Top 12342 Compliance business partner Jobs in New York State

Virtual Wealth Advisor - Albany, NY / Saratoga Spring, NY / Clifton Park, NY
Citizens Financial Group —Albany, NY
- $65,000 - $70,000 a year
- Full-time
- Background check
- Mid-level
- Office
- Health insurance
- Dental insurance
Director of IT & Compliance
The Mailworks —Menands, NY
- $100,000 - $110,000 a year
- Full-time
- Ability to walk for extended periods
- System design
- HIPAA
- Health insurance
- Dental insurance
Quick Apply
HR Business Partner (HR Director)
Catskill Watershed Corporation —Arkville, NY
- $80,000 - $90,000 a year
- Full-time
- Office
- Microsoft Office
- Master's degree
- Health insurance
- Dental insurance
Quick Apply
8d
Corporate Counsel
Stellar Roofing —Rochester, NY
- $150,000 - $200,000 a year
- Full-time
- 5 years
- Writing skills
- Office
- Health savings account
- Health insurance
Quick Apply
Mechanical Engineer
Salas O'Brien, Inc. —New York, NY
- $100,000 - $125,000 a year
- Hybrid work
- 5 years
- Research
- Mid-level
- Paid holidays
- Health insurance
Director of Finance & Administration
Daldrop SBB —Phoenix, NY
- $110,000 - $130,000 a year
- Full-time
- Background check
- ERP systems
- English
- Health insurance
- Dental insurance
Quick Apply
Supplier Development Engineer
PCB Piezotronics, Inc. —Depew, NY
- $57,984 - $100,829 a year
- Full-time
- 5 years
- Engineering
- ERP systems
9d
Amazon Channel Manager ( Ecommerce)
PoolSupplies.com —Tonawanda, NY
- $80,000 - $100,000 a year
- Full-time
- Background check
- Microsoft Outlook
- Merchandising
- Health insurance
- Dental insurance
Quick Apply
Corporate Sales - Manager, Sales
Lifetime Brands —Garden City, NY
- $70,000 - $100,000 a year
- Full-time
- Marketing
- Merchandising
- Mid-level
- AD&D insurance
- Paid holidays
Quick Apply
Staff Pharmacist - Per Diem - Hudson Headwaters Health Network
Maxor National Pharmacy Services, LLC —Malone, NY
- $69 - $72 an hour
- Part-time
- Mid-level
- Clinic
- Patient care
Quick Apply
Human Resources Manager
Chautauqua Nursing and Rehabilitation Center —Dunkirk, NY
- $28.85 - $30.05 an hour
- Full-time
- Microsoft Excel
- Skilled nursing facility
- Mid-level
- Dental insurance
- Paid time off
Quick Apply
Administrator
The New Falls Home —Montour Falls, NY
- $80,000 - $90,000 a year
- Full-time
- Sales
- No background check
- Public speaking
- Health savings account
- Health insurance
Quick Apply
12d
Senior Manufacturing Process Engineer
SCHLUTER SYSTEMS L.P. —Plattsburgh, NY
- $110,000 a year
- Microsoft Excel
- ERP systems
- 8 years
- Paid holidays
- Health insurance
Quick Apply
Human Resources Business Partner
Revere Copper Products, Inc —Rome, NY
- $74,900 - $96,300 a year
- 8 hour shift
- Research
- 3 years
- Master's degree
- Health savings account
- Health insurance
Quick Apply
Director – IT Manufacturing, Supply Chain & Procurement
Momentive Performance Materials —Schenectady, NY
- $167,500 - $245,850 a year
- Full-time
- Computer science
- Computer Science
- Writing skills
- Paid parental leave
- Paid holidays
Quick Apply
International Logistics Specialist
Daldrop SBB —Phoenix, NY
- $32 - $38 an hour
- Full-time
- Background check
- Mid-level
- Office
- Health insurance
- Dental insurance
Quick Apply
VP of Sales — Grocery Channel
Confidential —New York, NY
- $100,000 - $120,000 a year
- Full-time
- Merchandising
- 11+ years
- Presentation skills
- Health insurance
- Dental insurance
Quick Apply
Director, Global Logistics
Hudson Valley Lighting Group —Wappingers Falls, NY
- $105,000 - $125,000 a year
- Full-time
- Microsoft Excel
- Research
- Office
- Paid holidays
- Disability insurance
Quick Apply
AVP, Senior Reserving Actuary
SCOR —New York, NY
- $162,500 - $239,000 a year
- Hybrid work
- 5 years
- Office
- SQL
- Paid holidays
- Disability insurance
Implementation and Account Lead
Pronto Housing —New York, NY
- $110,000 - $135,000 a year
- Full-time
- Continuous improvement
- In-person
- Senior level
Quick Apply
12d

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compliance business partner jobs near new york state

Virtual Wealth Advisor - Albany, NY / Saratoga Spring, NY / Clifton Park, NY

Citizens Financial Group
Albany, NY

Apply Now

Job Details

Full-time
$65,000 - $70,000 a year

Benefits

Health insurance
Dental insurance
Tuition reimbursement
Paid time off
Parental leave
Vision insurance
Opportunities for advancement
Retirement plan

Qualifications

Life Insurance License
Financial sales
Life insurance knowledge
Series 7
Experience practicing in the securities industry
Series 63

Full Job Description

Description

Citizens Wealth Management is honored to be a high quality provider in the investment services industry and is focused on growing our market share in the states we currently operate. We are currently hiring talented Virtual Wealth Advisors who proactively identify and sell a broad array of Investment and Insurance products to customers.

The Virtual Wealth Advisor is a key role within our Wealth Management division and is responsible for delivering personalized financial strategies to mass affluent clientele. The Virtual Wealth Advisor will be based out of a Citizens corporate office location and work with customers virtually via phone and video. The primary objective of this trusted advisor is to grow client assets, retain and acquire new clients through being the single point of contact for investment needs. The Virtual Wealth Advisor will be required to maintain compliance with all Citizens Financial Group policies and procedures, as well as, regulatory and legal requirements. This role will require a holistic delivery, in a virtual capacity, of outstanding service and sales solutions to meet clients’ financial needs and goals.

The successful candidate will work with a set circuit of branches and engage with customers in a virtual capacity to determine their investment needs, recommend investment strategies and present investment choices by analyzing the client’s information including assets, income, debts and other liabilities, cash flow and tax status. The Virtual Wealth Advisor compares and evaluates possible investment options and identifies investment strategies and potential products based on their knowledge of market conditions and the client’s circumstances. The Virtual Wealth Advisor strives to meet and exceed identified sales goals. The Virtual Wealth Advisor will proactively engage potential new clients to promote and sell investment products and services, while developing strong working relationships with branch personnel.

Primary responsibilities include

Focus on clients: Aspire to deliver world-class customer service
Drive sales: Analyze the client’s investment needs and achieve sales growth goals by delivering an exceptional virtual experience
Build book of business: Proactively seek ways to develop and expand client relationships
Maximize personal efficiency: Have attention to detail, be self-motivation, and resourcefulness to achieve branch and personal goals
Grow your own capabilities: Actively participate in opportunities to expand knowledge, influencing and interpersonal skills

Qualifications, Education, Certifications and/or Other Professional Credentials

Active Series 7, 66 (65 and 63), and life insurance licenses
Established track record of top-ranked sales performance
Experience and comfort with virtual and phone-based servicing and sales, ideally financial or investment product sales
Able to adapt quickly to changing requirements or environments

Pay Transparency

The salary range for this position is $65,000 - $70,000 per year plus an opportunity to earn additional incentive earnings. Actual pay is based on various factors including but not limited to the work location, and relevant skills and experience.

We offer competitive pay, comprehensive medical, dental and vision coverage, retirement benefits, maternity/paternity leave, flexible work arrangements, education reimbursement, wellness programs and more. Note, Citizens’ paid time off policy exceeds the mandatory, paid sick or paid time-away policy of every local and state jurisdiction in the United States. For an overview of our benefits, visit https://jobs.citizensbank.com/benefits.

Hours and Work Schedule

Hours per Week: 40
Work Schedule: M-F

Some job boards have started using jobseeker-reported data to estimate salary ranges for roles. If you apply and qualify for this role, a recruiter will discuss accurate pay guidance.

Equal Employment Opportunity

Citizens, its parent, subsidiaries, and related companies (Citizens) provide equal employment and advancement opportunities to all colleagues and applicants for employment without regard to age, ancestry, color, citizenship, physical or mental disability, perceived disability or history or record of a disability, ethnicity, gender, gender identity or expression, genetic information, genetic characteristic, marital or domestic partner status, victim of domestic violence, family status/parenthood, medical condition, military or veteran status, national origin, pregnancy/childbirth/lactation, colleague’s or a dependent’s reproductive health decision making, race, religion, sex, sexual orientation, or any other category protected by federal, state and/or local laws. At Citizens, we are committed to fostering an inclusive culture that enables all colleagues to bring their best selves to work every day and everyone is expected to be treated with respect and professionalism. Employment decisions are based solely on merit, qualifications, performance and capability.

Background Check

Any offer of employment is conditioned upon the candidate successfully passing a background check, which may include initial credit, motor vehicle record, public record, prior employment verification, and criminal background checks. Results of the background check are individually reviewed based upon legal requirements imposed by our regulators and with consideration of the nature and gravity of the background history and the job offered. Any offer of employment will include further information.

Benefits

Awards We've Received

Dave Thomas Foundation’s Best Adoption-Friendly Workplace

Disability:IN World's Top Disability Inclusive Business

Glassdoor
Best Place to Work in Consulting, Finance & Insurance

Human Rights Campaign Corporate Equality Index 100 Award

Newsweek America's Most Charitable Company

The Banker's
US Bank of the Year

Apply Now

Refine Your Search

compliance business partner jobs in new york state

Virtual Wealth Advisor - Albany, NY / Saratoga Spring, NY / Clifton Park, NY

Director of IT & Compliance

HR Business Partner (HR Director)

Corporate Counsel

Mechanical Engineer

Director of Finance & Administration

Supplier Development Engineer

Amazon Channel Manager ( Ecommerce)

Corporate Sales - Manager, Sales

Staff Pharmacist - Per Diem - Hudson Headwaters Health Network

Human Resources Manager

Administrator

Senior Manufacturing Process Engineer

Human Resources Business Partner

Director – IT Manufacturing, Supply Chain & Procurement

International Logistics Specialist

VP of Sales — Grocery Channel

Director, Global Logistics

AVP, Senior Reserving Actuary

Implementation and Account Lead

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