Top 381 program manager Jobs in pompano beach, fl

Chief Compliance Officer
Concorde Investment Services —Boca Raton, FL
- From $130,000 a year
- Full-time
- Background check
- Office
- Continuous improvement
- Health savings account
- Health insurance
Quick Apply
Marketing & Communications Project Manager
Jewish Federation of South Palm Beach County —Boca Raton, FL
- From $60,000 a year
- Full-time
- Mid-level
- Office
- 3 years
- Paid holidays
- Health insurance
Quick Apply
Sports Coordinator
PETER BLUM FAMILY YMCA —Boca Raton, FL
- $40,000 - $45,000 a year
- Weekends as needed
- CPR Certification
- Driver's License
- Education
- Health insurance
- Dental insurance
Quick Apply
Program Manager
Hose-McCann Communications —Deerfield Beach, FL
- From $90,000 a year
- Full-time
- Background check
- Microsoft Outlook
- Mid-level
- Health insurance
- Dental insurance
Quick Apply
B2B Sales and Marketing Manager
Her 2nd Chance Inc. —Boca Raton, FL
- Full-time
- Marketing
- Research
- Mid-level
- Paid training
- Paid time off
Quick Apply
Fleet Operations Program Manager (Hybrid-Remote)
Oasis IAM —Pompano Beach, FL
- $75,000 - $85,000 a year
- Full-time
- Hybrid work
- Background check
- Clean driving record
- Pass drug screening
Quick Apply
Director Of Nursing Services, Critical Care, $20,000 Bonus
Baptist Health South Florida —Boca Raton, FL
- $126,148.63 - $167,777.68 a year
- Nursing
- RN License
- Hospital
- Wellness program
- Health insurance
High School Assistant Principal
Second Mile —Miami Gardens, FL
- $70,000 - $80,000 a year
- Full-time
- Background check
- Microsoft Excel
- Microsoft Outlook
- Health savings account
- Health insurance
Quick Apply
Early Childhood Assistant Director
Trinity Lutheran School —Delray Beach, FL
- $23.39 - $26.00 an hour
- Full-time
- School experience
- Mid-level
- High school diploma or GED
- Health insurance
- Dental insurance
Quick Apply
16h
VPK Director in Coconut Creek
After School Programs —Coconut Creek, FL
- $30,097.42 - $35,310.87 a year
- Full-time
- School experience
- English
- Mid-level
- Health insurance
- Dental insurance
Quick Apply
Dialysis Facility Administrator
U.S. Renal Care —Boynton Beach, FL
- Full-time
- Nursing
- Microsoft Excel
- Microsoft Outlook
- Health insurance
- Dental insurance
VPK Director
After School Programs —Fort Lauderdale, FL
- $35,000 a year
- Full-time
- Background check
- School experience
- Working with individuals with disabilities
- Health insurance
- Dental insurance
Quick Apply
Director Nursing Services, BH Emergency Care at West Boca, FT,8A-4:30P
Baptist Health South Florida —Boca Raton, FL
- $126,148.63 - $167,777.68 a year
- Full-time
- Nursing
- RN License
- Hospital
- Wellness program
- Health insurance
Director Center for Nursing Excellence - FT Days - JDCH
Memorial Healthcare System —Hollywood, FL
- Full-time
- Nursing
- RN License
- 5 years
Head of Clinical Learning and Development
Confidential —South Florida, FL
- Full-time
- Nursing
- Doctoral degree
- RN License
- Health savings account
- Relocation assistance
Quick Apply
Door-to-Door Sales Manager - Commission Based (Fiber Internet & Energy Programs)
AB Marketing LLC —Florida
- $125,000 - $150,000 a year
- Contract
- Mid-level
- Outdoor work
Quick Apply
PRESCHOOL PROGRAM COORDINATOR
Sheridan Hills Christian School —Hollywood, FL
- Full-time
- CPR Certification
- Bachelor of Science
- Mid-level
Quick Apply
10d
Rehab Program Manager - Physical Therapist
Healthpro Heritage, LLC —Fort Lauderdale, FL
- Full-time
- Physical & Rehabilitation Medicine
- Mid-level
- 3 years
4d
Director - Population Health - FT - Days - MHS
Memorial Healthcare System —Hollywood, FL
- Full-time
- Nursing
- RN License
- Office
Pinpoint Sales Manager Academy Program
Safe Haven Security —Fort Lauderdale, FL
- $65,000 - $85,000 a year
- Full-time
- Mid-level
- Paid holidays
- Health insurance
Quick Apply

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Chief Compliance Officer

Concorde Investment Services -
Boca Raton, FL

Quick Apply

Job Details

Full-time
From $130,000 a year

Benefits

Health savings account
Health insurance
Dental insurance
401(k)
Flexible spending account
Paid time off
Vision insurance
401(k) matching
Life insurance

Qualifications

Investment firm experience
Teamwork
Team supervision
Securities & Exchange Commission
Series 7
Securities law compliance support
Securities law
FINRA License
Financial services
Training & development
Securities companies
Senior leadership

Full Job Description

Position Overview

The Chief Compliance Officer (“CCO”) serves as a senior member of the executive leadership team and is responsible for the design, implementation and oversight of the firm’s enterprise compliance program across its broker-dealer and registered investment adviser businesses.

This role provides strategic leadership in managing regulatory risk, maintaining a strong culture of compliance and ensuring the firm’s supervisory systems, policies and procedures align with applicable FINRA, SEC and state regulatory requirements.

The CCO works closely with senior leadership, legal counsel and regulators to support the firm’s continued growth while maintaining the highest standards of regulatory integrity and investor protection.

Key Responsibilities

Enterprise Compliance Leadership

Lead and oversee the firm’s enterprise compliance program across its broker-dealer and investment adviser businesses.
Maintain and enhance the firm’s compliance framework, including Written Supervisory Procedures (“WSPs”), Code of Ethics and other compliance policies required under FINRA, SEC and state regulations.
Serve as a strategic advisor to executive leadership on regulatory matters, emerging risks and compliance considerations related to the firm’s growth initiatives.

Regulatory Oversight

Ensure the firm maintains an effective supervisory system designed to achieve compliance with applicable securities laws and regulations, including FINRA Rule 3110.
Oversee the development, maintenance and testing of supervisory procedures governing the firm’s brokerage, advisory and insurance activities.
Lead the firm’s regulatory examination and inquiry process, including coordination with FINRA, the SEC and state regulators.
Serve as the firm’s primary compliance liaison with regulatory authorities.

Compliance Program Administration

Administer the firm’s compliance program consistent with SEC Investment Advisers Act Rule 206(4)-7, including conducting and documenting the annual review of the investment adviser compliance program.
Support the firm’s annual compliance certification process in accordance with FINRA Rule 3130.
Oversee regulatory filings and reporting, including Form ADV, Form CRS and other required filings.

Risk Monitoring and Surveillance

Implement and oversee compliance monitoring, surveillance and testing programs designed to identify and mitigate regulatory risks.
Conduct periodic risk assessments across brokerage and advisory activities.
Oversee processes related to:
customer complaints
outside business activities
private securities transactions
advertising and marketing review
electronic communications supervision

Branch Supervision and Inspections

Oversee the firm’s branch office inspection program and supervisory controls.
Ensure inspections and supervisory reviews are conducted in accordance with regulatory requirements and internal policies.

Compliance Team Leadership

Lead, mentor and develop the compliance team.
Establish departmental goals, key performance indicators and performance management processes.
Promote a culture of accountability, collaboration and continuous improvement within the compliance organization.

Compliance Training and Culture

Develop and oversee compliance training programs for registered representatives and employees.
Foster a strong culture of compliance and ethical conduct across the organization.
Provide guidance to business leaders on regulatory developments and compliance best practices.

Collaboration with Legal and Executive Leadership

Collaborate with outside legal counsel and senior leadership to evaluate regulatory developments, legal risks and compliance implications for the firm.
Provide compliance input on new products, strategic initiatives and business expansion.
Participate in executive leadership meetings and firm committees, including investment and due diligence committees.

Qualifications and Experience

Minimum 10 years of experience in securities industry compliance, including leadership roles within a broker-dealer or hybrid broker-dealer/RIA environment.
Prior experience serving as a Chief Compliance Officer, Deputy CCO or senior compliance executive at a regulated financial services firm.
Strong working knowledge of FINRA, SEC and state regulatory frameworks governing broker-dealers and investment advisers.
Demonstrated experience managing regulatory examinations and regulatory inquiries.
Experience with independent broker-dealer platforms and alternative investments is strongly preferred.
Proven leadership ability with experience managing and developing compliance teams.

Required Licenses

Candidates must hold or be able to obtain the following FINRA registrations:

Series 7
Series 24
Series 63
Series 65 or Series 66

Preferred Licenses

Series 4
Series 53

Professional Skills

Successful candidates will demonstrate:

Strong regulatory judgment and risk management expertise
Exceptional leadership and communication skills
Ability to work effectively with regulators, executives and advisors
Strategic thinking combined with practical execution
High integrity and commitment to investor protection

Compensation and Benefits

Compensation will include a competitive base salary and an annual performance bonus tied to the effectiveness of the firm’s compliance program, regulatory examination outcomes, risk management initiatives and leadership contributions to the firm’s regulatory framework.

Pay: From $130,000.00 per year

Benefits:

401(k)
401(k) matching
Dental insurance
Flexible spending account
Health insurance
Health savings account
Life insurance
Paid time off
Vision insurance

Experience:

Securities Compliance: 10 years (Required)

License/Certification:

Series 7, Series 24, Series 63, and Series 65 or Series 66 (Required)

Ability to Relocate:

Boca Raton, FL 33486: Relocate before starting work (Required)

Work Location: In person

Quick Apply

Refine Your Search

program manager jobs in pompano beach, fl

Chief Compliance Officer

Marketing & Communications Project Manager

Sports Coordinator

Program Manager

B2B Sales and Marketing Manager

Fleet Operations Program Manager (Hybrid-Remote)

Director Of Nursing Services, Critical Care, $20,000 Bonus

High School Assistant Principal

Early Childhood Assistant Director

VPK Director in Coconut Creek

Dialysis Facility Administrator

VPK Director

Director Nursing Services, BH Emergency Care at West Boca, FT,8A-4:30P

Director Center for Nursing Excellence - FT Days - JDCH

Head of Clinical Learning and Development

Door-to-Door Sales Manager - Commission Based (Fiber Internet & Energy Programs)

PRESCHOOL PROGRAM COORDINATOR

Rehab Program Manager - Physical Therapist

Director - Population Health - FT - Days - MHS

Pinpoint Sales Manager Academy Program

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