Top 108 Compliance auditor Jobs in St. Louis, Mo

Branch Auditor
Edward Jones —St. Louis, MO
- $63,200 - $104,200 a year
- Full-time
- Hybrid work
- Up to 50% travel
- Mid-level
- Office
- Profit sharing
- Health savings account
9d
Senior Financial Internal Auditor - Hybrid
The Cigna Group —St. Louis, MO
- Online Application
- Microsoft Excel
- CPA
- 3 years
Income Auditor
Marriott International, Inc —Clayton, MO
- $27.58 an hour
- Full-time
Internal Auditor
Enterprise Mobility —St. Louis, MO
- Urgently hiring
- Hybrid work
- CPA
- Mid-level
- Office
- Profit sharing
- Health insurance
4d
IT Auditor II/Senior IT Auditor
Ameren —St. Louis, MO
- $71,100 - $137,200 a year
- Full-time
- Hybrid work
- Oracle
- CPA
- Computer Science
- Paid parental leave
- Paid holidays
Senior Internal Auditor - Hybrid
The Cigna Group —St. Louis, MO
- Online Application
- Microsoft Excel
- CPA
- Mid-level
Information Technology (IT) Senior Internal Auditor - Hybrid
The Cigna Group —St. Louis, MO
- Online Application
- Hybrid work
- Research
- Office
- 3 years
General Accountant - Income Auditor
Marriott International, Inc —Clayton, MO
- $27.58 an hour
- Full-time
- Office
- High school diploma or GED
- Bachelor's degree
Revenue Auditor
Argosy Casino Alton —Alton, IL
- $16.50 - $18.00 an hour
- Part-time
- Microsoft Excel
- Writing skills
- Data analysis skills
- 401(k)
- Tuition reimbursement
Quick Apply
International Trade Compliance Specialist
Sonaca North America —Saint Charles, MO
- $85,000 - $100,000 a year
- Online Application
- Background check
- Spanish
- Microsoft Excel
- Wellness program
- Paid holidays
Quick Apply
5d
Senior Welding Quality Specialist
Maverick Tech —Granite City, IL
- $25.26 - $50.14 an hour
- Full-time
- 5 years
- Analysis skills
- Mentoring
Quick Apply
Insurance Premium Auditor
Information Providers, Inc —St. Louis, MO
- $42,000 - $55,000 a year
- Choose your own hours
- Mid-level
- Experience equivalent to degree accepted
- Associate's degree
- Health savings account
- Disability insurance
Quick Apply
Senior Quality Inspector
Beckwood Press —Fenton, MO
- Full-time
- Microsoft Outlook
- Word processing
- ERP systems
- AD&D insurance
- Health insurance
Quick Apply
14d
REVENUE AUDITOR
Ameristar Casino Resort Spa St. Charles —Saint Charles, MO
- Full-time
- Microsoft Outlook
- High school diploma or GED
- Communication skills
Quick Apply
Operational Auditor
Nestlé Purina —St. Louis, MO
- $63,000 - $82,000 a year
- Bilingual
- CPA
- Mid-level
- Health insurance
- 401(k) matching
2d
Senior Lead Compliance Auditor (Hybrid) - Internal Audit
Washington University in St. Louis —St. Louis, MO
- $75,200 - $128,800 a year
- Online Application
- Hybrid work
- Microsoft Excel
- Microsoft Outlook
- CPA
- Commuter assistance
- Employee assistance program
Analyst, Internal Audit & Compliance
Build-A-Bear Workshop, Inc. —St. Louis, MO
- Hybrid work
- CPA
- Mid-level
- Office
8d
Inventory Auditor
Costco Wholesale Corporation —St. Louis, MO
- Research
- Mid-level
- Driving
- AD&D insurance
- Employee stock purchase plan
Vendor Compliance Auditor
Capstone Logistics LLC —Berkeley, MO
- $19 an hour
- High school diploma or GED
- Ability to lift 50 pounds
- Warehouse
Quick Apply
Appraiser/Auditor
Integrated Management Strategies —St. Louis, MO
- Email
- 5 years
- Research
- Office
- AD&D insurance
- Paid holidays
Quick Apply

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compliance auditor jobs near st. louis, mo

Branch Auditor

Edward Jones -
St. Louis, MO

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Job Details

Full-time
$63,200 - $104,200 a year
9 days ago

Benefits

Profit sharing
Health savings account
AD&D insurance
Paid holidays
Disability insurance
Dental insurance
401(k)
Flexible spending account
Employee assistance program
Vision insurance

Qualifications

Employee relationship building
Series 7
Series 24

Full Job Description

This job posting is anticipated to remain open for 30 days, from 15-Jul-2026. The posting may close early due to the volume of applicants.

Join a financial services firm where your contributions are valued. Edward Jones is a Fortune 500¹ company where people come first. With over 9 million clients and 20,000 financial advisors across the U.S. and Canada, we’re proud to be privately-owned, placing the focus on our clients rather than shareholder returns.

Behind everything we do is our purpose: We partner for positive impact to improve the lives of our clients and colleagues, and together, better our communities and society. We are an innovative, flexible, and inclusive organization that attracts, develops, and inspires performance excellence and a sense of belonging.

People are at the center of our partnership. Edward Jones associates are seen, heard, respected, and supported. This is what we believe makes us the best place to start or build your career.

View our Purpose, Inclusion and Citizenship Report.

¹Fortune 500, published June 2024, data as of December 2023. Compensation provided for using, not obtaining, the rating.

The Branch Audit Department plays a critical role in achieving the Compliance Division's purpose of promoting our clients' best interests and decisions that foster an environment of trust by continuously partnering together to strengthen our culture of compliance to enable the best client, branch team and associate experiences. Through teams of Branch Auditors, the Branch Audit Department executes a risk-based audit program consisting of activities required by various regulatory bodies. Branch Auditors inspect branch offices and registered locations and conduct tailored compliance discussions with branch team members and associates to help protect clients, branch teams and the firm.

Branch auditors could be based in our HQ offices in St. Louis or Tempe, be home based and work remotely or have a hybrid work arrangement.

Key Responsibilities

Conduct risk-based reviews of business practices, processes, client accounts, and electronic records utilizing data analytics, reports, and tailored discussions to test the Financial Advisor and branch team's compliance with industry regulations and firm policies
Partner with Financial Advisors and branch teams through a client-centric approach to assist them in building a successful and compliant business
Provide verbal and written communication related to the outcome of the review, potential concerns or risk areas discussed, specific actions needed, and resources provided
Collaborate to address potential issues or risk areas with Financial Advisors, branch teams, and home office associates; determine when additional follow-up or escalation to leadership or another area is needed
Participate in department projects and initiatives with a focus on improving department processes and audit program effectiveness
Travel approximately 40% to 50% of the time (approximately two weeks per month) to conduct inspections and tailored compliance discussions

Series 7 and 63 or 66 licenses (or equivalent) required that are currently active
Series 9, 10, and 24 licenses required or must be obtained within 12 weeks of hire
Travel required 40-50% of the time (approximately two weeks per month) to conduct inspections and tailored compliance discussions
Financial service experience is preferred
Bachelor's degree is preferred
Broad knowledge of financial services products, industry rules and regulations, and firm policies and processes; excitement to continuously learn about these topics
Demonstrate strong communication, active listening, problem solving, decision making, and organizational skills
Ability to build relationships and manage conflict with empathy and respect
Deliver results in a dynamic environment independently and through partnership with others

At Edward Jones, we are building a place where everyone feels like they belong. We're proud of our associates' contributions to the firm and the recognitions we have received.

Check out our U.S. awards and accolades: Insights & Information Blog Postings about Edward Jones

Check out our Canadian awards and accolades: Insights & Information Blog Postings about Edward Jones

Edward Jones does not discriminate on the basis of race, color, gender, religion, national origin, age, disability, sexual orientation, pregnancy, veteran status, genetic information or any other basis prohibited by applicable law.

Edward Jones' compensation and benefits package includes medical and prescription drug, dental, vision, voluntary benefits (such as accident, hospital indemnity, and critical illness), short- and long-term disability, basic life, and basic AD&D coverage. Short- and long-term disability, basic life, and basic AD&D coverage are provided at no cost to associates. Edward Jones offers a 401k retirement plan, and tax-advantaged accounts: health savings account, and flexible spending account. Edward Jones observes ten paid holidays and provides 15 days of vacation for new associates beginning on January 1 of each year, as well as sick time, personal days, and a paid day for volunteerism. Associates may be eligible for bonuses and profit sharing. All associates are eligible for the firm's Employee Assistance Program. For more information on the Benefits available to Edward Jones associates, please visit our benefits page.

Qualified applicants with arrest or conviction records will be considered for employment in accordance with the Los Angeles County Fair Chance Ordinance and the California Fair Chance Act. Edward Jones is prohibited from hiring individuals with certain specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice regarding the provisions of the Los Angeles County Fair Chance Ordinance is available at: dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final-8.30.2024.pdf.

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Refine Your Search

compliance auditor jobs in st. louis, mo

Branch Auditor

Senior Financial Internal Auditor - Hybrid

Income Auditor

Internal Auditor

IT Auditor II/Senior IT Auditor

Senior Internal Auditor - Hybrid

Information Technology (IT) Senior Internal Auditor - Hybrid

General Accountant - Income Auditor

Revenue Auditor

International Trade Compliance Specialist

Senior Welding Quality Specialist

Insurance Premium Auditor

Senior Quality Inspector

REVENUE AUDITOR

Operational Auditor

Senior Lead Compliance Auditor (Hybrid) - Internal Audit

Analyst, Internal Audit & Compliance

Inventory Auditor

Vendor Compliance Auditor

Appraiser/Auditor

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