Top 619 Registered investment advisor ria Jobs

Operations Associate and Trader (West Financial Services - Registered Investment Advisor (RIA))
Atlantic Union Bank —McLean, VA
- $72,052 - $120,179 a year
- CPA
- Mid-level
- Office
- Profit sharing
Principal – Broker/Dealer RIA
CreativeOne —Leawood, KS
- From $100,000 a year
- Full-time
- Background check
- 5 years
- Office
- Health savings account
- Relocation assistance
Quick Apply
401(k) Plan Enroller / Educator
Monarch Plan Advisors —Orange County, CA
- $100 - $135 an hour
- Part-time
- Entry level
- 401(k)
- Work from home
Quick Apply
Financial Advisor
Caliber Wealth Management —Overland Park, KS
- $55,000 - $200,000 a year
- Full-time
- Hybrid work
- Mid-level
- Bachelor's degree
- Marketing
- Health insurance
- Dental insurance
Quick Apply
Tax Planner Associate
Pure Financial Advisors, LLC —San Diego, CA
- $70,000 - $80,000 a year
- Full-time
- Hybrid work
- CPA
- Research
- Mid-level
- Health savings account
- AD&D insurance
Quick Apply
Wealth Planning Liaison
MMG Wealth Management —Grand Haven, MI
- $45,000 - $85,000 a year
- Multiple hires
- Background check
- Microsoft Excel
- Microsoft Outlook
- Relocation assistance
- Tuition reimbursement
Quick Apply
Fractional Chief Operating Officer- Registered Investment Adviser
Sindia Capital Advisers, LLC —New Jersey
- $2,000 - $5,000 a month
- Part-time
- Hybrid work
- Background check
- 5 years
- Mentoring
- Flexible schedule
Quick Apply
1d
Investment Compliance Analyst
Stratos Wealth Partners —Beachwood, OH
- $70,000 - $80,000 a year
- Full-time
- Hybrid work
- Mid-level
- 3 years
- Bachelor's degree
- Health savings account
- Health insurance
9d
Internal Wholesaler / Account Executive
HRC Financial Group —New York, NY
- $90,000 - $125,000 a year
- Full-time
- Salesforce
- Research
- Mid-level
- Health insurance
- Dental insurance
Quick Apply
Investment Operations Associate / Associate Wealth Advisor - licensed candidates preferred
Stronghaven —Greenwood Village, CO
- $67,000 - $80,000 a year
- Full-time
- Hybrid work
- Background check
- Mid-level
- Office
- Health insurance
- Dental insurance
Quick Apply
20h
Controller & Head of Financial Operations
Confidential Multi-Family Office —Salt Lake City, UT
- $175,000 - $225,000 a year
- Full-time
- Hybrid work
- CPA
- 8 years
- Senior level
- Health insurance
- 401(k)
Quick Apply
10d
Registered Investment Advisor
Driscolls Recruiting —Braintree, MA
- $90,000 - $160,000 a year
- Full-time
- Hybrid work
- Background check
- Mid-level
- Finance
- Health insurance
- Dental insurance
Quick Apply
Office Coordinator & Junior Client Service Associate
Cypress Wealth Services, LLC —Palm Desert, CA
- $20 - $25 an hour
- Full-time
- Background check
- 5 years
- Mid-level
- Health insurance
- Dental insurance
Quick Apply
Financial Planning Administrative Support
Pure Financial Advisors, LLC —San Diego, CA
- $45,000 - $50,000 a year
- Full-time
- Microsoft Word
- Office
- Finance
- Health savings account
- AD&D insurance
Quick Apply
Client Experience Coordinator
Seneschal Family Office —Tacoma, WA
- $31.25 - $38.46 an hour
- Full-time
- Background check
- Microsoft Outlook
- 5 years
- Paid parental leave
- Health savings account
Quick Apply
9d
Investment Analyst (International Equities)
Renaissance Investment Management —Covington, KY
- Full-time
- Hybrid work
- Background check
- Mid-level
- 3 years
- Disability insurance
- Health insurance
Quick Apply
10d
Compliance Officer
Concorde Investment Services —Boca Raton, FL
- $60,000 - $90,000 a year
- Full-time
- Management
- Research
- Office
- Health savings account
- Health insurance
Quick Apply
2d
Wealth Management Operations Associate
Ciccarelli Advisory Services Inc. —Naples, FL
- From $45,000 a year
- Full-time
- Mid-level
- Office
- Profit sharing
- Health insurance
Quick Apply
7d
Fiduciary Risk Officer
MJ Boyd Consulting —Miami, FL
- Microsoft Excel
- 5 years
- Office
Quick Apply
Client Relations Specialist
CreativeOne —Leawood, KS
- From $55,000 a year
- Full-time
- Background check
- Mid-level
- Office
- Health insurance
- Dental insurance
Quick Apply

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Operations Associate and Trader (West Financial Services - Registered Investment Advisor (RIA))

Atlantic Union Bank -
McLean, VA

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Job Details

$72,052 - $120,179 a year

Benefits

Profit sharing

Qualifications

Vendor relationship building

Full Job Description

The Operations Associate/Trader will play a central role in the firm’s day‑to‑day trading, portfolio operations, and technology workflows. This individual will serve as the primary equity trader and work closely with the Senior Fixed Income Manager on multi‑asset execution. The role also partners with the Director of Operations & Technology on systems management, audits, process improvement, and firmwide operational initiatives.

Position Accountabilities

Trading & Portfolio Operations

Serve as the primary equity trader for the firm, executing trades accurately and efficiently across client accounts.
Coordinate with the Senior Fixed Income Manager on fixed income execution, allocations, and trade workflows.
Monitor trade settlements, corporate actions, and reconciliation issues.
Support portfolio rebalancing, cash management, and model maintenance.
Ensure all trading activity adheres to firm policies, client guidelines, and regulatory requirements.

Technology & Systems

Utilize Envestnet Tamarac (or similar portfolio management/trading systems) for trading, reporting, and workflow management.
Maintain and enhance CRM processes within Salesforce.
Assist with system integrations, data hygiene, and technology optimization across the firm.
Collaborate with the Director of Operations & Technology on system upgrades, vendor relationships, and process automation.

Process Improvement & Firmwide Support

Participate in ongoing operational projects to improve efficiency, accuracy, and scalability.
Assist with internal controls, workflow documentation, and operational risk management.
Support periodic audits, compliance reviews, and documentation requests.
Provide general support to the operations, portfolio management and client service teams as needed.

Organizational Relationship

This position reports to: The Director of Operations and Technology

Position Qualifications

Education & Experience

Bachelor’s degree in finance, economics, business, or a related field.
2+ years of experience in the RIA, wealth management, or asset management industry.
Hands-on experience with Envestnet Tamarac, Tamarac Trading, or a comparable portfolio management/trading platform.
Familiarity with Salesforce CRM
Experience working with Schwab and Fidelity custodial platforms.
Experience with process automation or operational technology improvements.

Knowledge & Skills

Understanding of trading workflows, settlements, and portfolio operations.

Advanced proficiency with Microsoft Office Suite, with a strong emphasis on Excel (complex formulas, pivot tables, data manipulation, and workflow optimization).

Series 65 license highly desired. A CFP®, CFA®, CPA or similar designation is strongly preferred, or working toward one.
Experience with process automation or operational technology improvements.

High attention to detail, strong organizational skills, and the ability to manage multiple priorities.
Excellent communication skills and a collaborative mindset.

Salary offered will be based on several factors including but not limited to education, work experience, certifications, etc. The salary range for this role is $72,052-$120,179 This position is also eligible to participate in either an applicable incentive compensation plan for the position or a discretionary profit sharing bonus program. General information on our comprehensive benefits package can be found by visiting https://www.atlanticunionbank.com/about/careers/benefits (https://www.atlanticunionbank.com/about/careers/benefits).

We are proud to be an Equal Employment Opportunity employer. We maintain a drug-free workplace.

Equal Opportunity Employer
This employer is required to notify all applicants of their rights pursuant to federal employment laws. For further information, please review the Know Your Rights (https://www.eeoc.gov/poster) notice from the Department of Labor.

Apply Now

Refine Your Search

registered investment advisor ria jobs

Operations Associate and Trader (West Financial Services - Registered Investment Advisor (RIA))

Principal – Broker/Dealer RIA

401(k) Plan Enroller / Educator

Financial Advisor

Tax Planner Associate

Wealth Planning Liaison

Fractional Chief Operating Officer- Registered Investment Adviser

Investment Compliance Analyst

Internal Wholesaler / Account Executive

Investment Operations Associate / Associate Wealth Advisor - licensed candidates preferred

Controller & Head of Financial Operations

Registered Investment Advisor

Office Coordinator & Junior Client Service Associate

Financial Planning Administrative Support

Client Experience Coordinator

Investment Analyst (International Equities)

Compliance Officer

Wealth Management Operations Associate

Fiduciary Risk Officer

Client Relations Specialist

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