towson, MD
- Weekends as needed
- Office
- Master's degree
- Presentation skills
- Disability insurance
- Dental insurance
Executive Director
First Baptist Church of Glenarden —Landover, MD
- $120,000 - $150,000 a year
- Weekends as needed
- Master's degree
- Bachelor's degree
- Senior level
- Paid parental leave
- AD&D insurance
Quick Apply
1d
President
Reginald F. Lewis Museum —Baltimore, MD
- $220,000 - $250,000 a year
- Full-time
- Background check
- 7 years
- Mentoring
Quick Apply
Chief of Staff to the President & CEO
Meritus Medical Center Inc —Hagerstown, MD
- $135,000 - $175,000 a year
- 7 years
- Master's degree
- Bachelor's degree
- Disability insurance
- Health insurance
Quick Apply
SVP & Chief Operating Officer
United Way of Central MD —Baltimore, MD
- $180,000 - $190,000 a year
- Full-time
- Writing skills
- Office
- Master's degree
Quick Apply
10d
Chief Operating Officer
Harford County Public Library —Belcamp, MD
- $131,016 - $167,053 a year
- Weekends as needed
- 5 years
- Office
- Master's degree
- Health insurance
- Dental insurance
Chief of Staff to the Co-Heads of Global Investments
T. Rowe Price —Baltimore, MD
- $225,000 - $325,000 a year
- Weekends as needed
- Hybrid work
- Office
- Quality control
- Organizational skills
- Paid time off
- Adoption assistance
2d
Chief Operating Officer (COO)
PARK HEIGHTS RENAISSANCE INC —Baltimore, MD
- $180,000 - $230,000 a year
- Full-time
- Bachelor's degree
- Contracts
- Senior level
Quick Apply
Chief of Staff to the SVP and General Counsel (Office of the General Counsel)
Johns Hopkins University —Baltimore, MD
- $175,000 - $220,000 a year
- Full-time
- Hybrid work
- Background check
- Analysis skills
- University
Chief Executive Officer
Anne Arundel County Library —Annapolis, MD
- $230,000 - $290,000 a year
- Email
- Background check
- Clean driving record
- 5 years
Quick Apply
Town Administrator
The Town of Elkton —Elkton, MD
- $107,000 - $144,000 a year
- Office
- Finance
- Administrative experience
- AD&D insurance
- Paid holidays
Quick Apply
Vice President & Associate CHRO
B.F. Saul Company —Bethesda, MD
- $360,000 - $400,000 a year
- Full-time
- 7 years
- Office
- Residential
- Disability insurance
- Health insurance
Quick Apply
Chief Operating Officer
DST Technical Services Corporation —Montgomery Village, MD
- Email
- Sales
- Accounting
- Senior level
Chief Operating Officer
Meso Scale Diagnostics, LLC. —Rockville, MD
- $379,000 - $621,900 a year
- Writing skills
- ERP systems
- 11+ years
- Paid parental leave
- AD&D insurance
Quick Apply
U1 Chief Information Security Officer
Urban One —Silver Spring, MD
- $210,000 - $220,000 a year
- Full-time
- Computer science
- Computer Science
- Office

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chief executive jobs near maryland

Chief Compliance Officer - Investment Advisor

Heritage Investors Management Corporation
Bethesda, MD

Quick Apply

Job Details

Full-time
$150,000 - $200,000 a year
11 days ago

Benefits

Profit sharing
Disability insurance
Health insurance
Dental insurance
401(k)
Paid time off
Vision insurance
Professional development assistance
Retirement plan

Qualifications

Customer service

Full Job Description

Chief Compliance Officer

Description:

Heritage Investors Management Corporation, is searching for a Chief Compliance Officer to manage all aspects of the firm’s compliance program. Heritage, based in Bethesda, MD, is an SEC-registered investment advisor managing approximately $4.9 Billion in assets. Established in 1975, Heritage has consistently delivered value to its clients by understanding their financial objectives and utilizing a disciplined, time-tested investment process that effectively achieves them. Heritage is proud of its track record and its focus on the individual client as the basis for its investment strategy.

ESSENTIAL DUTIES AND RESPONSIBILITIES

Manage, implement, operate and be responsible for the firm’s compliance program.
Monitor and test the firm’s policies and procedures to determine the adequacy and effectiveness of the firm’s compliance program.
Prepare and submit all required regulatory filings and disclosure documents in a timely and accurate manner.
Train and educate employees on regulatory compliance matters.
Maintain well organized systemic records of the firm’s compliance program.
Act as a point of contact for regulators (SEC, FINRA).
Maintain ongoing expertise in federal and state regulatory policies.
Oversee employee personal trading and reporting.
Manage the firm’s surprise audit.
Assist with the firm’s corporate audit.
Support related activities.
Additional responsibilities as necessary.

QUALIFICATIONS:

5+ years of experience in Financial Services compliance, specifically working with Registered Investment Advisers
Strong knowledge and understanding of regulatory filings and relevant regulations and laws.
Experience with Greenboard is a plus.
Proficient in Microsoft Office (Word and Excel).
Excellent written and oral communication skills.
Strong customer service skills.
Ability to work and make decisions independently within a collaborative team environment.
High attention to detail and accuracy.
Unquestionable integrity and dependability.

Benefits include:

Company paid medical insurance, including company contribution to a Health Reimbursement Account
Company paid dental, life and disability insurance
Eligibility for 401k/retirement plan and profit sharing after 1 year of employment (at first opening thereafter)
Parking or public transportation assistance

Job Type: Full-time

Pay: $150,000.00 - $200,000.00 per year

Benefits:

401(k)
Dental insurance
Health insurance
Paid time off
Professional development assistance
Retirement plan
Vision insurance

Ability to Relocate:

Bethesda, MD 20814: Relocate before starting work (Required)

Work Location: In person

Quick Apply

Refine Your Search

chief executive jobs in maryland

Chief Compliance Officer - Investment Advisor

Assistant Executive Director

Executive Position

Chief Financial Officer

Senior Director, Head of Artificial Intelligence

Executive Director

Executive Director

President

Chief of Staff to the President & CEO

SVP & Chief Operating Officer

Chief Operating Officer

Chief of Staff to the Co-Heads of Global Investments

Chief Operating Officer (COO)

Chief of Staff to the SVP and General Counsel (Office of the General Counsel)

Chief Executive Officer

Town Administrator

Vice President & Associate CHRO

Chief Operating Officer

Chief Operating Officer

U1 Chief Information Security Officer

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