Top 58 Brokerage associate Jobs in Scottsdale, Az

Brokerage Operations Associate I - ACATS
Alpaca —Scottsdale, AZ
- Remote
- SQL
- Business
- Associate's degree
- Health insurance
4d
Associate Project Manager – Commercial Real Estate Project Delivery
Keyser Commercial Real Estate —Scottsdale, AZ
- $75,000 - $90,000 a year
- Full-time
- Microsoft Word
- Microsoft Excel
- Microsoft Outlook
- Health savings account
- Disability insurance
Quick Apply
Associate Data Recon Analyst, Performance and Data Recon
LPL Financial Corp —Tempe, AZ
- $23.27 - $38.82 an hour
- Full-time
- Finance
- SQL
- Bachelor's degree
- Health insurance
- Paid time off
Quick Apply
5d
Business Development Representative - Real Estate Focus
Muscular Moving Men —Phoenix, AZ
- $50,000 - $60,000 a year
- Full-time
- Background check
- Mid-level
- Residential
- Mileage reimbursement
- Fuel card
Quick Apply
7d
Business Development Associate
Smart City Locating —Phoenix, AZ
- $61,700 - $81,700 a year
- Weekends as needed
- Hybrid work
- OSHA
- Research
- Mid-level
- Paid holidays
- Disability insurance
5d
VP, Strategic Acquisitions
Cambridge Investment Research —Phoenix, AZ
- $130,000 - $170,000 a year
- Full-time
- Hybrid work
- Office
- Business development
- Bachelor's degree
- Wellness program
- Paid holidays
Freight Sales Associate
Desert Trans —Scottsdale, AZ
- From $25 an hour
- Full-time
- Bilingual
- Customer service
- Data entry
- Health insurance
- Dental insurance
Quick Apply
6d
Sales Executive Assistant
Fidelity National Financial —Scottsdale, AZ
- Full-time
- Microsoft Excel
- Microsoft Outlook
- Mid-level
- Employee stock purchase plan
- Health insurance
7d
Casualty Broker
Burns & Wilcox —Scottsdale, AZ
- Full-time
- Hybrid work
- Management
- Mid-level
- Bachelor's degree
- Health insurance
- 401(k) matching
Customs Specialist
C.H. Robinson —Scottsdale, AZ
- $21.76 - $45.96 an hour
- Full-time
- Hybrid work
- Background check
- Mid-level
- Office
- Paid parental leave
- Health savings account
4d
Adobe Experience Developer
Cambridge Investment Research —Phoenix, AZ
- $130,000 - $145,000 a year
- Full-time
- Hybrid work
- System design
- Office
- Java
- Wellness program
- Paid holidays
Senior HQ Compliance Advisor
Edward Jones —Tempe, AZ
- $101,700 - $173,200 a year
- Full-time
- Hybrid work
- Office
- Bachelor's degree
- Product management
- Profit sharing
- Health savings account
Senior Underwriter, Light Brokerage
Berkley —Scottsdale, AZ
- Full-time
- 3 years
- Bachelor's degree
- Mentoring
- Profit sharing
- Paid parental leave
Operations Department Generalist, Operations
Edward Jones —Tempe, AZ
- $63,200 - $104,200 a year
- Full-time
- 5 years
- Mid-level
- Office
- Profit sharing
- Health savings account
13d
Registered Associate II
Northern Trust Corp. —Tempe, AZ
- Full-time
- Mid-level
- Office
- 3 years
Commercial Lines Practice Leader
HUB International —Scottsdale, AZ
- Full-time
- Up to 50% travel
- 11+ years
- Bachelor's degree
14d
Registration and Licensing Consultant
Cambridge Investment Research —Phoenix, AZ
- $50,000 - $60,000 a year
- Full-time
- Mid-level
- Mentoring
- Leadership
- Wellness program
- Paid holidays
Sr. Associate OOG
Lotte Global Logistics N. America —Phoenix, AZ
- Microsoft Word
- Spanish
- Computer literacy
Quick Apply
Associate Regional Director - Supervision Principal
Cambridge Investment Research —Phoenix, AZ
- Full-time
- Office
- Senior level
- 4 years
- Paid holidays
- Disability insurance
Transaction Associate Manager
Cushman & Wakefield —Phoenix, AZ
- $63,750 - $75,000 a year
- Full-time
- Bachelor of Science
- Mid-level
- 3 years
- Health savings account
- Disability insurance
Quick Apply
5d

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brokerage associate jobs near scottsdale, az

Brokerage Operations Associate I - ACATS

Alpaca -
Scottsdale, AZ

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Job Details

4 days ago

Benefits

Stock options
Health insurance

Qualifications

Internal controls
Documentation tools
Industry knowledge of financial regulations
FINRA License
Data analytics tools
Documentation reviews

Full Job Description

Who We Are:

Alpaca is a US-headquartered, global leader in agent-first brokerage infrastructure for stocks, ETFs, options, crypto, fixed income, 24/5 trading, and more.

Amongst our subsidiaries, Alpaca is a licensed financial services company, serving hundreds of financial institutions across 40 countries with our institutional-grade APIs. This includes broker-dealers, investment advisors, wealth managers, hedge funds, and crypto exchanges, totalling over 10 million brokerage accounts.

Our global team is a diverse group of experienced engineers, traders, and brokerage professionals who are working to achieve our mission of opening financial services to everyone on the planet. We're deeply committed to open-source contributions and fostering a vibrant community, continuously enhancing our award-winning, developer-friendly API and the robust infrastructure behind it.

Alpaca is proudly backed by $400 million in funding from top-tier global investors including Portage Ventures, Spark Capital, Tribe Capital, Social Leverage, Horizons Ventures, Opera Tech Ventures, SBI Group, Derayah Financial, Unbound, Peak XV, Elefund, and Y Combinator.

Our Team Members:

We're a dynamic team of 400+ globally distributed members who thrive working from our favorite places around the world, with teammates spanning the USA, Canada, Japan, Hungary, Nigeria, Brazil, the UK, and beyond!

We're searching for passionate individuals eager to contribute to Alpaca's rapid growth. If you align with our core values—Stay Curious, Have Empathy, and Be Accountable—and are ready to make a significant impact, we encourage you to apply.

Your Role:

This is an opportunity to join a Fintech firm specializing in many facets of the broker-dealer space, with a B2B clearing platform supporting a wide network of partner brokers and API-driven workflows. You will focus on ACATS and non-ACATS transfers, working as a key member of the Transfers team that handles incoming and outgoing account movements across our partner ecosystem.

We're looking for someone who brings deep operational expertise in account transfers, thrives in a fast-paced and ever-evolving regulatory environment, and is excited to help build out our transfers function as we transition to self-clearing. Working collaboratively with internal and external partners, you'll play a key role in delivering accurate, timely, and compliant transfer processing while shaping the procedures and controls that support business continuity. The team is 100% distributed and remote.

Things You Get To Do:

Process daily incoming and outgoing ACATS within industry timelines, validating client information, contra accounts, and asset eligibility across the full transfer lifecycle
Process DTC / FOP (Free of Payment) transfers, ACATS Free Deliveries, Fail Reversals, and nonstandard transfer types (PTR, PTD, RCL, RCR, FRV, MFC, PTF)
Identify documentation and processing irregularities, execute the correct reject paths, and apply controls to prevent errors
Handle communications with contra firms, transfer agents, and partner brokers, coordinating on rejections, accelerations, reclaims, and documentation
Run mass account transfers and conversions, both internal and external
Partner with engineering to automate daily self-clearing workflows
Drive continuous operational improvement through root cause analysis, trend analysis, and updates to the control framework
Serve as the firm's Subject Matter Expert on transfers, acting as a referral point for policy-related queries
Prepare summary documentation for special projects and participate in cross-functional initiatives as assigned

Who You Are (Must-Haves):

2+ years of ACATS experience, with hands-on industry portal usage and a strong understanding of the ACATS cycle, status progression, and industry timing requirements
Working knowledge of NSCC / DTCC rules, FINRA Rule 11870, and standard vs. nonstandard transfer flows
Knowledge of U.S. broker-dealer back-office operations, including DTC settlements, FOP transfers, Fund/SERV, and contra account formats across major U.S. broker-dealers
Ability to identify documentation and processing irregularities, draw logical conclusions, and outline corrective measures
Excellent written and verbal communication skills, with strong attention to detail and the ability to work both independently and collaboratively in a remote, fast-paced environment with hard daily cutoffs
Basic knowledge of SQL, Metabase, or similar query tools, and comfort navigating internal tools, industry portals, ticketing systems, and Google/Microsoft document solutions
Ability to adapt to an evolving regulatory landscape and contribute to a self-clearing operational build-out, while embodying our tenets: Stay Curious, Have Empathy, Be Accountable
Possess the SIE and Series 99 (or higher securities license), or achieve a passing result on the Series 99 within the first 180 days of employment

Who You Might Be (Nice-to-Haves):

Associate's degree in a business-related field and 5+ years of experience in ACATS, treasury or cashiering operations, banking, or financial services
Series 7
Hands-on experience processing ACATS on DTCC's portal as a deliverer, or supporting a firm's transition to self-clearing
Exposure to ACATS-Fund/SERV, options/annuity/UIT transfers, non-ACATS transfer agent workflows, or API-driven partner brokers

How We Take Care of You:

Competitive Salary & Stock Options
Health Benefits
New Hire Home-Office Setup: One-time USD $500
Monthly Stipend: USD $150 per month via a Brex Card

Alpaca is proud to be an equal opportunity workplace dedicated to pursuing and hiring a diverse workforce.

Recruitment Privacy Policy

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Refine Your Search

brokerage associate jobs in scottsdale, az

Brokerage Operations Associate I - ACATS

Associate Project Manager – Commercial Real Estate Project Delivery

Associate Data Recon Analyst, Performance and Data Recon

Business Development Representative - Real Estate Focus

Business Development Associate

VP, Strategic Acquisitions

Freight Sales Associate

Sales Executive Assistant

Casualty Broker

Customs Specialist

Adobe Experience Developer

Senior HQ Compliance Advisor

Senior Underwriter, Light Brokerage

Operations Department Generalist, Operations

Registered Associate II

Commercial Lines Practice Leader

Registration and Licensing Consultant

Sr. Associate OOG

Associate Regional Director - Supervision Principal

Transaction Associate Manager

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