Top 5555 Regulatory compliance Jobs in Los Angeles, Ca

Policy & Procedure Manager (Mortgage Lending)
Cake Mortgage Corp. —Chatsworth, CA
- $80,000 - $115,000 a year
- Full-time
- Background check
- 5 years
- Office
- Health insurance
- Dental insurance
Quick Apply
Regulatory Affairs Supervisor
Talent Sourcing Direct, Inc. —San Fernando, CA
- $34 - $38 an hour
- Full-time
- Background check
- Microsoft Outlook
- Management
- 401(k) matching
- Opportunities for advancement
Quick Apply
Chart Analyst - SCH
SCHARP —Los Angeles, CA
- $87,360 a year
- Computer literacy
- HIPAA
- Mid-level
Quick Apply
BSA Compliance Assistant Credit Union - Part-time
Addvantage Credit Union Staffing —Los Angeles, CA
- $25 an hour
- Temporary
- Research
- Mid-level
- Office
Quick Apply
Hospital Manager of Risk Management
Clinical Management Consultants —Altadena, CA
- $123,520 - $160,000 a year
- Full-time
- Acute care
- Hospital
- Critical & Intensive Care
- Health insurance
- Paid time off
Compliance Analyst
UCLA Health —Los Angeles, CA
- $88,900 - $190,300 a year
- Research
- Mid-level
- 3 years
Compliance Manager (Remote)
Rula —Los Angeles, CA
- $152,000 - $176,700 a year
- Full-time
- Remote
- Writing skills
- Mid-level
- Master's degree
- Paid parental leave
- Health savings account
4d
QA Analyst (Privacy Compliance) $62.96
Calance US —Torrance, CA
- $62.96 an hour
- Contract
- Hybrid work
- Mid-level
- 3 years
- SQL
- AD&D insurance
- Disability insurance
Senior Compliance Investigator
UCLA Health —Los Angeles, CA
- $108,900 - $241,500 a year
- Master's degree
- Databases
- Analysis skills
Assurance Testing Specialist, Global Compliance
Google —Los Angeles, CA
- $136,000 - $197,000 a year
- Full-time
- 7 years
- Office
- Bachelor's degree
Manager, Compliance
Warner Bros. Discovery —Burbank, CA
- $86,800 - $161,200 a year
- Full-time
- 3 years
- Contracts
- Senior level
- Wellness program
- Paid holidays
Compliance Officer
AIDS Healthcare Foundation —Los Angeles, CA
- $155,000 - $165,000 a year
- HIPAA
- Senior level
- Health insurance
Quick Apply
Provider Data Integrity Analyst - MSO Contracting - Full Time 8 Hour Days (Exempt) (Non-Union)
USC —Pasadena, CA
- $71,386 - $116,865 a year
- 8 hour shift
- Microsoft Word
- Mid-level
- Analysis skills
6d
Cancer Registry Abstractor IV - 100% Remote
UCLA Health —Los Angeles, CA
- $41.70 - $55.03 an hour
- Remote
- Anatomy knowledge
- 5 years
- Writing skills
Specialist - Quality & Compliance
Nippon Express USA —El Segundo, CA
- $60,000 - $84,000 a year
- Full-time
- Microsoft Outlook
- Mid-level
- Office
- Commuter assistance
- Health savings account
Associate S&P and Entertainment Content Review
Mattel —El Segundo, CA
- Bachelor of Science
- Writing skills
- Mid-level
Manager, Accreditation & Regulatory Compliance (White Memorial)
Adventist Health —Los Angeles, CA
- $120,077 - $180,115 a year
- Day shift
- Hospital
- 3 years
- Master's degree
Investment Compliance Analyst
Franklin Templeton Investments —Pasadena, CA
- $78,800 - $92,600 a year
- Email
- Hybrid work
- Research
- Mid-level
- Office
- Health insurance
- Dental insurance
Regulatory Affairs Officer
Franklin Templeton Investments —Pasadena, CA
- $128,000 - $150,000 a year
- Full-time
- Hybrid work
- 5 years
- Office
- Analysis skills
- Paid holidays
- Health insurance
Risk Compliance Analyst
Panda Restaurant Group —Rosemead, CA
- $72,500 - $101,500 a year
- Email
- Hybrid work
- Mid-level
- 3 years
- Bachelor's degree
- AD&D insurance
- Disability insurance
Quick Apply
14d

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Policy & Procedure Manager (Mortgage Lending)

Cake Mortgage Corp. -
Chatsworth, CA

Quick Apply

Job Details

Full-time
$80,000 - $115,000 a year

Benefits

Health insurance
Dental insurance
401(k)
Paid time off
Vision insurance
Opportunities for advancement
Life insurance

Qualifications

Internal controls
Loan policies
Federal Housing Administration (FHA) loans
Technical documentation
Quality control
Risk management
Cross-functional collaboration
Banking internal controls
Cross-functional communication

Full Job Description

CAKE Mortgage is a cutting-edge wholesale mortgage lender specializing in Non-QM products. We're redefining the lending experience with innovative programs, streamlined processes, and a commitment to speed and precision. As we grow, we're looking for forward-thinking professionals who thrive in fast-paced, collaborative environments.

The Policy & Procedure Manager is responsible for developing, implementing, and maintaining the company's enterprise-wide policy and procedure framework across all mortgage banking functions. This role ensures that policies, procedures, standard operating procedures (SOPs), job aids, and operational documentation are accurate, current, compliant, and aligned with regulatory requirements, investor guidelines, and internal business practices.

The ideal candidate is an exceptional technical writer with extensive mortgage lending knowledge and the ability to translate complex regulatory, operational, and system requirements into clear, practical documentation. This position partners closely with Compliance, Operations, Risk, Quality Control, Information Technology, Capital Markets, Servicing, and business leaders to support operational consistency, regulatory compliance, employee training, and continuous process improvement.

Key Responsibilities

Develop, draft, edit, and maintain clear, accurate, and comprehensive policies, procedures, standard operating procedures, job aids, and related documentation across mortgage banking functions.
Collaborate with subject matter experts, compliance, quality assurance, legal, operations, and other stakeholders to gather information and accurately document established business practices.
Translate complex regulatory, operational, and technical requirements into practical, easy-to-understand written guidance.
Ensure policies and procedures align with applicable federal and state regulations, investor requirements, agency guidelines, and internal control standards, including RESPA, TRID, TILA, FHA, VA, and Fannie Mae and Freddie Mac requirements.
Review existing documentation for accuracy, consistency, completeness, readability, and alignment with current business practices.
Identify documentation gaps, inconsistencies, or outdated content and coordinate with appropriate stakeholders to obtain clarification and revisions.
Monitor regulatory, investor, agency, and internal business changes that may require updates to policies and procedures.
Manage the policy and procedure review and approval process, including stakeholder feedback, revision tracking, and final publication.
Maintain a centralized repository of policies, procedures, job aids, templates, and supporting documentation, including version histories, effective dates, approvals, and review schedules.
Establish and maintain consistent documentation standards, templates, terminology, formatting, and naming conventions.
Support internal and external audits, examinations, and quality reviews by providing current procedural documentation and related records.
Coordinate the communication and distribution of new or revised policies and procedures to impacted departments.
Support onboarding and training efforts by ensuring training materials and job aids remain consistent with approved policies and procedures.
Review documentation related to loan origination system updates or other technology changes to ensure written procedures accurately reflect approved system functionality and business requirements.

Requirements

Bachelor's degree in Business Administration, Finance, Communications, English, Technical Writing, or a related field preferred.
Equivalent combination of education and mortgage industry experience will be considered.
5+ years of mortgage banking experience required.
3+ years of policy, procedure, technical writing, documentation management, compliance, quality control, or operational governance experience.
Experience documenting mortgage lending processes across multiple operational areas.
Experience working with cross-functional business teams and executive stakeholders.
Strong understanding of residential mortgage lending operations.
Knowledge of agency and investor requirements.
Working knowledge of mortgage regulatory requirements including RESPA, TRID, TILA, HMDA, ECOA, FHA, VA, Fannie Mae, Freddie Mac, and Non-QM lending.
Understanding of document governance, internal controls, risk management, and quality assurance principles.

Why Join CAKE Mortgage?

Be part of a fast-growing company changing the game in Non-QM.
Competitive compensation and performance-based bonuses.
Collaborative and entrepreneurial culture.
Opportunities for career advancement and innovation.

Cake Mortgage does not tolerate discrimination of any type. Cake Mortgage offers equal employment opportunity to all qualified persons without regard to race, age, color, religion, sex/gender, gender identity, sexual orientation, marital status, medical condition, military or veteran status, national origin, ancestry, disability, or any other considerations made unlawful by Federal, State, or Local law. Cake Mortgage provides eligible and qualified employees with opportunities to advance. Cake Mortgage is an at will employer. Cake Mortgage is committed to providing employees with a work environment free of discrimination and harassment.

Pay: $80,000.00 - $115,000.00 per year

Benefits:

401(k)
Dental insurance
Health insurance
Life insurance
Paid time off
Vision insurance

Work Location: In person

Quick Apply

Refine Your Search

regulatory compliance jobs in los angeles, ca

Policy & Procedure Manager (Mortgage Lending)

Regulatory Affairs Supervisor

Chart Analyst - SCH

BSA Compliance Assistant Credit Union - Part-time

Hospital Manager of Risk Management

Compliance Analyst

Compliance Manager (Remote)

QA Analyst (Privacy Compliance) $62.96

Senior Compliance Investigator

Assurance Testing Specialist, Global Compliance

Manager, Compliance

Compliance Officer

Provider Data Integrity Analyst - MSO Contracting - Full Time 8 Hour Days (Exempt) (Non-Union)

Cancer Registry Abstractor IV - 100% Remote

Specialist - Quality & Compliance

Associate S&P and Entertainment Content Review

Manager, Accreditation & Regulatory Compliance (White Memorial)

Investment Compliance Analyst

Regulatory Affairs Officer

Risk Compliance Analyst

I want to receive the latest job alert for regulatory compliance in los angeles, ca

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